0001085146-12-000839.txt : 20120618 0001085146-12-000839.hdr.sgml : 20120618 20120618143310 ACCESSION NUMBER: 0001085146-12-000839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 EFFECTIVENESS DATE: 20120618 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gilman Hill Asset Management, LLC CENTRAL INDEX KEY: 0001551969 IRS NUMBER: 208806725 STATE OF INCORPORATION: CT FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14994 FILM NUMBER: 12912112 BUSINESS ADDRESS: STREET 1: 156 KINGS HIGHWAY NORTH CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-571-0225 MAIL ADDRESS: STREET 1: 156 KINGS HIGHWAY NORTH CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 gilman4q2011r.txt GILMAN HILL ASSET MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gilman Hill Asset Management, LLC Address: 156 Kings Highway North Westport, CT 06880 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John B. Harrington Title: Chief Compliance Officer Phone: 203-571-0225 Signature, Place, and Date of Signing: /s/ John B. Harrington Westport, CT June 18, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: $101,392 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1 800 FLOWERS COM CL A 68243Q106 41 18591 SH SOLE 18591 0 0 3M CO COM 88579Y101 794 9717 SH SOLE 9717 0 0 ABBOTT LABS COM 002824100 588 10450 SH SOLE 10450 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 97 12000 SH SOLE 12000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 899 54075 SH SOLE 17465 0 36610 ALTRIA GROUP INC COM 02209S103 608 20500 SH SOLE 20500 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 462 14500 SH SOLE 14500 0 0 ANNALY CAP MGMT INC COM 035710409 192 12000 SH SOLE 12000 0 0 APPLE INC COM 037833100 665 1641 SH SOLE 1641 0 0 B & G FOODS INC NEW COM 05508R106 2014 83685 SH SOLE 74905 0 8780 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 180 11084 SH SOLE 11084 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3855 109385 SH SOLE 101485 0 7900 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2163 33800 SH SOLE 33800 0 0 CALGON CARBON CORP COM 129603106 174 11047 SH SOLE 11047 0 0 CAPLEASE INC COM 140288101 1031 255150 SH SOLE 225485 0 29665 CHEROKEE INC DEL NEW COM 16444H102 963 82540 SH SOLE 72150 0 10390 CHEVRON CORP NEW COM 166764100 1978 18591 SH SOLE 16575 0 2016 COCA COLA CO COM 191216100 3635 51957 SH SOLE 51957 0 0 CONOCOPHILLIPS COM 20825C104 284 3891 SH SOLE 3891 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 83 22750 SH SOLE 22750 0 0 CUBESMART COM 229663109 149 14026 SH SOLE 14026 0 0 DANAOS CORPORATION SHS Y1968P105 98 29219 SH SOLE 29219 0 0 DEERE & CO COM 244199105 355 4594 SH SOLE 4594 0 0 DICE HLDGS INC COM 253017107 117 14088 SH SOLE 14088 0 0 DIGITAL RLTY TR INC COM 253868103 1985 29778 SH SOLE 26043 0 3735 DOMINION RES INC VA NEW COM 25746U109 1504 28337 SH SOLE 24867 0 3470 DOUGLAS DYNAMICS INC COM 25960R105 1671 114287 SH SOLE 101657 0 12630 DU PONT E I DE NEMOURS & CO COM 263534109 531 11608 SH SOLE 11608 0 0 DUKE ENERGY CORP NEW COM 26441C105 1333 60590 SH SOLE 49925 0 10665 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 281 6135 SH SOLE 6135 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2262 48774 SH SOLE 46009 0 2765 EQT CORP COM 26884L109 200 3655 SH SOLE 3655 0 0 EUROSEAS LTD COM NEW Y23592200 712 302870 SH SOLE 267645 0 35225 EXELON CORP COM 30161N101 247 5695 SH SOLE 5695 0 0 EXXON MOBIL CORP COM 30231G102 2273 26820 SH SOLE 26820 0 0 FELCOR LODGING TR INC COM 31430F101 131 42834 SH SOLE 42834 0 0 FLOWSERVE CORP COM 34354P105 243 2450 SH SOLE 2450 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 204 5548 SH SOLE 5548 0 0 FUEL TECH INC COM 359523107 151 22973 SH SOLE 22973 0 0 GENERAL ELECTRIC CO COM 369604103 1517 84720 SH SOLE 84720 0 0 GRAY TELEVISION INC COM 389375106 78 48036 SH SOLE 48036 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 1 75 SH SOLE 75 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 311 8157 SH SOLE 8157 0 0 INTEL CORP COM 458140100 2541 104768 SH SOLE 94733 0 10035 INTERNATIONAL BUSINESS MACHS COM 459200101 2606 14174 SH SOLE 14174 0 0 ISTAR FINL INC COM 45031U101 78 14817 SH SOLE 14817 0 0 JOHNSON & JOHNSON COM 478160104 7786 118729 SH SOLE 115324 0 3405 JPMORGAN CHASE & CO COM 46625H100 860 25854 SH SOLE 25854 0 0 KIMBERLY CLARK CORP COM 494368103 335 4555 SH SOLE 4555 0 0 KNOLOGY INC COM 499183804 184 12926 SH SOLE 12926 0 0 KRAFT FOODS INC CL A 50075N104 2629 70356 SH SOLE 63925 0 6431 LAZARD LTD SHS A G54050102 586 22432 SH SOLE 22432 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1790 25992 SH SOLE 23987 0 2005 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 224 4062 SH SOLE 4062 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1353 26826 SH SOLE 26826 0 0 MCDONALDS CORP COM 580135101 668 6660 SH SOLE 6660 0 0 MERCK & CO INC NEW COM 58933Y105 1847 48995 SH SOLE 48995 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 161 17575 SH SOLE 17575 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1882 51387 SH SOLE 45522 0 5865 MICROSOFT CORP COM 594918104 1861 71697 SH SOLE 71697 0 0 MINE SAFETY APPLIANCES CO COM 602720104 1621 48945 SH SOLE 43515 0 5430 MONSANTO CO NEW COM 61166W101 335 4775 SH SOLE 4775 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 1574 59680 SH SOLE 52750 0 6930 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1288 47507 SH SOLE 44502 0 3005 NEWPARK RES INC COM PAR $.01NEW 651718504 120 12650 SH SOLE 12650 0 0 NOVARTIS A G SPONSORED ADR 66987V109 337 5900 SH SOLE 5900 0 0 NOVOGEN LIMITED SPONSORED ADR 67010F103 17 59271 SH SOLE 59271 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1104 19477 SH SOLE 18007 0 1470 PAYCHEX INC COM 704326107 1332 44238 SH SOLE 37208 0 7030 PEPSICO INC COM 713448108 263 3963 SH SOLE 3963 0 0 PFIZER INC COM 717081103 2619 121007 SH SOLE 109436 0 11571 PHILIP MORRIS INTL INC COM 718172109 1654 21075 SH SOLE 21075 0 0 PLUM CREEK TIMBER CO INC COM 729251108 1354 37031 SH SOLE 32381 0 4650 PPL CORP COM 69351T106 1893 64350 SH SOLE 57365 0 6985 PROCTER & GAMBLE CO COM 742718109 798 11964 SH SOLE 11964 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 61 11675 SH SOLE 11675 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1442 19725 SH SOLE 19725 0 0 RPM INTL INC COM 749685103 1748 71195 SH SOLE 63435 0 7760 SANDY SPRING BANCORP INC COM 800363103 600 34200 SH SOLE 34200 0 0 SANOFI SPONSORED ADR 80105N105 296 8100 SH SOLE 8100 0 0 SHORE BANCSHARES INC COM 825107105 328 63746 SH SOLE 63746 0 0 SHUFFLE MASTER INC COM 825549108 154 13170 SH SOLE 13170 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1943 15067 SH SOLE 15067 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 334 2663 SH SOLE 2663 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 127 14875 SH SOLE 14875 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1429 43075 SH SOLE 39935 0 3140 VANGUARD INDEX FDS SM CP VAL ETF 922908611 42 670 SH SOLE 670 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 234 3364 SH SOLE 3364 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 1861 67365 SH SOLE 63150 0 4215 VANTAGE DRILLING COMPANY ORD SHS G93205113 38 32404 SH SOLE 32404 0 0 VENTAS INC COM 92276F100 1979 35895 SH SOLE 31790 0 4105 VERIZON COMMUNICATIONS INC COM 92343V104 2310 57586 SH SOLE 51621 0 5965 VITRAN CORP INC COM 92850E107 165 28629 SH SOLE 28629 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 321 11448 SH SOLE 11448 0 0 WASTE MGMT INC DEL COM 94106L109 1703 52055 SH SOLE 45865 0 6190 WATSCO INC COM 942622200 1959 29830 SH SOLE 26225 0 3605 WINDSTREAM CORP COM 97381W104 1558 132717 SH SOLE 116037 0 16680