0001140361-12-047935.txt : 20121119 0001140361-12-047935.hdr.sgml : 20121119 20121119161149 ACCESSION NUMBER: 0001140361-12-047935 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121102 FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alonso Mario E CENTRAL INDEX KEY: 0001552646 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 121214725 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-11-02 2012-11-06 0 0001379895 DYNEGY INC. DYN 0001552646 Alonso Mario E 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 VP-Strategic Planning & Dev Phantom Stock 2012-11-02 4 A 0 10490 0 A Common Stock 10490 10490 D Phantom Stock 2012-11-02 4 A 0 162 0 A Common Stock 162 162 D Amended to reflect a correction in the computation of shares, resulting in an increase of 11 phantom stock units. Each unit of phantom stock is the economic equivalent of one share of common stock. The phantom stock units vest in three equal annual installments beginning on April 2, 2013. The units of phantom stock become payable in cash within 30 days after the vesting date. Amended to reflect a correction in the computation of shares, resulting in an increase of 1 phantom stock unit. Each unit of phantom stock is the economic equivalent of one share of common stock. The phantom stock units vest on March 3, 2013. The units of phantom stock become payable in cash within 30 days after the vesting date. /s/ Heidi D. Lewis, Attorney-in-Fact 2012-11-19