Chief Compliance Officer

0001214659-14-000925.txt : 20140206 0001214659-14-000925.hdr.sgml : 20140206 20140206171355 ACCESSION NUMBER: 0001214659-14-000925 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABSOLUTE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001551727 IRS NUMBER: 264133685 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14993 FILM NUMBER: 14581008 BUSINESS ADDRESS: STREET 1: 7315 WISCONSIN AVE STREET 2: SUITE 750 WEST TOWER CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-907-6794 MAIL ADDRESS: STREET 1: 7315 WISCONSIN AVE STREET 2: SUITE 750 WEST TOWER CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551727 XXXXXXXX 12-31-2013 12-31-2013 false ABSOLUTE INVESTMENT MANAGEMENT LLC

7315 Wisconsin Ave Suite 750 West Tower Bethesda MD 20814

13F HOLDINGS REPORT 028-14993 N Daniel J. Cohen Chief Compliance Officer 301-907-6794 /s/ Daniel J. Cohen Bethesda MD 02-05-2014 0 223 55847 INFORMATION TABLE 2 infotable.xml AOL INC COM 00184X105 0 2 SH SOLE 0 0 2 AT&T INC COM 00206R102 85 2406 SH SOLE 0 0 2406 ABBOTT LABS COM 002824100 19 500 SH SOLE 0 0 500 ABBVIE INC COM 00287Y109 26 500 SH SOLE 0 0 500 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 8 900 SH SOLE 0 0 900 ALCATEL-LUCENT SPONSORED ADR 013904305 0 24 SH SOLE 0 0 24 ALLIANZGI CONV & INCOME FD COM 018828103 10 1000 SH SOLE 0 0 1000 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 9 500 SH SOLE 0 0 500 ALLIED NEVADA GOLD CORP COM 019344100 12 3500 SH SOLE 0 0 3500 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 0 3 SH SOLE 0 0 3 ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 021373303 0 20 SH SOLE 0 0 20 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 26 19000 PRN SOLE 0 0 19000 ALTRIA GROUP INC COM 02209S103 69 1801 SH SOLE 0 0 1801 AMERICAN CAPITAL AGENCY CORP COM 02503X105 318 16483 SH SOLE 0 0 16483 AMERICAN ELEC PWR INC COM 025537101 37 800 SH SOLE 0 0 800 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 1 SH SOLE 0 0 1 AMERICAN INTL GROUP INC COM NEW 026874784 0 2 SH SOLE 0 0 2 AMGEN INC COM 031162100 1 6 SH SOLE 0 0 6 ANNALY CAP MGMT INC COM 035710409 1917 192289 SH SOLE 0 0 192289 APACHE CORP COM 037411105 9 100 SH SOLE 0 0 100 APOLLO INVT CORP COM 03761U106 4 500 SH SOLE 0 0 500 APPLE INC COM 037833100 20 35 SH SOLE 0 0 35 ATMOS ENERGY CORP COM 049560105 950 20916 SH SOLE 0 0 20916 AUTODESK INC COM 052769106 5 95 SH SOLE 0 0 95 AUTOZONE INC COM 053332102 5 10 SH SOLE 0 0 10 AVIAT NETWORKS INC COM 05366Y102 0 30 SH SOLE 0 0 30 BABSON CAP GLB SHT DURHGH YL COM 05617T100 9 400 SH SOLE 0 0 400 BARRICK GOLD CORP COM 067901108 19 1082 SH SOLE 0 0 1082 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2 200 SH SOLE 0 0 200 C&J ENERGY SVCS INC COM 12467B304 2 100 SH SOLE 0 0 100 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 3 105 SH SOLE 0 0 105 CAPSTEAD MTG CORP COM NO PAR 14067E506 2253 186500 SH SOLE 0 0 186500 CARMAX INC COM 143130102 5 100 SH SOLE 0 0 100 CENTRAL FD CDA LTD CL A 153501101 30 2251 SH SOLE 0 0 2251 CISCO SYS INC COM 17275R102 2 100 SH SOLE 0 0 100 CITIGROUP INC COM NEW 172967424 1 10 SH SOLE 0 0 10 COCA COLA CO COM 191216100 1 20 SH SOLE 0 0 20 COLGATE PALMOLIVE CO COM 194162103 14 210 SH SOLE 0 0 210 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 14 13000 PRN SOLE 0 0 13000 CONOCOPHILLIPS COM 20825C104 11 160 SH SOLE 0 0 160 CONSOL ENERGY INC COM 20854P109 4 100 SH SOLE 0 0 100 CONSOLIDATED EDISON INC COM 209115104 790 14293 SH SOLE 0 0 14293 CRESUD S A C I F Y A SPONSORED ADR 226406106 1 142 SH SOLE 0 0 142 CROWN HOLDINGS INC COM 228368106 9 200 SH SOLE 0 0 200 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 19 215 SH SOLE 0 0 215 DWS MUN INCOME TR COM 23338M106 201 16725 SH SOLE 0 0 16725 DEERE & CO COM 244199105 13 137 SH SOLE 0 0 137 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 0 6 SH SOLE 0 0 6 DISCOVERY LABORATORIES INC N COM NEW 254668403 2 889 SH SOLE 0 0 889 DISNEY WALT CO COM DISNEY 254687106 8 105 SH SOLE 0 0 105 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 9 100 SH SOLE 0 0 100 DOMINION RES INC VA NEW COM 25746U109 13 206 SH SOLE 0 0 206 DOUBLELINE OPPORTUNISTIC CR COM 258623107 13 575 SH SOLE 0 0 575 DUKE ENERGY CORP NEW COM NEW 26441C204 1410 20431 SH SOLE 0 0 20431 EQT CORP COM 26884L109 0 0 SH SOLE 0 0 0 ETFS GOLD TR SHS 26922Y105 169 1425 SH SOLE 0 0 1425 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 2 319 SH SOLE 0 0 319 EATON VANCE MUN BD FD COM 27827X101 213 18850 SH SOLE 0 0 18850 EATON VANCE TAX MNGD GBL DV COM 27829F108 9 900 SH SOLE 0 0 900 EBAY INC COM 278642103 3 50 SH SOLE 0 0 50 ELDORADO GOLD CORP NEW COM 284902103 6 1021 SH SOLE 0 0 1021 EXONE CO COM 302104104 15 243 SH SOLE 0 0 243 EXXON MOBIL CORP COM 30231G102 10 100 SH SOLE 0 0 100 FACEBOOK INC CL A 30303M102 3 50 SH SOLE 0 0 50 FEDEX CORP COM 31428X106 2 12 SH SOLE 0 0 12 FREEPORT-MCMORAN COPPER & GO COM 35671D857 0 2 SH SOLE 0 0 2 GENERAL DYNAMICS CORP COM 369550108 2 25 SH SOLE 0 0 25 GENERAL ELECTRIC CO COM 369604103 332 11850 SH SOLE 0 0 11850 GENERAL MLS INC COM 370334104 12 250 SH SOLE 0 0 250 GOLD RESOURCE CORP COM 38068T105 0 27 SH SOLE 0 0 27 GOLDCORP INC NEW COM 380956409 7 300 SH SOLE 0 0 300 GOLDEN STAR RES LTD CDA COM 38119T104 1 3000 SH SOLE 0 0 3000 GOLDMAN SACHS GROUP INC NOTE 1/2 38141GMG6 18 18000 PRN SOLE 0 0 18000 GOLDMAN SACHS GROUP INC MTNF 3/2 38143UTC5 12 8000 PRN SOLE 0 0 8000 GOOGLE INC CL A 38259P508 22 20 SH SOLE 0 0 20 HEALTH CARE REIT INC COM 42217K106 5 100 SH SOLE 0 0 100 HERCULES TECH GROWTH CAP INC COM 427096508 5 300 SH SOLE 0 0 300 HORMEL FOODS CORP COM 440452100 384 8500 SH SOLE 0 0 8500 HUDSON CITY BANCORP COM 443683107 1 125 SH SOLE 0 0 125 INTEL CORP COM 458140100 7 265 SH SOLE 0 0 265 INTERNATIONAL BUSINESS MACHS COM 459200101 7 35 SH SOLE 0 0 35 ISHARES GOLD TRUST ISHARES 464285105 50 4276 SH SOLE 0 0 4276 ISHARES MSCI GERMANY ETF 464286806 13 425 SH SOLE 0 0 425 ISHARES TIPS BD ETF 464287176 4123 37520 SH SOLE 0 0 37520 ISHARES CORE S&P500 ETF 464287200 33 180 SH SOLE 0 0 180 ISHARES 7-10 Y TR BD ETF 464287440 52 525 SH SOLE 0 0 525 ISHARES 1-3 YR TR BD ETF 464287457 105 1250 SH SOLE 0 0 1250 ISHARES CORE S&P MCP ETF 464287507 7 50 SH SOLE 0 0 50 ISHARES NASDQ BIOTEC ETF 464287556 193 850 SH SOLE 0 0 850 ISHARES CORE S&P SCP ETF 464287804 3 25 SH SOLE 0 0 25 ISHARES AGENCY BOND ETF 464288166 105 950 SH SOLE 0 0 950 ISHARES MBS ETF 464288588 6992 66860 SH SOLE 0 0 66860 ISHARES 3-7 YR TR BD ETF 464288661 0 0 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 127 6774 SH SOLE 0 0 6774 ISHARES HIGH DIVIDND ETF 46429B663 5 75 SH SOLE 0 0 75 ISHARES EAFE MIN VOL ETF 46429B689 3 50 SH SOLE 0 0 50 ISHARES 0-5 YR TIPS ETF 46429B747 15 150 SH SOLE 0 0 150 ISHARES TR CORE MSCI EAFE 46432F842 2 30 SH SOLE 0 0 30 ISHARES INC CORE MSCI EMKT 46434G103 1 25 SH SOLE 0 0 25 JOHNSON & JOHNSON COM 478160104 42 459 SH SOLE 0 0 459 KIMBERLY CLARK CORP COM 494368103 14 135 SH SOLE 0 0 135 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 10 120 SH SOLE 0 0 120 KINROSS GOLD CORP COM NO PAR 496902404 8 1880 SH SOLE 0 0 1880 KRAFT FOODS GROUP INC COM 50076Q106 2 33 SH SOLE 0 0 33 LTC PPTYS INC COM 502175102 14 404 SH SOLE 0 0 404 LILLY ELI & CO COM 532457108 16 312 SH SOLE 0 0 312 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 15 13000 PRN SOLE 0 0 13000 LOWES COS INC COM 548661107 25 500 SH SOLE 0 0 500 MAG SILVER CORP COM 55903Q104 0 24 SH SOLE 0 0 24 MANPOWERGROUP INC COM 56418H100 0 2 SH SOLE 0 0 2 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 211 10000 SH SOLE 0 0 10000 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 4244 79915 SH SOLE 0 0 79915 MARKET VECTORS ETF TR MINOR METALS 57061R536 2 50 SH SOLE 0 0 50 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 32 1031 SH SOLE 0 0 1031 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 4 103 SH SOLE 0 0 103 MASTERCARD INC CL A 57636Q104 3 3 SH SOLE 0 0 3 MAXIMUS INC COM 577933104 22 500 SH SOLE 0 0 500 MCDONALDS CORP COM 580135101 0 4 SH SOLE 0 0 4 MCEWEN MNG INC COM 58039P107 6 3079 SH SOLE 0 0 3079 MEDTRONIC INC COM 585055106 2 34 SH SOLE 0 0 34 MERCK & CO INC NEW COM 58933Y105 10 200 SH SOLE 0 0 200 MERITAGE HOMES CORP NOTE 1.875% 9/1 59001AAR3 16 14000 PRN SOLE 0 0 14000 MICROSOFT CORP COM 594918104 13 338 SH SOLE 0 0 338 MONDELEZ INTL INC CL A 609207105 4 100 SH SOLE 0 0 100 NETFLIX INC COM 64110L106 15 40 SH SOLE 0 0 40 NEW GOLD INC CDA COM 644535106 1 123 SH SOLE 0 0 123 NEWCASTLE INVT CORP COM 65105M108 5 900 SH SOLE 0 0 900 NEWMONT MINING CORP COM 651639106 2 100 SH SOLE 0 0 100 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 22 16000 PRN SOLE 0 0 16000 NEXTERA ENERGY INC COM 65339F101 19 222 SH SOLE 0 0 222 NOVARTIS A G SPONSORED ADR 66987V109 2 23 SH SOLE 0 0 23 NUVEEN INVT QUALITY MUN FD I COM 67062E103 55 4100 SH SOLE 0 0 4100 NUVEEN FLOATING RATE INCOME COM 67072T108 11 963 SH SOLE 0 0 963 NUVERRA ENVIRONMENTAL SOLUTI COM NEW 67091K203 1 40 SH SOLE 0 0 40 OAKTREE CAP GROUP LLC UNIT CL A 674001201 12 200 SH SOLE 0 0 200 ORACLE CORP COM 68389X105 11 300 SH SOLE 0 0 300 ORGANOVO HLDGS INC COM 68620A104 3 250 SH SOLE 0 0 250 PG&E CORP COM 69331C108 2 51 SH SOLE 0 0 51 PNC FINL SVCS GROUP INC COM 693475105 11 141 SH SOLE 0 0 141 PPL CORP COM 69351T106 30 1000 SH SOLE 0 0 1000 PENGROWTH ENERGY CORP COM 70706P104 7 1144 SH SOLE 0 0 1144 PENNANTPARK FLOATING RATE CA COM 70806A106 10 700 SH SOLE 0 0 700 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 34 1121 SH SOLE 0 0 1121 PHILIP MORRIS INTL INC COM 718172109 76 874 SH SOLE 0 0 874 PHILLIPS 66 COM 718546104 5 65 SH SOLE 0 0 65 PIMCO MUNICIPAL INCOME FD COM 72200R107 292 23900 SH SOLE 0 0 23900 PIMCO ETF TR 1-5 US TIP IDX 72201R205 5187 98065 SH SOLE 0 0 98065 PIMCO ETF TR TOTL RETN ETF 72201R775 39 375 SH SOLE 0 0 375 PLUM CREEK TIMBER CO INC COM 729251108 6 125 SH SOLE 0 0 125 POTASH CORP SASK INC COM 73755L107 10 300 SH SOLE 0 0 300 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 53 600 SH SOLE 0 0 600 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 1 50 SH SOLE 0 0 50 PRICELINE COM INC COM NEW 741503403 6 5 SH SOLE 0 0 5 PROCTER & GAMBLE CO COM 742718109 90 1110 SH SOLE 0 0 1110 PROSHARES TR PSHS LC COR PLUS 74347R248 17 195 SH SOLE 0 0 195 PROSHARES TR PSHS SH MSCI EMR 74347R396 1831 69625 SH SOLE 0 0 69625 PROSHARES TR PSHS SHRT S&P500 74347R503 4361 172865 SH SOLE 0 0 172865 PROSHARES TR PSHS SHORT DOW30 74347R701 43 1650 SH SOLE 0 0 1650 PROSHARES TR PSHS SHTRUSS2000 74347R826 289 17150 SH SOLE 0 0 17150 PROSHARES TR II ULTRA GOLD 74347W601 3 84 SH SOLE 0 0 84 PROSHARES TR II ULTRASHRT EURO 74347W882 1717 100625 SH SOLE 0 0 100625 PROSHARES TR ULTRA SH DOW30 74347X112 1 25 SH SOLE 0 0 25 PROSHARES TR SHRT 20+YR TRE 74347X849 621 18875 SH SOLE 0 0 18875 PUTNAM MANAGED MUN INCOM TR COM 746823103 275 41425 SH SOLE 0 0 41425 QUALCOMM INC COM 747525103 9 115 SH SOLE 0 0 115 RETAIL PPTYS AMER INC CL A 76131V202 11 848 SH SOLE 0 0 848 REYNOLDS AMERICAN INC COM 761713106 6 125 SH SOLE 0 0 125 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 10 140 SH SOLE 0 0 140 ROYAL GOLD INC COM 780287108 15 331 SH SOLE 0 0 331 RUBICON MINERALS CORP COM 780911103 0 135 SH SOLE 0 0 135 SPDR S&P 500 ETF TR TR UNIT 78462F103 1180 6390 SH SOLE 0 0 6390 SPDR GOLD TRUST GOLD SHS 78463V107 3247 27966 SH SOLE 0 0 27966 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 54 325 SH SOLE 0 0 325 SCHWAB CHARLES CORP NEW COM 808513105 0 0 SH SOLE 0 0 0 SEATTLE GENETICS INC COM 812578102 6 150 SH SOLE 0 0 150 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2714 48945 SH SOLE 0 0 48945 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 34 800 SH SOLE 0 0 800 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 0 1 SH SOLE 0 0 1 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3 80 SH SOLE 0 0 80 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2917 76825 SH SOLE 0 0 76825 SEMPRA ENERGY COM 816851109 4 48 SH SOLE 0 0 48 SERVICENOW INC COM 81762P102 6 100 SH SOLE 0 0 100 SILVER WHEATON CORP COM 828336107 22 1100 SH SOLE 0 0 1100 SMUCKER J M CO COM NEW 832696405 0 1 SH SOLE 0 0 1 SOUTHERN CO COM 842587107 767 18651 SH SOLE 0 0 18651 STARBUCKS CORP COM 855244109 3 32 SH SOLE 0 0 32 STRYKER CORP COM 863667101 2 25 SH SOLE 0 0 25 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 1 21 SH SOLE 0 0 21 TCP CAP CORP COM 87238Q103 10 600 SH SOLE 0 0 600 TARGET CORP COM 87612E106 2 25 SH SOLE 0 0 25 TELEFONICA S A SPONSORED ADR 879382208 0 29 SH SOLE 0 0 29 TERADATA CORP DEL COM 88076W103 13 282 SH SOLE 0 0 282 3-D SYS CORP DEL COM NEW 88554D205 23 245 SH SOLE 0 0 245 TIME WARNER CABLE INC COM 88732J207 14 100 SH SOLE 0 0 100 TRAVELERS COMPANIES INC COM 89417E109 0 4 SH SOLE 0 0 4 TWITTER INC COM 90184L102 1 10 SH SOLE 0 0 10 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 8 150 SH SOLE 0 0 150 UBS AG LONDON BRH 2X LEV LNG LKD 90267B765 10 350 SH SOLE 0 0 350 UNDER ARMOUR INC CL A 904311107 4 50 SH SOLE 0 0 50 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3137 151608 SH SOLE 0 0 151608 UNITED STATES STL CORP NEW COM 912909108 3 100 SH SOLE 0 0 100 VAIL RESORTS INC COM 91879Q109 1 10 SH SOLE 0 0 10 VALERO ENERGY CORP NEW COM 91913Y100 15 300 SH SOLE 0 0 300 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 30 375 SH SOLE 0 0 375 VANGUARD INDEX FDS REIT ETF 922908553 17 263 SH SOLE 0 0 263 VERIZON COMMUNICATIONS INC COM 92343V104 6 119 SH SOLE 0 0 119 VIACOM INC NEW CL A 92553P102 9 100 SH SOLE 0 0 100 VMWARE INC CL A COM 928563402 4 50 SH SOLE 0 0 50 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 10 250 SH SOLE 0 0 250 WAL-MART STORES INC COM 931142103 18 235 SH SOLE 0 0 235 WALTER INVT MGMT CORP COM 93317W102 0 5 SH SOLE 0 0 5 WHOLE FOODS MKT INC COM 966837106 3 50 SH SOLE 0 0 50 WISCONSIN ENERGY CORP COM 976657106 21 500 SH SOLE 0 0 500 WPX ENERGY INC COM 98212B103 41 2000 SH SOLE 0 0 2000 YAMANA GOLD INC COM 98462Y100 6 659 SH SOLE 0 0 659 BUNGE LIMITED COM G16962105 3 35 SH SOLE 0 0 35 MANCHESTER UTD PLC NEW ORD CL A G5784H106 0 5 SH SOLE 0 0 5 NABORS INDUSTRIES LTD SHS G6359F103 8 450 SH SOLE 0 0 450 SEADRILL LIMITED SHS G7945E105 4 100 SH SOLE 0 0 100 STRATASYS LTD SHS M85548101 21 153 SH SOLE 0 0 153 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 5 100 SH SOLE 0 0 100 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 33 1700 SH SOLE 0 0 1700