0001550228-12-000002.txt : 20120622 0001550228-12-000002.hdr.sgml : 20120622 20120622110455 ACCESSION NUMBER: 0001550228-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120622 DATE AS OF CHANGE: 20120622 EFFECTIVENESS DATE: 20120622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Filament LLC CENTRAL INDEX KEY: 0001550228 IRS NUMBER: 203887694 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14995 FILM NUMBER: 12921310 BUSINESS ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-436-2300 MAIL ADDRESS: STREET 1: 701 PIKE STREET SUITE 2225 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 111231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Filament, LLC Address: 701 Pike Street, STE 2225 Seattle, WA 98126 Form 13F File Number: 028- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: S. John Goodwin Title: Chief Compliance Officer Phone: (206) 436-2300 Signature, Place, and Date of Signing: S. John Goodwin Seattle, WA 6/22/12 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: 160,058 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Barkerville Gold 067642108 46 58500 SH Sole 58500 Cisco Sys Inc Com 17275R102 791 43757 SH Sole 43757 Dejour Energy 244866208 161 309300 SH Sole 309300 Enbridge Inc Com 29250N105 224 6000 SH Sole 6000 Innovative Solutions & Support 45769N105 58 16870 SH Sole 16870 Lynas Corporation Ord q5683j103 407 380000 SH Sole 380000 Marchex Inc Cl B 56624r108 487 77985 SH Sole 77985 Microsoft Corp Com 594918104 3415 131562 SH Sole 131562 Orbitz Worldwide Inc Com 68557K109 94 25000 SH Sole 25000 Realnetworks Inc Com 75605L104 163 21706 SH Sole 21706 Searchlight Minerals New 812224202 19 30000 SH Sole 30000 Silver Bull Resources, Inc. 827458100 68 126628 SH Sole 126628 iShares Lehman Aggregate Bd 464287226 1754 15907 SH Sole 15907 iShares Lehman Short Treasury 464288679 211 1910 SH Sole 1910 iShares MSCI Canada Index 464286509 2733 102750 SH Sole 102750 iShares MSCI EAFE Idx Fd 464287465 16015 323335 SH Sole 323335 iShares MSCI Emerg Mkts Idx Fd 464287234 1886 49699 SH Sole 49699 iShares Russell 1000 Index Fun 464287622 2081 29995 SH Sole 29995 iShares Russell 2000 Index Fun 464287655 768 10407 SH Sole 10407 iShares Russell 3000 Index Fun 464287689 8910 120113 SH Sole 120113 iShares S&P Europe 350 464287861 822 24365 SH Sole 24365 iShares Trust S&P 500 246 1950 SH Sole 1950 Vanguard Emerging Markets 922042858 1935 50646 SH Sole 50646 Vanguard Europe Pacific 921943858 18405 600881 SH Sole 600881 Vanguard FTSE All World Ex US 922042775 55599 1402235 SH Sole 1402235 Vanguard REIT Index ETF 922908553 344 5927 SH Sole 5927 Vanguard Total Bond Market 921937835 15354 183793 SH Sole 183793 Vanguard Total Stock Market 922908769 27062 420875 SH Sole 420875