0001645772-17-000017.txt : 20170918
0001645772-17-000017.hdr.sgml : 20170918
20170918175507
ACCESSION NUMBER: 0001645772-17-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170918
DATE AS OF CHANGE: 20170918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamood Samuel A
CENTRAL INDEX KEY: 0001645772
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 171090622
MAIL ADDRESS:
STREET 1: C/O TRANSUNION
STREET 2: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransUnion
CENTRAL INDEX KEY: 0001552033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 611678417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: (312) 985-2000
MAIL ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: TransUnion Holding Company, Inc.
DATE OF NAME CHANGE: 20120612
4
1
wf-form4_150577169383027.xml
FORM 4
X0306
4
2017-09-14
1
0001552033
TransUnion
TRU
0001645772
Hamood Samuel A
C/O TRANSUNION
555 WEST ADAMS STREET
CHICAGO
IL
60661
0
0
0
1
Former EVP & CFO
Common Stock
2017-09-14
4
M
0
40185
4.99
A
100066
I
By Trust
Common Stock
2017-09-14
4
S
0
21341
42.95
D
78725
I
By Trust
Common Stock
20243
D
Stock Options (right to buy)
4.99
2017-09-14
4
M
0
40185
4.99
D
2022-08-01
Common Stock
40185.0
0
I
By Trust
Represents the exercise of stock options that would otherwise have expired on September 18, 2017, pursuant to their terms as a result of Mr. Hamood's resignation from TransUnion.
Reflects shares received in connection with the exercise of 40,185 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 18,844 option shares.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.89 to $43.056, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
/s/ Michael J. Forde, by power of attorney
2017-09-18