0001085146-18-002417.txt : 20181026 0001085146-18-002417.hdr.sgml : 20181026 20181026161623 ACCESSION NUMBER: 0001085146-18-002417 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181026 DATE AS OF CHANGE: 20181026 EFFECTIVENESS DATE: 20181026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gilman Hill Asset Management, LLC CENTRAL INDEX KEY: 0001551969 IRS NUMBER: 208806725 STATE OF INCORPORATION: CT FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14994 FILM NUMBER: 181141812 BUSINESS ADDRESS: STREET 1: 199 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-571-0225 MAIL ADDRESS: STREET 1: 199 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001551969 XXXXXXXX 09-30-2018 09-30-2018 false Gilman Hill Asset Management, LLC

199 ELM STREET NEW CANAAN CT 06840

13F HOLDINGS REPORT 028-14994 N John B. Harrington 203-571-0225 /s/ John B. Harrington New Canaan CT 10-25-2018 0 182 255034 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 265 1259 SH SOLE 1259 0 0 ABBOTT LABS COM 002824100 551 7517 SH SOLE 7517 0 0 ABBVIE INC COM 00287Y109 1101 11645 SH SOLE 11645 0 0 ACTIVISION BLIZZARD INC COM 00507V109 220 2648 SH SOLE 2648 0 0 ALBANY INTL CORP CL A 012348108 1062 13359 SH SOLE 13359 0 0 ALLERGAN PLC SHS G0177J108 298 1566 SH SOLE 1566 0 0 ALPHABET INC CAP STK CL C 02079K107 795 666 SH SOLE 666 0 0 ALPHABET INC CAP STK CL A 02079K305 537 445 SH SOLE 445 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 366 34310 SH SOLE 34310 0 0 ALTRIA GROUP INC COM 02209S103 275 4563 SH SOLE 4563 0 0 AMAZON COM INC COM 023135106 1364 681 SH SOLE 681 0 0 AMERICAN ELEC PWR INC COM 025537101 408 5754 SH SOLE 5754 0 0 AMERICAN EXPRESS CO COM 025816109 209 1965 SH SOLE 1965 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 913 10375 SH SOLE 10375 0 0 AMGEN INC COM 031162100 1092 5267 SH SOLE 5267 0 0 APPLE INC COM 037833100 1981 8778 SH SOLE 8778 0 0 APPLIED MATLS INC COM 038222105 533 13795 SH SOLE 13795 0 0 APTIV PLC SHS G6095L109 739 8803 SH SOLE 8803 0 0 ARCH CAP GROUP LTD ORD G0450A105 224 7500 SH SOLE 7500 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 231 5850 SH SOLE 5850 0 0 AT&T INC COM 00206R102 794 23649 SH SOLE 23649 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 273 1813 SH SOLE 1813 0 0 B & G FOODS INC NEW COM 05508R106 4149 151150 SH SOLE 150614 0 535 BANCO DE CHILE SPONSORED ADR 059520106 985 10817 SH SOLE 10817 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 647 3023 SH SOLE 3023 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 967 25407 SH SOLE 25407 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 724 11657 SH SOLE 11657 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 594 33915 SH SOLE 33915 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 249 6250 SH SOLE 6250 0 0 CARETRUST REIT INC COM 14174T107 317 17925 SH SOLE 17925 0 0 CATERPILLAR INC DEL COM 149123101 895 5869 SH SOLE 5869 0 0 CELGENE CORP COM 151020104 626 6996 SH SOLE 6996 0 0 CENTURYLINK INC COM 156700106 6830 322171 SH SOLE 320681 0 1490 CHEVRON CORP NEW COM 166764100 4979 40715 SH SOLE 40483 0 232 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1056 21589 SH SOLE 21589 0 0 CISCO SYS INC COM 17275R102 1635 33612 SH SOLE 33612 0 0 CLEARWAY ENERGY INC CL C 18539C204 193 10000 SH SOLE 10000 0 0 COCA COLA CO COM 191216100 247 5347 SH SOLE 5347 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 4433 244218 SH SOLE 243251 0 967 CONSTELLATION BRANDS INC CL A 21036P108 216 1000 SH SOLE 1000 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 46 14500 SH SOLE 14500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 353 3175 SH SOLE 3175 0 0 DISNEY WALT CO COM DISNEY 254687106 526 4497 SH SOLE 4497 0 0 DOMINION ENERGY INC COM 25746U109 252 3592 SH SOLE 3592 0 0 DOUGLAS DYNAMICS INC COM 25960R105 1539 35068 SH SOLE 34402 0 666 DOWDUPONT INC COM 26078J100 906 14081 SH SOLE 14081 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3926 49062 SH SOLE 48832 0 230 ENTERPRISE PRODS PARTNERS L COM 293792107 4176 145355 SH SOLE 144613 0 742 EVEREST RE GROUP LTD COM G3223R108 472 2067 SH SOLE 2067 0 0 EXXON MOBIL CORP COM 30231G102 803 9441 SH SOLE 9441 0 0 FACEBOOK INC CL A 30303M102 1296 7879 SH SOLE 7879 0 0 FARMLAND PARTNERS INC COM 31154R109 2071 309106 SH SOLE 307531 0 1575 FEDEX CORP COM 31428X106 547 2270 SH SOLE 2270 0 0 FISERV INC COM 337738108 1067 12950 SH SOLE 12950 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 4226 456849 SH SOLE 454599 0 2250 GENERAL ELECTRIC CO COM 369604103 205 18144 SH SOLE 18144 0 0 GENERAL MTRS CO COM 37045V100 4386 130271 SH SOLE 129686 0 584 GILEAD SCIENCES INC COM 375558103 276 3575 SH SOLE 3575 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1373 34192 SH SOLE 34192 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 2265 20750 SH SOLE 20750 0 0 HANESBRANDS INC COM 410345102 668 36241 SH SOLE 36241 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 5404 251715 SH SOLE 250093 0 1622 HERCULES CAPITAL INC COM 427096508 4677 355389 SH SOLE 353841 0 1548 HIGH INCOME SECS FD SHS BEN INT 42968F108 166 17500 SH SOLE 17500 0 0 HOME DEPOT INC COM 437076102 2740 13227 SH SOLE 13227 0 0 INGERSOLL-RAND PLC SHS G47791101 309 3018 SH SOLE 3018 0 0 INSIGHT SELECT INCOME FD COM 45781W109 186 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 981 20736 SH SOLE 20736 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5141 33996 SH SOLE 33851 0 145 INVESCO BD FD COM 46132L107 344 19500 SH SOLE 19500 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 386 15500 SH SOLE 15500 0 0 IRON MTN INC NEW COM 46284V101 4514 130750 SH SOLE 130091 0 659 ISHARES TR CORE S&P500 ETF 464287200 292 997 SH SOLE 997 0 0 ISHARES TR MSCI EAFE ETF 464287465 945 13902 SH SOLE 13902 0 0 ISHARES TR RUS MID CAP ETF 464287499 1765 8003 SH SOLE 8003 0 0 JOHNSON & JOHNSON COM 478160104 1589 11497 SH SOLE 11497 0 0 JPMORGAN CHASE & CO COM 46625H100 1144 10136 SH SOLE 10136 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 1133 23475 SH SOLE 23475 0 0 KIMBERLY CLARK CORP COM 494368103 327 2879 SH SOLE 2879 0 0 KINDER MORGAN INC DEL COM 49456B101 721 40645 SH SOLE 40645 0 0 KRAFT HEINZ CO COM 500754106 270 4905 SH SOLE 4905 0 0 L BRANDS INC COM 501797104 4720 155772 SH SOLE 155007 0 765 LABORATORY CORP AMER HLDGS COM NEW 50540R409 261 1500 SH SOLE 1500 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 5295 68054 SH SOLE 67756 0 297 LAS VEGAS SANDS CORP COM 517834107 1593 26845 SH SOLE 26845 0 0 LAZARD LTD SHS A G54050102 733 15235 SH SOLE 15235 0 0 LILLY ELI & CO COM 532457108 683 6365 SH SOLE 6365 0 0 LOCKHEED MARTIN CORP COM 539830109 539 1559 SH SOLE 1559 0 0 LOWES COS INC COM 548661107 953 8299 SH SOLE 8299 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3237 47798 SH SOLE 47405 0 393 MARRIOTT INTL INC NEW CL A 571903202 612 4634 SH SOLE 4634 0 0 MCDONALDS CORP COM 580135101 423 2531 SH SOLE 2531 0 0 MEDTRONIC PLC SHS G5960L103 1118 11369 SH SOLE 11369 0 0 MERCK & CO INC COM 58933Y105 645 9091 SH SOLE 9091 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 381 49075 SH SOLE 49075 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 110 24900 SH SOLE 24900 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 100 18045 SH SOLE 18045 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 630 21360 SH SOLE 21360 0 0 MICROSOFT CORP COM 594918104 1383 12093 SH SOLE 12093 0 0 MID AMER APT CMNTYS INC COM 59522J103 626 6253 SH SOLE 6253 0 0 MILESTONE SCIENTIFIC INC COM NEW 59935P209 30 40500 SH SOLE 40500 0 0 MOHAWK INDS INC COM 608190104 496 2826 SH SOLE 2826 0 0 MONDELEZ INTL INC CL A 609207105 367 8550 SH SOLE 8550 0 0 MYLAN N V SHS EURO N59465109 535 14617 SH SOLE 14617 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1518 29272 SH SOLE 29272 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 5357 119520 SH SOLE 118941 0 579 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 229 9000 SH SOLE 9000 0 0 NAVIENT CORPORATION COM 63938C108 4355 323060 SH SOLE 321600 0 1460 NEW MEDIA INVT GROUP INC COM 64704V106 4491 286252 SH SOLE 285016 0 1236 NEXTERA ENERGY INC COM 65339F101 456 2720 SH SOLE 2720 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 590 12170 SH SOLE 12170 0 0 NIKE INC CL B 654106103 339 4000 SH SOLE 4000 0 0 NORTHROP GRUMMAN CORP COM 666807102 884 2785 SH SOLE 2785 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1830 65826 SH SOLE 65351 0 475 ONEOK INC NEW COM 682680103 1057 15591 SH SOLE 15591 0 0 OWENS & MINOR INC NEW COM 690732102 3565 215816 SH SOLE 214831 0 985 PALO ALTO NETWORKS INC COM 697435105 1294 5743 SH SOLE 5743 0 0 PARTY CITY HOLDCO INC COM 702149105 545 40228 SH SOLE 40228 0 0 PEPSICO INC COM 713448108 677 6053 SH SOLE 6053 0 0 PFIZER INC COM 717081103 5632 127803 SH SOLE 127258 0 545 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 214 2125 SH SOLE 2125 0 0 PITNEY BOWES INC COM 724479100 2434 343819 SH SOLE 342424 0 1395 POWER REIT COM 73933H101 103 17000 SH SOLE 17000 0 0 PPL CORP COM 69351T106 2603 88964 SH SOLE 88499 0 465 PROCTER AND GAMBLE CO COM 742718109 399 4791 SH SOLE 4791 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 138 20000 SH SOLE 20000 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 57 10750 SH SOLE 10750 0 0 QUALCOMM INC COM 747525103 5854 81276 SH SOLE 80896 0 380 REALTY INCOME CORP COM 756109104 209 3669 SH SOLE 3669 0 0 REGENERON PHARMACEUTICALS COM 75886F107 212 525 SH SOLE 525 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1953 38284 SH SOLE 38284 0 0 ROSS STORES INC COM 778296103 903 9115 SH SOLE 9115 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1921 27085 SH SOLE 27085 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 257 3775 SH SOLE 3775 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 5898 68447 SH SOLE 68076 0 371 SABRA HEALTH CARE REIT INC COM 78573L106 4353 188264 SH SOLE 187407 0 858 SASOL LTD SPONSORED ADR 803866300 610 15790 SH SOLE 15790 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6664 140733 SH SOLE 140048 0 685 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 400 4200 SH SOLE 4200 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 345 6400 SH SOLE 6400 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 211 1800 SH SOLE 1800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 376 4800 SH SOLE 4800 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 234 3100 SH SOLE 3100 0 0 SEMPRA ENERGY COM 816851109 345 3034 SH SOLE 3034 0 0 SHERWIN WILLIAMS CO COM 824348106 759 1668 SH SOLE 1668 0 0 SIMON PPTY GROUP INC NEW COM 828806109 706 3994 SH SOLE 3994 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 5251 75211 SH SOLE 74890 0 320 SMTC CORP COM NEW 832682207 46 15977 SH SOLE 15977 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 331 9510 SH SOLE 9510 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2155 7414 SH SOLE 7414 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2263 6158 SH SOLE 6158 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 1760 219172 SH SOLE 219172 0 0 SUNRUN INC COM 86771W105 124 10000 SH SOLE 10000 0 0 SYSCO CORP COM 871829107 211 2875 SH SOLE 2875 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1789 40520 SH SOLE 40520 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 4249 185727 SH SOLE 184912 0 815 TARGA RES CORP COM 87612G101 6346 112703 SH SOLE 112129 0 574 TARGET CORP COM 87612E106 211 2390 SH SOLE 2390 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 230 37500 SH SOLE 37500 0 0 TERADYNE INC COM 880770102 524 14180 SH SOLE 14180 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 221 3632 SH SOLE 3632 0 0 TOTAL S A SPONSORED ADR 89151E109 1533 23815 SH SOLE 23815 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1486 11950 SH SOLE 11950 0 0 UNION PAC CORP COM 907818108 304 1870 SH SOLE 1870 0 0 UNITED RENTALS INC COM 911363109 1355 8285 SH SOLE 8285 0 0 UNITED TECHNOLOGIES CORP COM 913017109 694 4961 SH SOLE 4961 0 0 UNITEDHEALTH GROUP INC COM 91324P102 211 792 SH SOLE 792 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 288 1755 SH SOLE 1755 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4087 25140 SH SOLE 25140 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 622 11952 SH SOLE 11952 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 586 14286 SH SOLE 14286 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 223 5153 SH SOLE 5153 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 337 3105 SH SOLE 3105 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 203 1000 SH SOLE 1000 0 0 VENTAS INC COM 92276F100 3453 63500 SH SOLE 63221 0 280 VERIZON COMMUNICATIONS INC COM 92343V104 5430 101695 SH SOLE 101337 0 359 VMWARE INC CL A COM 928563402 926 5935 SH SOLE 5935 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 305 4190 SH SOLE 4190 0 0 WELLTOWER INC COM 95040Q104 237 3690 SH SOLE 3690 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 151 21350 SH SOLE 21350 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 1290 64465 SH SOLE 64465 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 769 5850 SH SOLE 5850 0 0