EDGAR Filing Documents for 0001144204-13-048512

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001144204-13-048512

Filing Date

2013-08-29

Accepted

2013-08-29 17:02:51

Documents

Period of Report

2013-08-27

Document Format Files

Seq	Description	Document	Type	Size
1	OWNERSHIP DOCUMENT	v354033_4.html	4
1	OWNERSHIP DOCUMENT	v354033_4.xml	4	7848
2	POWER OF ATTORNEY	v354033_ex24.htm	EX-24	5587
	Complete submission text file	0001144204-13-048512.txt		16616

Mailing Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 212 478 0000

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 131069861

Mailing Address 120 WEST FORTY-FIFTH STREET 39TH FLOOR NEW YORK NY 10036

Business Address

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 131069860

Mailing Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027

Business Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027 (713) 292-5400

Stellus Capital Investment Corp (Issuer) CIK: 0001551901 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231

Mailing Address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY 10036 212-478-0000

D. E. Shaw Direct Capital, L.L.C. (Reporting) CIK: 0001561691 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1212
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 131069862

Mailing Address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY 10036 212-478-0000

State of Incorp.: DE | Fiscal Year End: 1212
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 131069863