0001645772-17-000017.txt : 20170918 0001645772-17-000017.hdr.sgml : 20170918 20170918175507 ACCESSION NUMBER: 0001645772-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170914 FILED AS OF DATE: 20170918 DATE AS OF CHANGE: 20170918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamood Samuel A CENTRAL INDEX KEY: 0001645772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37470 FILM NUMBER: 171090622 MAIL ADDRESS: STREET 1: C/O TRANSUNION STREET 2: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransUnion CENTRAL INDEX KEY: 0001552033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 611678417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: (312) 985-2000 MAIL ADDRESS: STREET 1: 555 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: TransUnion Holding Company, Inc. DATE OF NAME CHANGE: 20120612 4 1 wf-form4_150577169383027.xml FORM 4 X0306 4 2017-09-14 1 0001552033 TransUnion TRU 0001645772 Hamood Samuel A C/O TRANSUNION 555 WEST ADAMS STREET CHICAGO IL 60661 0 0 0 1 Former EVP & CFO Common Stock 2017-09-14 4 M 0 40185 4.99 A 100066 I By Trust Common Stock 2017-09-14 4 S 0 21341 42.95 D 78725 I By Trust Common Stock 20243 D Stock Options (right to buy) 4.99 2017-09-14 4 M 0 40185 4.99 D 2022-08-01 Common Stock 40185.0 0 I By Trust Represents the exercise of stock options that would otherwise have expired on September 18, 2017, pursuant to their terms as a result of Mr. Hamood's resignation from TransUnion. Reflects shares received in connection with the exercise of 40,185 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 18,844 option shares. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.89 to $43.056, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. /s/ Michael J. Forde, by power of attorney 2017-09-18