0001085146-12-000840.txt : 20120618 0001085146-12-000840.hdr.sgml : 20120618 20120618144416 ACCESSION NUMBER: 0001085146-12-000840 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 EFFECTIVENESS DATE: 20120618 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gilman Hill Asset Management, LLC CENTRAL INDEX KEY: 0001551969 IRS NUMBER: 208806725 STATE OF INCORPORATION: CT FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14994 FILM NUMBER: 12912142 BUSINESS ADDRESS: STREET 1: 156 KINGS HIGHWAY NORTH CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-571-0225 MAIL ADDRESS: STREET 1: 156 KINGS HIGHWAY NORTH CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 gilman1q2012.txt GILMAN HILL ASSET MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gilman Hill Asset Management, LLC Address: 156 Kings Highway North Westport, CT 06880 13F File Number: 028-14994 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John B. Harrington Title: Chief Compliance Officer Phone: 203-571-0225 Signature, Place, and Date of Signing: /s/ John B. Harrington Westport, CT June 18, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $118,753 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1 800 FLOWERS COM CL A 68243Q106 56 18591 SH SOLE 18591 0 0 3M CO COM 88579Y101 861 9652 SH SOLE 9652 0 0 ABBOTT LABS COM 002824100 637 10400 SH SOLE 10400 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 98 12000 SH SOLE 12000 0 0 ALTRIA GROUP INC COM 02209S103 652 21130 SH SOLE 21130 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 487 14300 SH SOLE 14300 0 0 ANNALY CAP MGMT INC COM 035710409 190 12000 SH SOLE 12000 0 0 APPLE INC COM 037833100 1011 1686 SH SOLE 1686 0 0 B & G FOODS INC NEW COM 05508R106 1914 85050 SH SOLE 74840 0 10210 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 261 11084 SH SOLE 11084 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 44 1711 SH SOLE 1711 0 0 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 140 6881 SH SOLE 6881 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 235 5576 SH SOLE 5576 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3724 110335 SH SOLE 101295 0 9040 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2118 34625 SH SOLE 34625 0 0 CALGON CARBON CORP COM 129603106 224 14320 SH SOLE 14320 0 0 CAPLEASE INC COM 140288101 1163 288650 SH SOLE 249730 0 38920 CHEROKEE INC DEL NEW COM 16444H102 1424 124990 SH SOLE 105730 0 19260 CHEVRON CORP NEW COM 166764100 1982 18488 SH SOLE 16187 0 2301 COCA COLA CO COM 191216100 3805 51407 SH SOLE 51407 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 295 19940 SH SOLE 19940 0 0 CONOCOPHILLIPS COM 20825C104 270 3550 SH SOLE 3550 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 85 22750 SH SOLE 22750 0 0 CREDIT SUISSE NASSAU BRH ETN LKD 30MLP 22542D852 829 33620 SH SOLE 19730 0 13890 CUBESMART COM 229663109 167 14026 SH SOLE 14026 0 0 DEERE & CO COM 244199105 395 4877 SH SOLE 4877 0 0 DICE HLDGS INC COM 253017107 131 14088 SH SOLE 14088 0 0 DIGITAL RLTY TR INC COM 253868103 2278 30793 SH SOLE 26603 0 4190 DOMINION RES INC VA NEW COM 25746U109 421 8227 SH SOLE 8227 0 0 DOUGLAS DYNAMICS INC COM 25960R105 1726 125495 SH SOLE 110480 0 15015 DU PONT E I DE NEMOURS & CO COM 263534109 666 12590 SH SOLE 12590 0 0 DUKE ENERGY CORP NEW COM 26441C105 1421 67625 SH SOLE 55510 0 12115 E M C CORP MASS COM 268648102 261 8750 SH SOLE 8750 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 272 8546 SH SOLE 4451 0 4094 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 288 6135 SH SOLE 6135 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2474 49029 SH SOLE 45854 0 3175 EUROSEAS LTD COM NEW Y23592200 1167 511750 SH SOLE 446960 0 64790 EXELON CORP COM 30161N101 2184 55708 SH SOLE 49308 0 6400 EXXON MOBIL CORP COM 30231G102 2194 25295 SH SOLE 25295 0 0 FELCOR LODGING TR INC COM 31430F101 154 42834 SH SOLE 42834 0 0 FLOWSERVE CORP COM 34354P105 347 3000 SH SOLE 3000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 207 5450 SH SOLE 5450 0 0 FUEL TECH INC COM 359523107 125 22973 SH SOLE 22973 0 0 GENERAL ELECTRIC CO COM 369604103 1691 84260 SH SOLE 84260 0 0 GOOGLE INC CL A 38259P508 314 490 SH SOLE 490 0 0 GRAY TELEVISION INC COM 389375106 91 48036 SH SOLE 48036 0 0 HOME DEPOT INC COM 437076102 205 4070 SH SOLE 4070 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 366 8252 SH SOLE 8252 0 0 INTEL CORP COM 458140100 2885 102619 SH SOLE 92049 0 10570 INTERNATIONAL BUSINESS MACHS COM 459200101 2851 13662 SH SOLE 13662 0 0 ISTAR FINL INC COM 45031U101 107 14817 SH SOLE 14817 0 0 JOHNSON & JOHNSON COM 478160104 7652 116010 SH SOLE 111900 0 4110 JPMORGAN CHASE & CO COM 46625H100 1331 28944 SH SOLE 28944 0 0 KIMBERLY CLARK CORP COM 494368103 331 4480 SH SOLE 4480 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 273 3661 SH SOLE 1913 0 1747 KNOLOGY INC COM 499183804 221 12153 SH SOLE 12153 0 0 KRAFT FOODS INC CL A 50075N104 2668 70201 SH SOLE 63355 0 6846 LAZARD LTD SHS A G54050102 641 22432 SH SOLE 22432 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2122 59420 SH SOLE 51445 0 7975 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1864 25772 SH SOLE 23452 0 2320 MCCORMICK & CO INC COM NON VTG 579780206 1614 29648 SH SOLE 29648 0 0 MCDONALDS CORP COM 580135101 612 6235 SH SOLE 6235 0 0 MERCK & CO INC NEW COM 58933Y105 1881 48995 SH SOLE 48995 0 0 METLIFE INC COM 59156R108 316 12500 SH SOLE 12500 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 168 17575 SH SOLE 17575 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 2103 56532 SH SOLE 49432 0 7100 MICROSOFT CORP COM 594918104 2305 71472 SH SOLE 71472 0 0 MINE SAFETY APPLIANCES CO COM 602720104 2039 49640 SH SOLE 43485 0 6155 MONSANTO CO NEW COM 61166W101 496 6220 SH SOLE 6220 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 1829 67255 SH SOLE 58910 0 8345 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1275 53130 SH SOLE 49000 0 4130 NEWPARK RES INC COM PAR $.01NEW 651718504 156 19088 SH SOLE 19088 0 0 NOVARTIS A G SPONSORED ADR 66987V109 327 5900 SH SOLE 5900 0 0 NOVOGEN LIMITED SPON ADR 1:25 SH 67010F202 60 24471 SH SOLE 24471 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1262 21357 SH SOLE 19517 0 1840 NUTRI SYS INC NEW COM 67069D108 1461 130135 SH SOLE 109930 0 20205 PAYCHEX INC COM 704326107 1493 48178 SH SOLE 39783 0 8395 PEPSICO INC COM 713448108 256 3855 SH SOLE 3855 0 0 PFIZER INC COM 717081103 2820 124552 SH SOLE 111281 0 13271 PHILIP MORRIS INTL INC COM 718172109 1879 21200 SH SOLE 21200 0 0 PLUM CREEK TIMBER CO INC COM 729251108 1672 40221 SH SOLE 34656 0 5565 PPL CORP COM 69351T106 1945 68820 SH SOLE 60605 0 8215 PROCTER & GAMBLE CO COM 742718109 770 11464 SH SOLE 11464 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 64 11675 SH SOLE 11675 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1427 20349 SH SOLE 20349 0 0 RPM INTL INC COM 749685103 1943 74195 SH SOLE 64830 0 9365 SANDY SPRING BANCORP INC COM 800363103 621 34200 SH SOLE 34200 0 0 SANOFI SPONSORED ADR 80105N105 314 8100 SH SOLE 8100 0 0 SHORE BANCSHARES INC COM 825107105 404 57051 SH SOLE 57051 0 0 SHUFFLE MASTER INC COM 825549108 228 12961 SH SOLE 12961 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2193 15052 SH SOLE 15052 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 443 3143 SH SOLE 3143 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 133 14875 SH SOLE 14875 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1574 37950 SH SOLE 34835 0 3115 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1757 44855 SH SOLE 41120 0 3735 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 298 10325 SH SOLE 5610 0 4715 VANGUARD INDEX FDS SM CP VAL ETF 922908611 47 670 SH SOLE 670 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 331 4203 SH SOLE 4203 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 2021 73185 SH SOLE 67975 0 5210 VANTAGE DRILLING COMPANY ORD SHS G93205113 52 32404 SH SOLE 32404 0 0 VENTAS INC COM 92276F100 2196 38460 SH SOLE 33625 0 4835 VERIZON COMMUNICATIONS INC COM 92343V104 2293 59984 SH SOLE 52884 0 7100 VITRAN CORP INC COM 92850E107 228 28629 SH SOLE 28629 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 310 11198 SH SOLE 11198 0 0 WASTE MGMT INC DEL COM 94106L109 1969 56310 SH SOLE 48830 0 7480 WATSCO INC COM 942622200 2219 29965 SH SOLE 26040 0 3925 WHITE MTNS INS GROUP LTD COM G9618E107 201 400 SH SOLE 400 0 0 WINDSTREAM CORP COM 97381W104 1752 149707 SH SOLE 128827 0 20880