0001104659-23-025501.txt : 20230224 0001104659-23-025501.hdr.sgml : 20230224 20230224203523 ACCESSION NUMBER: 0001104659-23-025501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faria Joao V CENTRAL INDEX KEY: 0001703817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23669674 MAIL ADDRESS: STREET 1: 1000 EATON BLVD. CITY: CLEVELAND STATE: OH ZIP: 44122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm237855-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-22 0 0001551182 Eaton Corp plc ETN 0001703817 Faria Joao V 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. Ordinary Shares 2023-02-22 4 A 0 10057 0 A 77223 D Ordinary Shares 2023-02-22 4 M 0 564 0 A 77787 D Ordinary Shares 2023-02-22 4 F 0 161 171.79 D 77626 D Ordinary Shares 2023-02-22 4 M 0 2326 151.76 A 79952 D Ordinary Shares 2023-02-22 4 S 0 2326 171.23 D 77626 D Ordinary Shares 2023-02-23 4 M 0 741 0 A 78367 D Ordinary Shares 2023-02-23 4 F 0 181 171.59 D 78186 D Ordinary Shares 2023-02-23 4 M 0 3795 130.86 A 81981 D Ordinary Shares 2023-02-23 4 S 0 3795 172.8 D 78186 D Stock Option 171.31 2023-02-22 4 A 0 6100 0 A 2024-02-22 2033-02-22 Ordinary Shares 6100 6100 D Restricted Stock Units 0.0 2023-02-22 4 A 0 1695 0 A 2024-02-22 Ordinary Shares 1695 1695 D Restricted Stock Units 0.0 2023-02-22 4 M 0 564 0 D 2023-02-22 Ordinary Shares 564 1146 D Stock Option 151.76 2023-02-22 4 M 0 2326 0 D 2023-02-22 2032-02-22 Ordinary Shares 2326 4724 D Restricted Stock Units 0.0 2023-02-23 4 M 0 741 0 D 2022-02-23 Ordinary Shares 741 764 D Stock Option 130.86 2023-02-23 4 M 0 3795 0 D 2022-02-23 2031-02-23 Ordinary Shares 3795 3910 D These shares were acquired upon the vesting of performance share awards. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. This field is not applicable. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-02-24