Chief Compliance Officer

0001214659-20-003771.txt : 20200428 0001214659-20-003771.hdr.sgml : 20200428 20200428112858 ACCESSION NUMBER: 0001214659-20-003771 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 20823257 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 03-31-2020 03-31-2020 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 04-27-2020 0 164 397673 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Stock 002824100 42 535 SH SOLE 535 0 0 Alcon Inc Stock H01301128 4 80 SH SOLE 80 0 0 Ally Financial Inc Stock 02005N100 7 499 SH SOLE 499 0 0 Alphabet Inc Class A Stock 02079K305 27 23 SH SOLE 23 0 0 Amazon.com Stock 023135106 4 2 SH SOLE 2 0 0 American Express Stock 025816109 17 200 SH SOLE 200 0 0 American Tower Corp Stock 03027X100 3 16 SH SOLE 16 0 0 Americas Silver Corp Stock 03062D100 1 396 SH SOLE 396 0 0 Apple Computer, Inc. Stock 037833100 1248 4909 SH SOLE 4909 0 0 AT&T Inc. Stock 00206R102 9 316 SH SOLE 316 0 0 Bank of America Stock 060505104 60 2815 SH SOLE 2815 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 23 2872 SH SOLE 2872 0 0 Berkshire Hathaway Class B Stock 084670702 55 300 SH SOLE 300 0 0 Bion Environmental Technologies Inc. Stock 09061Q307 10 20639 SH SOLE 20639 0 0 Boeing Stock 097023105 102 681 SH SOLE 681 0 0 Campbell Soup Co Stock 134429109 6 124 SH SOLE 124 0 0 Chevron Corporation Stock 166764100 88 1213 SH SOLE 1213 0 0 Cisco Systems Stock 17275R102 3 78 SH SOLE 78 0 0 Citigroup, Inc. Stock 172967424 9 220 SH SOLE 220 0 0 Comcast Corp. A Stock 20030N101 1 24 SH SOLE 24 0 0 Compass Minerals International Stock 20451N101 4 113 SH SOLE 113 0 0 Costco Stock 22160K105 21 75 SH SOLE 75 0 0 Danaher Corp. Stock 235851102 18 128 SH SOLE 128 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 25 1049 SH SOLE 1049 0 0 Diageo PLC Stock 25243Q205 89 703 SH SOLE 703 0 0 Discover Financial Services Stock 254709108 45 1250 SH SOLE 1250 0 0 Doubleline Income Solutions Fund ETF 258622109 254 19051 SH SOLE 19051 0 0 Doubleline Opportunistic ETF 258623107 505 29550 SH SOLE 29550 0 0 DoubleLine Yield Opportunities Fund ETF 25862D105 57 3000 SH SOLE 3000 0 0 Eli Lilly & Company Stock 532457108 3 25 SH SOLE 25 0 0 Exxon Mobil Corporation Stock 30231G102 18 487 SH SOLE 487 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2103 93322 SH SOLE 93322 0 0 General Electric Company Stock 369604103 18 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 349 55884 SH SOLE 55884 0 0 Gentex Corp. Stock 371901109 80 3608 SH SOLE 3608 0 0 Guggenheim S&P 500 Equal ETF 46137V357 17 204 SH SOLE 204 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 37 193 SH SOLE 193 0 0 Hecla Mining Company Stock 422704106 1 700 SH SOLE 700 0 0 Honeywell International Inc. Stock 438516106 3 21 SH SOLE 21 0 0 Intel Corporation Stock 458140100 386 7134 SH SOLE 7134 0 0 International Business Machines Corp. Stock 459200101 6 50 SH SOLE 50 0 0 Invesco BLDRS Emerging Markets 50 ADR (ETF) ETF 46090C305 1 22 SH SOLE 22 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 41 1566 SH SOLE 1566 0 0 iShares Barclays 20 Year Treasury Bond Fund (ETF) ETF 464287432 1 9 SH SOLE 9 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 29502 242852 SH SOLE 242852 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 16210 140505 SH SOLE 140505 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 535 8847 SH SOLE 8847 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 1362 27300 SH SOLE 27300 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 9175 226702 SH SOLE 226702 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 7764 209394 SH SOLE 209394 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 25466 445138 SH SOLE 445138 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 63 1359 SH SOLE 1359 0 0 iShares Dow Jones US Financial Services (ETF) ETF 464287770 492 4795 SH SOLE 4795 0 0 iShares Gold Trust (ETF) ETF 464285105 31 2070 SH SOLE 2070 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1200 16766 SH SOLE 16766 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 2443 31700 SH SOLE 31700 0 0 iShares Intermediate-Term Corporate Bond (ETF) ETF 464288638 1 25 SH SOLE 25 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 2870 29685 SH SOLE 29685 0 0 iShares Long-Term Corporate Bond (ETF) ETF 464289511 2 31 SH SOLE 31 0 0 iShares MBS ETF 464288588 8 74 SH SOLE 74 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1230 23131 SH SOLE 23131 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 4940 92402 SH SOLE 92402 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2168 79199 SH SOLE 79199 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 463 13572 SH SOLE 13572 0 0 iShares MSCI KLD 400 Social ETF 464288570 3252 33387 SH SOLE 33387 0 0 iShares MSCI United Kingdom ETF 46435G334 36 1500 SH SOLE 1500 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 919 8369 SH SOLE 8369 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 378 18944 SH SOLE 18944 0 0 iShares MSCI World (ETF) ETF 464286392 840 10779 SH SOLE 10779 0 0 iShares Nasdaq Biotechnology (ETF) ETF 464287556 48 450 SH SOLE 450 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 14 92 SH SOLE 92 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 2515 17768 SH SOLE 17768 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 36 367 SH SOLE 367 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 9 54 SH SOLE 54 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 10271 89731 SH SOLE 89731 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 11 136 SH SOLE 136 0 0 iShares Russell Midcap (ETF) ETF 464287473 27 416 SH SOLE 416 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 673 15596 SH SOLE 15596 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 385 3247 SH SOLE 3247 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 200 1213 SH SOLE 1213 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 58269 225500 SH SOLE 225500 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 108 1126 SH SOLE 1126 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 11 64 SH SOLE 64 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 9 83 SH SOLE 83 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 2 22 SH SOLE 22 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 1002 17865 SH SOLE 17865 0 0 iShares Select Dividend (ETF) ETF 464287168 4 53 SH SOLE 53 0 0 iShares Short-Term Corporate Bond (ETF) ETF 464288646 2 44 SH SOLE 44 0 0 iShares Short-Term National Muni Bond (ETF) ETF 464288158 45 419 SH SOLE 419 0 0 iShares US Financials (ETF) ETF 464287788 24 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 89 679 SH SOLE 679 0 0 JP Morgan & Co. Stock 46625H100 95 1059 SH SOLE 1059 0 0 Lockheed Martin Corporation Stock 539830109 86 254 SH SOLE 254 0 0 Marsh & McLennan Co., Inc. Stock 571748102 156 1800 SH SOLE 1800 0 0 Mastercard Incorporated Stock 57636Q104 4 18 SH SOLE 18 0 0 McDonald's Corporation Stock 580135101 9 57 SH SOLE 57 0 0 Medtronic, Inc. Stock G5960L103 256 2841 SH SOLE 2841 0 0 Merck & Co., Inc. Stock 58933Y105 93 1204 SH SOLE 1204 0 0 Microsoft Corporation Stock 594918104 7 44 SH SOLE 44 0 0 Nike Stock 654106103 3 36 SH SOLE 36 0 0 Novartis AG Stock 66987V109 39 469 SH SOLE 469 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 51 2374 SH SOLE 2374 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 1304 49176 SH SOLE 49176 0 0 Pepsico Inc. Stock 713448108 107 895 SH SOLE 895 0 0 Pfizer Inc. Stock 717081103 71 2170 SH SOLE 2170 0 0 PG & E Corporation Stock 69331C108 10 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 437 26010 SH SOLE 26010 0 0 Pimco Dynamic Income ETF 72201Y101 44 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 16 150 SH SOLE 150 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 48 539 SH SOLE 539 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 13 278 SH SOLE 278 0 0 Powershares Senior Loan Portfolio (ETF) ETF 46138G508 6 299 SH SOLE 299 0 0 Raytheon Co. Stock 755111507 66 500 SH SOLE 500 0 0 Ross Stores Inc. Stock 778296103 1 17 SH SOLE 17 0 0 Schwab Emerging Markets Equity (ETF) ETF 808524706 33 1613 SH SOLE 1613 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 40 1966 SH SOLE 1966 0 0 Schwab Fundamental Inl ETF 808524755 51 2416 SH SOLE 2416 0 0 Schwab Fundamental Intl Sm Co (ETF) ETF 808524748 43 1820 SH SOLE 1820 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 121 3865 SH SOLE 3865 0 0 Schwab Fundamental US Small Company (ETF) ETF 808524763 58 2234 SH SOLE 2234 0 0 Schwab Intermediate-Term US Trs (ETF) ETF 808524854 70 1195 SH SOLE 1195 0 0 Schwab International Equity (ETF) ETF 808524805 57 2212 SH SOLE 2212 0 0 Schwab International Small-Cap Eq (ETF) ETF 808524888 13 535 SH SOLE 535 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 7 91 SH SOLE 91 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3589 62406 SH SOLE 62406 0 0 Schwab US Large-Cap (ETF) ETF 808524201 132 2160 SH SOLE 2160 0 0 Schwab US Small-Cap (ETF) ETF 808524607 547 10608 SH SOLE 10608 0 0 Seabridge Gold Inc. Stock 811916105 3 300 SH SOLE 300 0 0 Service Corporation International Stock 817565104 26 676 SH SOLE 676 0 0 Sherwin-Williams Stock 824348106 2 5 SH SOLE 5 0 0 SPDR Blmbg Barclays Inv Grd Flt Rt (ETF) ETF 78468R200 8 287 SH SOLE 287 0 0 SPDR Blmbg Barclays ST HY Bd (ETF) ETF 78468R408 5 214 SH SOLE 214 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 8492 177074 SH SOLE 177074 0 0 SPDR Dow Jones REIT (ETF) ETF 78464A607 14 193 SH SOLE 193 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1575 6112 SH SOLE 6112 0 0 SPDR S&P Global Natural Resources (ETF) ETF 78463X541 358 11584 SH SOLE 11584 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1636 54077 SH SOLE 54077 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 84 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 68 130 SH SOLE 130 0 0 Textron Inc. Stock 883203101 11 400 SH SOLE 400 0 0 Triton International Ltd Stock G9078F131 12 664 SH SOLE 664 0 0 Union Pacific Corp. Stock 907818108 3 24 SH SOLE 24 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 4481 43337 SH SOLE 43337 0 0 Vanguard Extended Market (ETF) ETF 922908652 100 1103 SH SOLE 1103 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 2170 52908 SH SOLE 52908 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 42016 1260220 SH SOLE 1260220 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 57279 1707270 SH SOLE 1707270 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 34256 791493 SH SOLE 791493 0 0 Vanguard High Dividend Yield Index Fund (ETF) ETF 921946406 78 1107 SH SOLE 1107 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 2872 22600 SH SOLE 22600 0 0 Vanguard Mid Cap (ETF) ETF 922908629 2 14 SH SOLE 14 0 0 Vanguard REIT (ETF) ETF 922908553 1906 27286 SH SOLE 27286 0 0 Vanguard S&P 500 (ETF) ETF 922908363 3737 15780 SH SOLE 15780 0 0 Vanguard Small Cap (ETF) ETF 922908751 19 164 SH SOLE 164 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 9 97 SH SOLE 97 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 10121 118580 SH SOLE 118580 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 27093 210168 SH SOLE 210168 0 0 Vanguard Total World Stock Index Fund (ETF) ETF 922042742 2 39 SH SOLE 39 0 0 Vanguard Value (ETF) ETF 922908744 123 1378 SH SOLE 1378 0 0 Verizon Communication Stock 92343V104 56 1050 SH SOLE 1050 0 0 Walmart Stores Inc. Stock 931142103 3 30 SH SOLE 30 0 0 Wells Fargo & Company Stock 949746101 16 555 SH SOLE 555 0 0 Wheaton Precious Metals Corp Stock 962879102 3 105 SH SOLE 105 0 0 WisdomTree International Equity (ETF) ETF 97717W703 446 11300 SH SOLE 11300 0 0