0001550228-12-000005.txt : 20121024 0001550228-12-000005.hdr.sgml : 20121024 20121024171304 ACCESSION NUMBER: 0001550228-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 EFFECTIVENESS DATE: 20121024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Filament LLC CENTRAL INDEX KEY: 0001550228 IRS NUMBER: 203887694 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14995 FILM NUMBER: 121159219 BUSINESS ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-436-2300 MAIL ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 120930filament13f.txt 9-30-12 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Filament, LLC Address: 701 Pike Street, STE 2225 Seattle, WA 98126 Form 13F File Number: 028-14995 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: S. John Goodwin Title: Chief Compliance Officer Phone: (206) 436-2300 Signature, Place, and Date of Signing: S. John Goodwin Seattle, WA 10/24/12 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: 165,997 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Apple Inc Com 037833100 245 368 SH Sole 368 Barkerville Gold 067642108 94 100000 SH Sole 100000 Cisco Sys Inc Com 17275R102 654 34257 SH Sole 34257 Dejour Energy 244866208 70 309300 SH Sole 309300 Innovative Solutions & Support 45769N105 67 16870 SH Sole 16870 Johnson & Johnson Com 478160104 2051 29757 SH Sole 29757 Lynas Corporation Ord q5683j103 312 380000 SH Sole 380000 Marchex Inc Cl B 56624r108 299 77985 SH Sole 77985 Microsoft Corp Com 594918104 2058 69166 SH Sole 69166 Orbitz Worldwide Inc Com 68557K109 64 25000 SH Sole 25000 Realnetworks Inc Com 75605L104 181 21706 SH Sole 21706 Schnitzer Stl Inds Cl A 806882106 281 10000 SH Sole 10000 Searchlight Minerals New 812224202 25 30000 SH Sole 30000 Silver Bull Resources, Inc. 827458100 62 126628 SH Sole 126628 United Online Inc Com 911268100 55 10000 SH Sole 10000 Zillow, Inc 98954A107 8753 207504 SH Sole 207504 iShares Lehman Aggregate Bd 464287226 1739 15462 SH Sole 15462 iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910 iShares MSCI Canada Index 464286509 1893 66450 SH Sole 66450 iShares MSCI EAFE Idx Fd 464287465 10587 199749 SH Sole 199749 iShares MSCI Emerg Mkts Idx Fd 464287234 1912 46259 SH Sole 46259 iShares Russell 1000 Index Fun 464287622 2384 30000 SH Sole 30000 iShares Russell 2000 Index Fun 464287655 842 10097 SH Sole 10097 iShares Russell 3000 Index Fun 464287689 7891 93001 SH Sole 93001 iShares S&P Europe 350 464287861 890 24365 SH Sole 24365 Spdr Gold Trust 78463v107 337 1960 SH Sole 1960 SPDR S&P Emerging Middle East 78463X806 214 3050 SH Sole 3050 Vanguard Emerging Markets 922042858 14369 344414 SH Sole 344414 Vanguard Europe Pacific 921943858 9101 276795 SH Sole 276795 Vanguard FTSE All World Ex US 922042775 43759 1018604 SH Sole 1018604 Vanguard REIT Index ETF 922908553 385 5927 SH Sole 5927 Vanguard Total Bond Market 921937835 19113 224457 SH Sole 224457 Vanguard Total Stock Market 922908769 35099 476567 SH Sole 476567