Chief Compliance Officer

0001214659-20-009095.txt : 20201103 0001214659-20-009095.hdr.sgml : 20201103 20201102182202 ACCESSION NUMBER: 0001214659-20-009095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201102 EFFECTIVENESS DATE: 20201103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 201281556 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 09-30-2020 09-30-2020 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 10-30-2020 0 206 483948 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 2283 19716 SH SOLE 19716 0 0 Abbott Laboratories Stock 002824100 58 535 SH SOLE 535 0 0 Invesco BLDRS Emerging Markets 50 ADR (ETF) ETF 46090C305 1 22 SH SOLE 22 0 0 American Electric Power Stock 025537101 4 45 SH SOLE 45 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 17890 151530 SH SOLE 151530 0 0 Alcon Inc Stock H01301128 5 80 SH SOLE 80 0 0 Ally Financial Inc Stock 02005N100 13 499 SH SOLE 499 0 0 Amgen Incorporated Stock 031162100 3 13 SH SOLE 13 0 0 American Tower Corp Stock 03027X100 4 16 SH SOLE 16 0 0 Amazon.com Stock 023135106 6 2 SH SOLE 2 0 0 Air Prod Chemicals Inc. Stock 009158106 11 36 SH SOLE 36 0 0 Broadcom Inc Com Stock 11135F101 13 37 SH SOLE 37 0 0 American Express Stock 025816109 20 200 SH SOLE 200 0 0 Boeing Stock 097023105 113 681 SH SOLE 681 0 0 Bank of America Stock 060505104 68 2815 SH SOLE 2815 0 0 Powershares Senior Loan Portfolio (ETF) ETF 46138G508 7 299 SH SOLE 299 0 0 Blackrock Inc. Stock 09247X101 10 17 SH SOLE 17 0 0 Bristol Myers Squibb Company Stock 110122108 10 159 SH SOLE 159 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 11307 128172 SH SOLE 128172 0 0 Bion Environmental Technologies Inc. Stock 09061Q307 10 20639 SH SOLE 20639 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 20 2872 SH SOLE 2872 0 0 PIMCO Total Return (ETF) ETF 72201R775 17 150 SH SOLE 150 0 0 Berkshire Hathaway Class B Stock 084670702 64 300 SH SOLE 300 0 0 John Hancock Financial Opportunities Fund Stock 409735206 6 276 SH SOLE 276 0 0 Citigroup, Inc. Stock 172967424 22 515 SH SOLE 515 0 0 Crown Castle International Corp Stock 22822V101 6 36 SH SOLE 36 0 0 Clorox Co. Stock 189054109 2 11 SH SOLE 11 0 0 Comcast Corp. A Stock 20030N101 1 24 SH SOLE 24 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 547 8769 SH SOLE 8769 0 0 Compass Minerals International Stock 20451N101 7 113 SH SOLE 113 0 0 Costco Stock 22160K105 27 75 SH SOLE 75 0 0 Campbell Soup Co Stock 134429109 6 124 SH SOLE 124 0 0 Cisco Systems Stock 17275R102 7 183 SH SOLE 183 0 0 CSX Corp. Stock 126408103 7 89 SH SOLE 89 0 0 Chevron Corporation Stock 166764100 91 1268 SH SOLE 1268 0 0 Darling Ingredients Stock 237266101 29 796 SH SOLE 796 0 0 Xtrackers MSCI EAFE Hedged Equity (ETF) ETF 233051200 27 894 SH SOLE 894 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 5 191 SH SOLE 191 0 0 Doubleline Opportunistic ETF 258623107 1165 61100 SH SOLE 61100 0 0 Diageo PLC Stock 25243Q205 97 703 SH SOLE 703 0 0 Discover Financial Services Stock 254709108 72 1250 SH SOLE 1250 0 0 Danaher Corp. Stock 235851102 28 128 SH SOLE 128 0 0 Walt Disney Holding Company Stock 254687106 1 5 SH SOLE 5 0 0 Digital Realty Trust Stock 253868103 7 48 SH SOLE 48 0 0 DoubleLine Yield Opportunities Fund ETF 25862D105 3793 207390 SH SOLE 207390 0 0 iShares MSCI KLD 400 Social ETF 464288570 3619 28285 SH SOLE 28285 0 0 Doubleline Income Solutions Fund ETF 258622109 1694 105765 SH SOLE 105765 0 0 iShares Select Dividend (ETF) ETF 464287168 4 53 SH SOLE 53 0 0 WisdomTree International Equity (ETF) ETF 97717W703 318 7000 SH SOLE 7000 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 1608 36473 SH SOLE 36473 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 7028 110421 SH SOLE 110421 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 3538 31907 SH SOLE 31907 0 0 Emerson Electric Co. Stock 291011104 7 113 SH SOLE 113 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1620 25516 SH SOLE 25516 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 3905 109670 SH SOLE 109670 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 737 27798 SH SOLE 27798 0 0 Entergy Corp Stock 29364G103 6 57 SH SOLE 57 0 0 Eaton Vance Tax Adv Dividend Income Fund ETF 27828G107 69 3500 SH SOLE 3500 0 0 iShares MSCI United Kingdom ETF 46435G334 25 1000 SH SOLE 1000 0 0 Fifth Third Bancorp Stock 316773100 9 434 SH SOLE 434 0 0 SPDR Blmbg Barclays Inv Grd Flt Rt (ETF) ETF 78468R200 9 287 SH SOLE 287 0 0 Schwab Fundamental US Small Company (ETF) ETF 808524763 74 2234 SH SOLE 2234 0 0 Schwab Fundamental Intl Sm Co (ETF) ETF 808524748 54 1820 SH SOLE 1820 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 281 11863 SH SOLE 11863 0 0 Schwab Fundamental Inl ETF 808524755 59 2416 SH SOLE 2416 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 150 3865 SH SOLE 3865 0 0 General Electric Company Stock 369604103 14 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 354 55884 SH SOLE 55884 0 0 SPDR Gold Shares Trust (ETF) ETF 78463V107 10 55 SH SOLE 55 0 0 SPDR S&P Global Natural Resources (ETF) ETF 78463X541 435 11584 SH SOLE 11584 0 0 Gentex Corp. Stock 371901109 91 3518 SH SOLE 3518 0 0 Alphabet Inc Class A Stock 02079K305 34 23 SH SOLE 23 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2283 82256 SH SOLE 82256 0 0 Home Depot Inc Stock 437076102 6 23 SH SOLE 23 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1126 13996 SH SOLE 13996 0 0 Hecla Mining Company Stock 422704106 4 700 SH SOLE 700 0 0 Honeywell International Inc. Stock 438516106 3 21 SH SOLE 21 0 0 Hewlett Packard Enterprise Co Stock 42824C109 1 100 SH SOLE 100 0 0 HP Inc Stock 40434L105 2 100 SH SOLE 100 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 2726 32488 SH SOLE 32488 0 0 iShares Gold Trust (ETF) ETF 464285105 37 2070 SH SOLE 2070 0 0 iShares Nasdaq Biotechnology (ETF) ETF 464287556 61 450 SH SOLE 450 0 0 International Business Machines Corp. Stock 459200101 6 50 SH SOLE 50 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 35234 289229 SH SOLE 289229 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 2647 43918 SH SOLE 43918 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 13148 249020 SH SOLE 249020 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 515 11526 SH SOLE 11526 0 0 iShares Long-Term Corporate Bond (ETF) ETF 464289511 2 31 SH SOLE 31 0 0 iShares Short-Term Corporate Bond (ETF) ETF 464288646 2 44 SH SOLE 44 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 11 83 SH SOLE 83 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 15 64 SH SOLE 64 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 1255 17865 SH SOLE 17865 0 0 Intel Corporation Stock 458140100 339 6543 SH SOLE 6543 0 0 VanEck Vectors AMT-Free Interm Muni (ETF) ETF 92189H201 49 950 SH SOLE 950 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 32899 435805 SH SOLE 435805 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 74 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 127 1126 SH SOLE 1126 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 69494 206790 SH SOLE 206790 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 280 1213 SH SOLE 1213 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 3339 17842 SH SOLE 17842 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 109 926 SH SOLE 926 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 17 77 SH SOLE 77 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 13917 92909 SH SOLE 92909 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 13 134 SH SOLE 134 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 12 54 SH SOLE 54 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 149 2596 SH SOLE 2596 0 0 iShares Russell Midcap (ETF) ETF 464287473 34 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 28 251 SH SOLE 251 0 0 iShares Dow Jones US Financial Services (ETF) ETF 464287770 585 4795 SH SOLE 4795 0 0 Johnson & Johnson Stock 478160104 108 725 SH SOLE 725 0 0 JP Morgan & Co. Stock 46625H100 110 1140 SH SOLE 1140 0 0 KKR & Co LP Stock 48251W104 24 694 SH SOLE 694 0 0 Kinder Morgan, Inc. Stock 49456B101 9 763 SH SOLE 763 0 0 Coca Cola Company Stock 191216100 4 71 SH SOLE 71 0 0 Lifevantage Corp Stock 53222K205 1 100 SH SOLE 100 0 0 Eli Lilly & Company Stock 532457108 8 54 SH SOLE 54 0 0 Lockheed Martin Corporation Stock 539830109 103 270 SH SOLE 270 0 0 Mastercard Incorporated Stock 57636Q104 6 18 SH SOLE 18 0 0 iShares MBS ETF 464288588 8 74 SH SOLE 74 0 0 McDonald's Corporation Stock 580135101 16 71 SH SOLE 71 0 0 Medtronic, Inc. Stock G5960L103 290 2791 SH SOLE 2791 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 4012 21642 SH SOLE 21642 0 0 Marsh & McLennan Co., Inc. Stock 571748102 206 1800 SH SOLE 1800 0 0 Merck & Co., Inc. Stock 58933Y105 105 1260 SH SOLE 1260 0 0 Microsoft Corporation Stock 594918104 12 58 SH SOLE 58 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 3 22 SH SOLE 22 0 0 Murphy USA Inc. Stock 626755102 20 159 SH SOLE 159 0 0 Muni-Yield Insured Fund (NYSE) ETF 09254E103 2 183 SH SOLE 183 0 0 Nike Stock 654106103 5 36 SH SOLE 36 0 0 Nestle SA Stock 641069406 342 2884 SH SOLE 2884 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 2489 92396 SH SOLE 92396 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 163 5491 SH SOLE 5491 0 0 Novartis AG Stock 66987V109 41 469 SH SOLE 469 0 0 Realty Income Corp Stock 756109104 6 94 SH SOLE 94 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 1106 7105 SH SOLE 7105 0 0 PG & E Corporation Stock 69331C108 11 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 424 21127 SH SOLE 21127 0 0 Pimco Dynamic Income ETF 72201Y101 51 2000 SH SOLE 2000 0 0 Pepsico Inc. Stock 713448108 126 912 SH SOLE 912 0 0 Pfizer Inc. Stock 717081103 80 2170 SH SOLE 2170 0 0 Procter & Gamble Co. Stock 742718109 6 41 SH SOLE 41 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 63 539 SH SOLE 539 0 0 Prospect Capital Corp Stock 74348T102 1 100 SH SOLE 100 0 0 IQ Hedge Multi-Strategy Tracker (ETF) ETF 45409B107 46 1500 SH SOLE 1500 0 0 Nasdaq 100 Shares Unit ETF 46090E103 68 243 SH SOLE 243 0 0 Ross Stores Inc. Stock 778296103 2 17 SH SOLE 17 0 0 Guggenheim S&P 500 Equal ETF 46137V357 22 204 SH SOLE 204 0 0 Raytheon Technologies Corp Stock 75513E101 67 1167 SH SOLE 1167 0 0 SPDR Dow Jones REIT (ETF) ETF 78464A607 15 193 SH SOLE 193 0 0 Royal Bank Of Canada Stock 780087102 5 70 SH SOLE 70 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 45 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 6 300 SH SOLE 300 0 0 Schwab US Small-Cap (ETF) ETF 808524607 841 12310 SH SOLE 12310 0 0 Schwab International Small-Cap Eq (ETF) ETF 808524888 17 535 SH SOLE 535 0 0 Schwab Emerging Markets Equity (ETF) ETF 808524706 43 1613 SH SOLE 1613 0 0 Schwab International Equity (ETF) ETF 808524805 69 2212 SH SOLE 2212 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 16 136 SH SOLE 136 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3939 63911 SH SOLE 63911 0 0 Schwab Intermediate-Term US Trs (ETF) ETF 808524854 70 1195 SH SOLE 1195 0 0 Schwab US Large-Cap (ETF) ETF 808524201 174 2160 SH SOLE 2160 0 0 Service Corporation International Stock 817565104 29 676 SH SOLE 676 0 0 Sherwin-Williams Stock 824348106 3 5 SH SOLE 5 0 0 Source Capital Inc Stock 836144105 1395 37858 SH SOLE 37858 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 15 278 SH SOLE 278 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1849 58945 SH SOLE 58945 0 0 SPDR S&P 500 (ETF) ETF 78462F103 2047 6112 SH SOLE 6112 0 0 iShares Short-Term National Muni Bond (ETF) ETF 464288158 45 419 SH SOLE 419 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 1223 8314 SH SOLE 8314 0 0 AT&T Inc. Stock 00206R102 96 3383 SH SOLE 3383 0 0 Toronto Dominion Bnk Stock 891160509 4 96 SH SOLE 96 0 0 Truist Finl Corp Com Stock 89832Q109 7 196 SH SOLE 196 0 0 Target Corp. Stock 87612E106 6 39 SH SOLE 39 0 0 iShares Barclays TIPS Bond Fund (ETF) ETF 464287176 131 1035 SH SOLE 1035 0 0 iShares Barclays 20 Year Treasury Bond Fund (ETF) ETF 464287432 1 9 SH SOLE 9 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 8420 170760 SH SOLE 170760 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 91 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 215 500 SH SOLE 500 0 0 Textron Inc. Stock 883203101 14 400 SH SOLE 400 0 0 Union Pacific Corp. Stock 907818108 5 24 SH SOLE 24 0 0 United Parcel Service B Class B Stock 911312106 14 86 SH SOLE 86 0 0 iShares MSCI World (ETF) ETF 464286392 1308 13146 SH SOLE 13146 0 0 Americas Silver Corp Stock 03062D100 1 396 SH SOLE 396 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 50 1566 SH SOLE 1566 0 0 Vanguard Small Cap (ETF) ETF 922908751 25 164 SH SOLE 164 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 11 97 SH SOLE 97 0 0 Invesco California Value Municipal Income Trust ETF 46132H106 29 2360 SH SOLE 2360 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 60690 1483874 SH SOLE 1483874 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 1695 33592 SH SOLE 33592 0 0 VF Corporation Stock 918204108 4 53 SH SOLE 53 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 1433 27325 SH SOLE 27325 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 5474 42548 SH SOLE 42548 0 0 Vanguard REIT (ETF) ETF 922908553 2333 29553 SH SOLE 29553 0 0 Vanguard Mid Cap (ETF) ETF 922908629 2 14 SH SOLE 14 0 0 Vanguard S&P 500 (ETF) ETF 922908363 5888 19138 SH SOLE 19138 0 0 Vanguard Total World Stock Index Fund (ETF) ETF 922042742 8 100 SH SOLE 100 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 33745 198136 SH SOLE 198136 0 0 Vanguard Value (ETF) ETF 922908744 144 1378 SH SOLE 1378 0 0 Vanguard Russell 2000 (ETF) ETF 92206C664 34 285 SH SOLE 285 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 95528 2209259 SH SOLE 2209259 0 0 Vanguard Extended Market (ETF) ETF 922908652 143 1103 SH SOLE 1103 0 0 Vanguard High Dividend Yield Index Fund (ETF) ETF 921946406 73 907 SH SOLE 907 0 0 Verizon Communication Stock 92343V104 72 1209 SH SOLE 1209 0 0 Wells Fargo & Company Stock 949746101 13 555 SH SOLE 555 0 0 Walmart Stores Inc. Stock 931142103 9 61 SH SOLE 61 0 0 Wheaton Precious Metals Corp Stock 962879102 5 105 SH SOLE 105 0 0 Exxon Mobil Corporation Stock 30231G102 24 707 SH SOLE 707 0 0