0001085146-17-000412.txt : 20170210 0001085146-17-000412.hdr.sgml : 20170210 20170209205734 ACCESSION NUMBER: 0001085146-17-000412 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170209 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Global Strategies LLC CENTRAL INDEX KEY: 0001551787 IRS NUMBER: 465637315 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16629 FILM NUMBER: 17589264 BUSINESS ADDRESS: STREET 1: 1808 ASTON AVE STE 245 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-603-8881 MAIL ADDRESS: STREET 1: 1808 ASTON AVE STE 245 CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: Sterling Global Strategies, LLC DATE OF NAME CHANGE: 20150203 FORMER COMPANY: FORMER CONFORMED NAME: Sterling Wealth Management Group Inc DATE OF NAME CHANGE: 20120607 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001551787 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT false Sterling Global Strategies LLC

1808 ASTON AVE STE 245 CARLSBAD CA 92008

13F HOLDINGS REPORT 028-16629 N Greg Carroll 760-603-8881 /s/ Greg Carroll Carlsbad CA 02-09-2017 0 31 26995 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 72 21000 SH SOLE 21000 0 0 ALPHABET INC CAP STK CL A 02079K305 223 278 SH SOLE 278 0 0 AMGEN INC COM 031162100 247 1478 SH SOLE 1478 0 0 APPLE INC COM 037833100 495 4381 SH SOLE 4381 0 0 AT&T INC COM 00206R102 469 11545 SH SOLE 11545 0 0 BANK AMER CORP COM 060505104 233 14860 SH SOLE 14860 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 278 3000 SH SOLE 3000 0 0 CHEVRON CORP NEW COM 166764100 228 2215 SH SOLE 2215 0 0 COSTCO WHSL CORP NEW COM 22160K105 3548 23264 SH SOLE 23264 0 0 DBX ETF TR XTRC FTSE DEV EX 233051515 3329 130228 SH SOLE 130228 0 0 DISNEY WALT CO COM DISNEY 254687106 608 6546 SH SOLE 6546 0 0 ETFS GOLD TR SHS 26922Y105 494 3855 SH SOLE 3855 0 0 EXXON MOBIL CORP COM 30231G102 454 5206 SH SOLE 5206 0 0 FACEBOOK INC CL A 30303M102 305 2376 SH SOLE 2376 0 0 GENERAL ELECTRIC CO COM 369604103 285 9608 SH SOLE 9608 0 0 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 3439 78936 SH SOLE 78936 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 266 22000 SH SOLE 22000 0 0 HOME DEPOT INC COM 437076102 270 2094 SH SOLE 2094 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 201 1908 SH SOLE 1908 0 0 ISHARES TR IBOXX INV CP ETF 464287242 437 3546 SH SOLE 3546 0 0 ISHARES TR MSCI EAFE ETF 464287465 3540 59869 SH SOLE 59869 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 4 10000 SH SOLE 10000 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 666 6567 SH SOLE 6567 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 205 6680 SH SOLE 6680 0 0 PROCTER AND GAMBLE CO COM 742718109 1007 11219 SH SOLE 11219 0 0 QUALCOMM INC COM 747525103 272 3966 SH SOLE 3966 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 200 10349 SH SOLE 10349 0 0 SEMPRA ENERGY COM 816851109 497 4630 SH SOLE 4630 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4204 19437 SH SOLE 19437 0 0 VANGUARD INDEX FDS REIT ETF 922908553 507 5840 SH SOLE 5840 0 0 VERTEX ENERGY INC COM 92534K107 12 10000 SH SOLE 10000 0 0