Chief Compliance Officer

0001214659-20-006640.txt : 20200731 0001214659-20-006640.hdr.sgml : 20200731 20200731113324 ACCESSION NUMBER: 0001214659-20-006640 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 201064573 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 06-30-2020 06-30-2020 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 s/ Jennifer Ceccarelli Walnut Creek CA 07-30-2020 0 173 452997 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Stock 002824100 49 535 SH SOLE 535 0 0 Alcon Inc Stock H01301128 5 80 SH SOLE 80 0 0 Ally Financial Inc Stock 02005N100 10 499 SH SOLE 499 0 0 Alphabet Inc Class A Stock 02079K305 33 23 SH SOLE 23 0 0 Amazon.com Stock 023135106 6 2 SH SOLE 2 0 0 American Express Stock 025816109 19 200 SH SOLE 200 0 0 American Intl Group Inc Wt Exp 01/19/202 Stock 026874156 1 413 SH SOLE 413 0 0 American Tower Corp Stock 03027X100 4 16 SH SOLE 16 0 0 Americas Silver Corp Stock 03062D100 1 396 SH SOLE 396 0 0 Apple Computer, Inc. Stock 037833100 1798 4929 SH SOLE 4929 0 0 AT&T Inc. Stock 00206R102 90 2983 SH SOLE 2983 0 0 Bank of America Stock 060505104 67 2815 SH SOLE 2815 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 22 2872 SH SOLE 2872 0 0 Berkshire Hathaway Class B Stock 084670702 54 300 SH SOLE 300 0 0 Bion Environmental Technologies Inc. Stock 09061Q307 12 20639 SH SOLE 20639 0 0 Boeing Stock 097023105 125 681 SH SOLE 681 0 0 Campbell Soup Co Stock 134429109 6 124 SH SOLE 124 0 0 Chevron Corporation Stock 166764100 108 1213 SH SOLE 1213 0 0 Cisco Systems Stock 17275R102 4 78 SH SOLE 78 0 0 Citigroup, Inc. Stock 172967424 11 220 SH SOLE 220 0 0 Cohen & Steers Realty Shares Fund ETF 192476109 44 786 SH SOLE 786 0 0 Comcast Corp. A Stock 20030N101 1 24 SH SOLE 24 0 0 Compass Minerals International Stock 20451N101 6 113 SH SOLE 113 0 0 Costco Stock 22160K105 23 75 SH SOLE 75 0 0 Danaher Corp. Stock 235851102 23 128 SH SOLE 128 0 0 Darling Ingredients Stock 237266101 20 796 SH SOLE 796 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 5 191 SH SOLE 191 0 0 Diageo PLC Stock 25243Q205 94 703 SH SOLE 703 0 0 Discover Financial Services Stock 254709108 63 1250 SH SOLE 1250 0 0 Doubleline Income Solutions Fund ETF 258622109 899 58501 SH SOLE 58501 0 0 Doubleline Opportunistic ETF 258623107 822 43400 SH SOLE 43400 0 0 DoubleLine Yield Opportunities Fund ETF 25862D105 1454 82500 SH SOLE 82500 0 0 Eli Lilly & Company Stock 532457108 4 25 SH SOLE 25 0 0 Exxon Mobil Corporation Stock 30231G102 32 707 SH SOLE 707 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2274 82256 SH SOLE 82256 0 0 General Electric Company Stock 369604103 16 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 375 55884 SH SOLE 55884 0 0 Gentex Corp. Stock 371901109 93 3608 SH SOLE 3608 0 0 Guggenheim S&P 500 Equal ETF 46137V357 21 204 SH SOLE 204 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 43 193 SH SOLE 193 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 Honeywell International Inc. Stock 438516106 3 21 SH SOLE 21 0 0 Intel Corporation Stock 458140100 391 6543 SH SOLE 6543 0 0 International Business Machines Corp. Stock 459200101 6 50 SH SOLE 50 0 0 Invesco BLDRS Emerging Markets 50 ADR (ETF) ETF 46090C305 1 22 SH SOLE 22 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 47 1566 SH SOLE 1566 0 0 iShares Barclays 20 Year Treasury Bond Fund (ETF) ETF 464287432 1 9 SH SOLE 9 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 34712 284824 SH SOLE 284824 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 17043 144172 SH SOLE 144172 0 0 iShares Barclays TIPS Bond Fund (ETF) ETF 464287176 110 895 SH SOLE 895 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 580 9329 SH SOLE 9329 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 2387 41765 SH SOLE 41765 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 11911 250237 SH SOLE 250237 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 786 18374 SH SOLE 18374 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 31423 452523 SH SOLE 452523 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 71 1359 SH SOLE 1359 0 0 iShares Dow Jones US Financial Services (ETF) ETF 464287770 573 4795 SH SOLE 4795 0 0 iShares Gold Trust (ETF) ETF 464285105 35 2070 SH SOLE 2070 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1136 13996 SH SOLE 13996 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 2617 32065 SH SOLE 32065 0 0 iShares Intermediate-Term Corporate Bond (ETF) ETF 464288638 2 25 SH SOLE 25 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 3395 31085 SH SOLE 31085 0 0 iShares Long-Term Corporate Bond (ETF) ETF 464289511 2 31 SH SOLE 31 0 0 iShares MBS ETF 464288588 8 74 SH SOLE 74 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1514 24999 SH SOLE 24999 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 6762 111093 SH SOLE 111093 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 3063 95466 SH SOLE 95466 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 1319 32981 SH SOLE 32981 0 0 iShares MSCI KLD 400 Social ETF 464288570 3468 29386 SH SOLE 29386 0 0 iShares MSCI United Kingdom ETF 46435G334 77 3000 SH SOLE 3000 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 1114 8324 SH SOLE 8324 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 594 23712 SH SOLE 23712 0 0 iShares MSCI World (ETF) ETF 464286392 1066 11571 SH SOLE 11571 0 0 iShares Nasdaq Biotechnology (ETF) ETF 464287556 62 450 SH SOLE 450 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 18 92 SH SOLE 92 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 3040 17705 SH SOLE 17705 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 55 492 SH SOLE 492 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 11 54 SH SOLE 54 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 13092 91434 SH SOLE 91434 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 13 134 SH SOLE 134 0 0 iShares Russell Midcap (ETF) ETF 464287473 32 416 SH SOLE 416 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 836 15596 SH SOLE 15596 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 882 6193 SH SOLE 6193 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 252 1213 SH SOLE 1213 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 65789 212434 SH SOLE 212434 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 122 1126 SH SOLE 1126 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 14 64 SH SOLE 64 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 11 83 SH SOLE 83 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 3 22 SH SOLE 22 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 1220 17865 SH SOLE 17865 0 0 iShares Select Dividend (ETF) ETF 464287168 4 53 SH SOLE 53 0 0 iShares Short-Term Corporate Bond (ETF) ETF 464288646 2 44 SH SOLE 44 0 0 iShares Short-Term National Muni Bond (ETF) ETF 464288158 45 419 SH SOLE 419 0 0 iShares US Financials (ETF) ETF 464287788 28 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 95 679 SH SOLE 679 0 0 JP Morgan & Co. Stock 46625H100 100 1059 SH SOLE 1059 0 0 Lifevantage Corp Stock 53222K205 1 100 SH SOLE 100 0 0 Lockheed Martin Corporation Stock 539830109 93 254 SH SOLE 254 0 0 Marsh & McLennan Co., Inc. Stock 571748102 193 1800 SH SOLE 1800 0 0 Mastercard Incorporated Stock 57636Q104 5 18 SH SOLE 18 0 0 McDonald's Corporation Stock 580135101 11 57 SH SOLE 57 0 0 Medtronic, Inc. Stock G5960L103 255 2780 SH SOLE 2780 0 0 Merck & Co., Inc. Stock 58933Y105 93 1204 SH SOLE 1204 0 0 Microsoft Corporation Stock 594918104 9 44 SH SOLE 44 0 0 Murphy USA Inc. Stock 626755102 18 159 SH SOLE 159 0 0 Nasdaq 100 Shares Unit ETF 46090E103 60 243 SH SOLE 243 0 0 Nestle SA Stock 641069406 319 2884 SH SOLE 2884 0 0 Nike Stock 654106103 4 36 SH SOLE 36 0 0 Novartis AG Stock 66987V109 41 469 SH SOLE 469 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 151 5491 SH SOLE 5491 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 1711 63238 SH SOLE 63238 0 0 Pepsico Inc. Stock 713448108 118 895 SH SOLE 895 0 0 Pfizer Inc. Stock 717081103 71 2170 SH SOLE 2170 0 0 PG & E Corporation Stock 69331C108 10 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 429 23260 SH SOLE 23260 0 0 Pimco Dynamic Income ETF 72201Y101 49 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 17 150 SH SOLE 150 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 60 539 SH SOLE 539 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 14 278 SH SOLE 278 0 0 Powershares Senior Loan Portfolio (ETF) ETF 46138G508 6 299 SH SOLE 299 0 0 Prospect Capital Corp Stock 74348T102 1 100 SH SOLE 100 0 0 Raytheon Technologies Corp Stock 75513E101 72 1167 SH SOLE 1167 0 0 Ross Stores Inc. Stock 778296103 1 17 SH SOLE 17 0 0 Schwab Emerging Markets Equity (ETF) ETF 808524706 39 1613 SH SOLE 1613 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 278 11863 SH SOLE 11863 0 0 Schwab Fundamental Inl ETF 808524755 57 2416 SH SOLE 2416 0 0 Schwab Fundamental Intl Sm Co (ETF) ETF 808524748 50 1820 SH SOLE 1820 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 142 3865 SH SOLE 3865 0 0 Schwab Fundamental US Small Company (ETF) ETF 808524763 71 2234 SH SOLE 2234 0 0 Schwab Intermediate-Term US Trs (ETF) ETF 808524854 70 1195 SH SOLE 1195 0 0 Schwab International Equity (ETF) ETF 808524805 66 2212 SH SOLE 2212 0 0 Schwab International Small-Cap Eq (ETF) ETF 808524888 16 535 SH SOLE 535 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 12 118 SH SOLE 118 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3781 62990 SH SOLE 62990 0 0 Schwab US Large-Cap (ETF) ETF 808524201 160 2160 SH SOLE 2160 0 0 Schwab US Small-Cap (ETF) ETF 808524607 804 12310 SH SOLE 12310 0 0 Seabridge Gold Inc. Stock 811916105 5 300 SH SOLE 300 0 0 Service Corporation International Stock 817565104 26 676 SH SOLE 676 0 0 Sherwin-Williams Stock 824348106 3 5 SH SOLE 5 0 0 SPDR Blmbg Barclays Inv Grd Flt Rt (ETF) ETF 78468R200 9 287 SH SOLE 287 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 8921 180049 SH SOLE 180049 0 0 SPDR Dow Jones REIT (ETF) Stock 78464A607 15 193 SH SOLE 193 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1885 6112 SH SOLE 6112 0 0 SPDR S&P Global Natural Resources (ETF) ETF 78463X541 428 11584 SH SOLE 11584 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1847 58945 SH SOLE 58945 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 88 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 140 130 SH SOLE 130 0 0 Textron Inc. Stock 883203101 13 400 SH SOLE 400 0 0 Triton International Ltd Stock G9078F131 19 822 SH SOLE 822 0 0 Union Pacific Corp. Stock 907818108 4 24 SH SOLE 24 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 5078 43337 SH SOLE 43337 0 0 Vanguard Extended Market (ETF) ETF 922908652 131 1103 SH SOLE 1103 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 1622 34062 SH SOLE 34062 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 56485 1456171 SH SOLE 1456171 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 87893 2218959 SH SOLE 2218959 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 4457 88547 SH SOLE 88547 0 0 Vanguard High Dividend Yield Index Fund (ETF) ETF 921946406 87 1107 SH SOLE 1107 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 3635 22233 SH SOLE 22233 0 0 Vanguard Mid Cap (ETF) ETF 922908629 2 14 SH SOLE 14 0 0 Vanguard REIT (ETF) ETF 922908553 2219 28258 SH SOLE 28258 0 0 Vanguard S&P 500 (ETF) ETF 922908363 4638 16363 SH SOLE 16363 0 0 Vanguard Small Cap (ETF) ETF 922908751 24 164 SH SOLE 164 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 10 97 SH SOLE 97 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 11319 128127 SH SOLE 128127 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 31422 200739 SH SOLE 200739 0 0 Vanguard Total World Stock Index Fund (ETF) ETF 922042742 3 40 SH SOLE 40 0 0 Vanguard Value (ETF) ETF 922908744 137 1378 SH SOLE 1378 0 0 Verizon Communication Stock 92343V104 58 1050 SH SOLE 1050 0 0 Walmart Stores Inc. Stock 931142103 4 30 SH SOLE 30 0 0 Walt Disney Holding Company Stock 254687106 1 5 SH SOLE 5 0 0 Wells Fargo & Company Stock 949746101 14 555 SH SOLE 555 0 0 Wheaton Precious Metals Corp Stock 962879102 5 105 SH SOLE 105 0 0 WisdomTree International Equity (ETF) ETF 97717W703 310 7000 SH SOLE 7000 0 0