0001550228-12-000005.txt : 20121024
0001550228-12-000005.hdr.sgml : 20121024
20121024171304
ACCESSION NUMBER: 0001550228-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121024
DATE AS OF CHANGE: 20121024
EFFECTIVENESS DATE: 20121024
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Filament LLC
CENTRAL INDEX KEY: 0001550228
IRS NUMBER: 203887694
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14995
FILM NUMBER: 121159219
BUSINESS ADDRESS:
STREET 1: 701 PIKE STREET SUITE 2225
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-436-2300
MAIL ADDRESS:
STREET 1: 701 PIKE STREET SUITE 2225
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
120930filament13f.txt
9-30-12 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Filament, LLC
Address: 701 Pike Street, STE 2225
Seattle, WA 98126
Form 13F File Number: 028-14995
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: S. John Goodwin
Title: Chief Compliance Officer
Phone: (206) 436-2300
Signature, Place, and Date of Signing:
S. John Goodwin Seattle, WA 10/24/12
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting
manager(s).)
[]13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: 165,997
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Apple Inc Com 037833100 245 368 SH Sole 368
Barkerville Gold 067642108 94 100000 SH Sole 100000
Cisco Sys Inc Com 17275R102 654 34257 SH Sole 34257
Dejour Energy 244866208 70 309300 SH Sole 309300
Innovative Solutions & Support 45769N105 67 16870 SH Sole 16870
Johnson & Johnson Com 478160104 2051 29757 SH Sole 29757
Lynas Corporation Ord q5683j103 312 380000 SH Sole 380000
Marchex Inc Cl B 56624r108 299 77985 SH Sole 77985
Microsoft Corp Com 594918104 2058 69166 SH Sole 69166
Orbitz Worldwide Inc Com 68557K109 64 25000 SH Sole 25000
Realnetworks Inc Com 75605L104 181 21706 SH Sole 21706
Schnitzer Stl Inds Cl A 806882106 281 10000 SH Sole 10000
Searchlight Minerals New 812224202 25 30000 SH Sole 30000
Silver Bull Resources, Inc. 827458100 62 126628 SH Sole 126628
United Online Inc Com 911268100 55 10000 SH Sole 10000
Zillow, Inc 98954A107 8753 207504 SH Sole 207504
iShares Lehman Aggregate Bd 464287226 1739 15462 SH Sole 15462
iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910
iShares MSCI Canada Index 464286509 1893 66450 SH Sole 66450
iShares MSCI EAFE Idx Fd 464287465 10587 199749 SH Sole 199749
iShares MSCI Emerg Mkts Idx Fd 464287234 1912 46259 SH Sole 46259
iShares Russell 1000 Index Fun 464287622 2384 30000 SH Sole 30000
iShares Russell 2000 Index Fun 464287655 842 10097 SH Sole 10097
iShares Russell 3000 Index Fun 464287689 7891 93001 SH Sole 93001
iShares S&P Europe 350 464287861 890 24365 SH Sole 24365
Spdr Gold Trust 78463v107 337 1960 SH Sole 1960
SPDR S&P Emerging Middle East 78463X806 214 3050 SH Sole 3050
Vanguard Emerging Markets 922042858 14369 344414 SH Sole 344414
Vanguard Europe Pacific 921943858 9101 276795 SH Sole 276795
Vanguard FTSE All World Ex US 922042775 43759 1018604 SH Sole 1018604
Vanguard REIT Index ETF 922908553 385 5927 SH Sole 5927
Vanguard Total Bond Market 921937835 19113 224457 SH Sole 224457
Vanguard Total Stock Market 922908769 35099 476567 SH Sole 476567