0001550228-13-000001.txt : 20130207 0001550228-13-000001.hdr.sgml : 20130207 20130207163037 ACCESSION NUMBER: 0001550228-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 EFFECTIVENESS DATE: 20130207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Filament LLC CENTRAL INDEX KEY: 0001550228 IRS NUMBER: 203887694 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14995 FILM NUMBER: 13582834 BUSINESS ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-436-2300 MAIL ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 121231filament13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Filament, LLC Address: 701 Pike Street, STE 2225 Seattle, WA 98126 Form 13F File Number: 028-14995 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: S. John Goodwin Title: Chief Compliance Officer Phone: (206) 436-2300 Signature, Place, and Date of Signing: S. John Goodwin Seattle, WA 02/07/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: 165,613 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Amazon Com Inc Com 023135106 224 893 SH Sole 893 Barkerville Gold 067642108 80 100000 SH Sole 100000 Cisco Sys Inc Com 17275R102 639 32507 SH Sole 32507 Dejour Energy 244866208 67 309300 SH Sole 309300 Innovative Solutions & Support 45769N105 58 16870 SH Sole 16870 Johnson & Johnson Com 478160104 1791 25555 SH Sole 25555 Lynas Corporation Ord q5683j103 227 380000 SH Sole 380000 Marchex Inc Cl B 56624r108 321 77985 SH Sole 77985 Microsoft Corp Com 594918104 1791 67046 SH Sole 67046 Orbitz Worldwide Inc Com 68557K109 68 25000 SH Sole 25000 Searchlight Minerals New 812224202 18 30000 SH Sole 30000 United Online Inc Com 911268100 56 10000 SH Sole 10000 Zillow, Inc 98954A107 5747 207114 SH Sole 207114 iShares Lehman Aggregate Bd 464287226 1168 10512 SH Sole 10512 iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910 iShares MSCI Canada Index 464286509 1887 66450 SH Sole 66450 iShares MSCI EAFE Idx Fd 464287465 8416 148005 SH Sole 148005 iShares MSCI Emerg Mkts Idx Fd 464287234 2052 46259 SH Sole 46259 iShares Russell 1000 Index Fun 464287622 2222 28080 SH Sole 28080 iShares Russell 2000 Index Fun 464287655 851 10097 SH Sole 10097 iShares Russell 3000 Index Fun 464287689 2332 27533 SH Sole 27533 iShares S&P Europe 350 464287861 958 24365 SH Sole 24365 PIMCO Total Return ETF 72201r775 1598 14652 SH Sole 14652 Spdr Gold Trust 78463v107 698 4310 SH Sole 4310 SPDR S&P Emerging Middle East 78463X806 246 3326 SH Sole 3326 Vanguard Emerging Markets 922042858 19285 433073 SH Sole 433073 Vanguard Europe Pacific 921943858 9581 271945 SH Sole 271945 Vanguard FTSE All World Ex US 922042775 45732 999613 SH Sole 999613 Vanguard REIT Index ETF 922908553 390 5927 SH Sole 5927 Vanguard Total Bond Market 921937835 17424 207352 SH Sole 207352 Vanguard Total Stock Market 922908769 39477 538717 SH Sole 538717