0001551182-20-000194.txt : 20201109 0001551182-20-000194.hdr.sgml : 20201109 20201109125341 ACCESSION NUMBER: 0001551182-20-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faria Joao V CENTRAL INDEX KEY: 0001703817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 201296877 MAIL ADDRESS: STREET 1: 1000 EATON BLVD. CITY: CLEVELAND STATE: OH ZIP: 44122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 wf-form4_160494440742421.xml FORM 4 X0306 4 2020-11-05 0 0001551182 Eaton Corp plc ETN 0001703817 Faria Joao V 1000 EATON BLVD. CLEVELAND OH 44122 0 1 0 0 See Remarks below. Ordinary Shares 2020-11-05 4 M 0 2924 71.89 A 59015 D Ordinary Shares 2020-11-05 4 S 0 2924 109.11 D 56091 D Ordinary Shares 2020-11-05 4 M 0 1220 81.96 A 57311 D Ordinary Shares 2020-11-05 4 M 0 1400 81.96 A 58711 D Ordinary Shares 2020-11-05 4 S 0 1400 108.90 D 57311 D Ordinary Shares 2020-11-05 4 M 0 6847 80.49 A 64158 D Ordinary Shares 2020-11-05 4 S 0 1047 109.04 D 63111 D Ordinary Shares 2020-11-05 4 S 0 5800 109.06 D 57311 D Stock Option 71.89 2020-11-05 4 M 0 2924 71.89 D 2018-02-21 2027-02-21 Ordinary Shares 2924.0 0 D Stock Option 81.96 2020-11-05 4 M 0 1220 81.96 D 2019-02-27 2028-02-27 Ordinary Shares 1220.0 7021 D Stock Option 81.96 2020-11-05 4 M 0 1400 81.96 D 2019-02-27 2028-02-27 Ordinary Shares 1400.0 5621 D Stock Option 80.49 2020-11-05 4 M 0 6847 0 D 2020-02-26 2029-02-26 Ordinary Shares 6847.0 13903 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $108.88 - $108.925. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in Fact 2020-11-09