0001550228-13-000001.txt : 20130207
0001550228-13-000001.hdr.sgml : 20130207
20130207163037
ACCESSION NUMBER: 0001550228-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
EFFECTIVENESS DATE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Filament LLC
CENTRAL INDEX KEY: 0001550228
IRS NUMBER: 203887694
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14995
FILM NUMBER: 13582834
BUSINESS ADDRESS:
STREET 1: 701 PIKE STREET SUITE 2225
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-436-2300
MAIL ADDRESS:
STREET 1: 701 PIKE STREET SUITE 2225
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
121231filament13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Filament, LLC
Address: 701 Pike Street, STE 2225
Seattle, WA 98126
Form 13F File Number: 028-14995
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: S. John Goodwin
Title: Chief Compliance Officer
Phone: (206) 436-2300
Signature, Place, and Date of Signing:
S. John Goodwin Seattle, WA 02/07/2013
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting
manager(s).)
[]13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: 165,613
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Amazon Com Inc Com 023135106 224 893 SH Sole 893
Barkerville Gold 067642108 80 100000 SH Sole 100000
Cisco Sys Inc Com 17275R102 639 32507 SH Sole 32507
Dejour Energy 244866208 67 309300 SH Sole 309300
Innovative Solutions & Support 45769N105 58 16870 SH Sole 16870
Johnson & Johnson Com 478160104 1791 25555 SH Sole 25555
Lynas Corporation Ord q5683j103 227 380000 SH Sole 380000
Marchex Inc Cl B 56624r108 321 77985 SH Sole 77985
Microsoft Corp Com 594918104 1791 67046 SH Sole 67046
Orbitz Worldwide Inc Com 68557K109 68 25000 SH Sole 25000
Searchlight Minerals New 812224202 18 30000 SH Sole 30000
United Online Inc Com 911268100 56 10000 SH Sole 10000
Zillow, Inc 98954A107 5747 207114 SH Sole 207114
iShares Lehman Aggregate Bd 464287226 1168 10512 SH Sole 10512
iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910
iShares MSCI Canada Index 464286509 1887 66450 SH Sole 66450
iShares MSCI EAFE Idx Fd 464287465 8416 148005 SH Sole 148005
iShares MSCI Emerg Mkts Idx Fd 464287234 2052 46259 SH Sole 46259
iShares Russell 1000 Index Fun 464287622 2222 28080 SH Sole 28080
iShares Russell 2000 Index Fun 464287655 851 10097 SH Sole 10097
iShares Russell 3000 Index Fun 464287689 2332 27533 SH Sole 27533
iShares S&P Europe 350 464287861 958 24365 SH Sole 24365
PIMCO Total Return ETF 72201r775 1598 14652 SH Sole 14652
Spdr Gold Trust 78463v107 698 4310 SH Sole 4310
SPDR S&P Emerging Middle East 78463X806 246 3326 SH Sole 3326
Vanguard Emerging Markets 922042858 19285 433073 SH Sole 433073
Vanguard Europe Pacific 921943858 9581 271945 SH Sole 271945
Vanguard FTSE All World Ex US 922042775 45732 999613 SH Sole 999613
Vanguard REIT Index ETF 922908553 390 5927 SH Sole 5927
Vanguard Total Bond Market 921937835 17424 207352 SH Sole 207352
Vanguard Total Stock Market 922908769 39477 538717 SH Sole 538717