0001550228-13-000002.txt : 20130419 0001550228-13-000002.hdr.sgml : 20130419 20130419101808 ACCESSION NUMBER: 0001550228-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Filament LLC CENTRAL INDEX KEY: 0001550228 IRS NUMBER: 203887694 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14995 FILM NUMBER: 13770626 BUSINESS ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-436-2300 MAIL ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 130331filament13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Filament, LLC Address: 701 Pike Street, STE 2225 Seattle, WA 98126 Form 13F File Number: 028-14995 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: S. John Goodwin Title: Chief Compliance Officer Phone: (206) 436-2300 Signature, Place, and Date of Signing: S. John Goodwin Seattle, WA 04/19/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: 183,876 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Amazon Com Inc Com 023135106 211 793 SH Sole 793 Barkerville Gold 067642108 110 100000 SH Sole 100000 Cisco Sys Inc Com 17275R102 679 32507 SH Sole 32507 Dejour Energy 244866208 63 309300 SH Sole 309300 Innovative Solutions & Support 45769N105 83 16870 SH Sole 16870 International Business Machs C 459200101 247 1157 SH Sole 1157 Johnson & Johnson Com 478160104 1269 15568 SH Sole 15568 Lilly Eli & Co Com 532457108 2912 51280 SH Sole 51280 Lynas Corporation Ord q5683j103 222 380000 SH Sole 380000 Marchex Inc Cl B 56624r108 328 77985 SH Sole 77985 Microsoft Corp Com 594918104 2557 89397 SH Sole 89397 Orbitz Worldwide Inc Com 68557K109 143 25000 SH Sole 25000 Searchlight Minerals New 812224202 14 30000 SH Sole 30000 United Online Inc Com 911268100 60 10000 SH Sole 10000 Zillow, Inc 98954A107 11323 207114 SH Sole 207114 iShares Lehman Aggregate Bd 464287226 1164 10512 SH Sole 10512 iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910 iShares MSCI Canada Index 464286509 1894 66450 SH Sole 66450 iShares MSCI EAFE Idx Fd 464287465 8729 148005 SH Sole 148005 iShares MSCI Emerg Mkts Idx Fd 464287234 2492 58259 SH Sole 58259 iShares Russell 1000 Index Fun 464287622 2449 28080 SH Sole 28080 iShares Russell 2000 Index Fun 464287655 953 10097 SH Sole 10097 iShares Russell 3000 Index Fun 464287689 2470 26425 SH Sole 26425 iShares S&P Europe 350 464287861 968 24365 SH Sole 24365 PIMCO Total Return ETF 72201r775 1609 14652 SH Sole 14652 PowerShares DB Commodity Index 73935s105 233 8528 SH Sole 8528 Spdr Gold Trust 78463v107 666 4310 SH Sole 4310 SPDR S&P Emerging Middle East 78463X806 220 3288 SH Sole 3288 Vanguard Emerging Markets 922042858 19594 456785 SH Sole 456785 Vanguard Europe Pacific 921943858 9907 271945 SH Sole 271945 Vanguard FTSE All World Ex US 922042775 47337 1021068 SH Sole 1013568 7500 Vanguard REIT Index ETF 922908553 418 5927 SH Sole 5927 Vanguard Small Cap 922908751 61 672 SH Sole 672 Vanguard Total Bond Market 921937835 17319 207062 SH Sole 207062 Vanguard Total Stock Market 922908769 44961 555348 SH Sole 550768 4580