0001085146-13-000769.txt : 20130422 0001085146-13-000769.hdr.sgml : 20130422 20130419215523 ACCESSION NUMBER: 0001085146-13-000769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130422 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Goelzer Investment Management, Inc. CENTRAL INDEX KEY: 0001550057 IRS NUMBER: 352030275 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14976 FILM NUMBER: 13772631 BUSINESS ADDRESS: STREET 1: 111 MONUMENT CIRCLE STREET 2: SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 317-264-2600 MAIL ADDRESS: STREET 1: 111 MONUMENT CIRCLE STREET 2: SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 13F-HR 1 goelzer1q2013.txt GOELZER INVESTMENT MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Goelzer Investment Management, Inc. Address: Chase Tower / Circle Building 111 Monument Circle / Suite 500 Indianapolis, IN 46204-2990 13F File Number: 028-14976 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory W. Goelzer Title: Chief Excecutive Officer Phone: 317-264-2605 Signature, Place, and Date of Signing: /s/ Gregory W. Goelzer Indianapolis, IN April 19, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: $395,843 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2734 29449 SH SOLE 95 0 29354 AARONS INC COM PAR $0.50 002535300 1866 65997 SH SOLE 4700 0 61297 ABBOTT LABS COM 002824100 6216 94904 SH SOLE 2415 0 92489 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2714 40816 SH SOLE 6700 0 34116 AFLAC INC COM 001055102 5511 103749 SH SOLE 10695 0 93054 APPLE INC COM 037833100 5126 9633 SH SOLE 1270 0 8363 ASSOCIATED BANC CORP COM 045487105 831 63345 SH SOLE 5230 0 58115 AT&T INC COM 00206R102 5238 155385 SH SOLE 5133 0 150252 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 869 19601 SH SOLE 1560 0 18041 AUTOMATIC DATA PROCESSING IN COM 053015103 2383 41852 SH SOLE 210 0 41642 AVON PRODS INC COM 054303102 936 65165 SH SOLE 315 0 64850 BAKER HUGHES INC COM 057224107 1057 25880 SH SOLE 2385 0 23495 BAXTER INTL INC COM 071813109 4910 73653 SH SOLE 2675 0 70978 BB&T CORP COM 054937107 2447 84060 SH SOLE 7100 0 76960 BECTON DICKINSON & CO COM 075887109 1027 13129 SH SOLE 0 0 13129 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2881 32116 SH SOLE 0 0 32116 BOEING CO COM 097023105 4680 62105 SH SOLE 2205 0 59900 BP PLC SPONSORED ADR 055622104 734 17619 SH SOLE 0 0 17619 BRISTOL MYERS SQUIBB CO COM 110122108 207 6350 SH SOLE 0 0 6350 CELGENE CORP COM 151020104 2919 37193 SH SOLE 7100 0 30093 CHEVRON CORP NEW COM 166764100 5448 50383 SH SOLE 1710 0 48673 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2311 49870 SH SOLE 7500 0 42370 CISCO SYS INC COM 17275R102 3136 159615 SH SOLE 8140 0 151475 COACH INC COM 189754104 1766 31814 SH SOLE 4400 0 27414 COCA COLA CO COM 191216100 3176 87617 SH SOLE 2524 0 85093 CONOCOPHILLIPS COM 20825C104 2393 41263 SH SOLE 185 0 41078 CONSTELLATION BRANDS INC CL A 21036P108 1272 35935 SH SOLE 3280 0 32655 COPART INC COM 217204106 2625 88980 SH SOLE 14100 0 74880 CORNING INC COM 219350105 1363 108037 SH SOLE 9070 0 98967 COVIDIEN PLC SHS G2554F113 1668 28881 SH SOLE 2130 0 26751 CSX CORP COM 126408103 236 11943 SH SOLE 0 0 11943 CVS CAREMARK CORPORATION COM 126650100 6181 127844 SH SOLE 16465 0 111379 DEVON ENERGY CORP NEW COM 25179M103 670 12872 SH SOLE 3000 0 9872 DIRECTV COM 25490A309 2733 54485 SH SOLE 7600 0 46885 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 3568 60988 SH SOLE 8500 0 52488 DISNEY WALT CO COM DISNEY 254687106 1624 32625 SH SOLE 1520 0 31105 DOLLAR TREE INC COM 256746108 2250 55485 SH SOLE 8500 0 46985 DSW INC CL A 23334L102 2902 44180 SH SOLE 7600 0 36580 E M C CORP MASS COM 268648102 871 34435 SH SOLE 16500 0 17935 EATON CORP PLC SHS G29183103 3655 67465 SH SOLE 295 0 67170 EBAY INC COM 278642103 3276 64246 SH SOLE 10700 0 53546 EMERSON ELEC CO COM 291011104 2306 43539 SH SOLE 199 0 43340 EXPRESS SCRIPTS HLDG CO COM 30219G108 3497 64766 SH SOLE 10100 0 54666 EXXON MOBIL CORP COM 30231G102 7759 89652 SH SOLE 7817 0 81835 FIFTH THIRD BANCORP COM 316773100 1209 79528 SH SOLE 6665 0 72863 GENERAL ELECTRIC CO COM 369604103 2594 123595 SH SOLE 4285 0 119310 GENUINE PARTS CO COM 372460105 2215 34845 SH SOLE 145 0 34700 GILEAD SCIENCES INC COM 375558103 5113 69615 SH SOLE 11100 0 58515 GOOGLE INC CL A 38259P508 4619 6530 SH SOLE 800 0 5730 HANESBRANDS INC COM 410345102 1798 50200 SH SOLE 3472 0 46728 HANOVER INS GROUP INC COM 410867105 2882 74399 SH SOLE 290 0 74109 HERBALIFE LTD COM USD SHS G4412G101 1963 59585 SH SOLE 13500 0 46085 HEWLETT PACKARD CO COM 428236103 1645 115456 SH SOLE 6750 0 108706 HILLENBRAND INC COM 431571108 3010 133129 SH SOLE 585 0 132544 HOLOGIC INC COM 436440101 1488 74374 SH SOLE 5780 0 68594 HOME DEPOT INC COM 437076102 298 4824 SH SOLE 0 0 4824 HONEYWELL INTL INC COM 438516106 2055 32373 SH SOLE 2425 0 29948 HUBBELL INC CL B 443510201 2375 28063 SH SOLE 4300 0 23763 IAC INTERACTIVECORP COM PAR $.001 44919P508 2003 42395 SH SOLE 6650 0 35745 INTEL CORP COM 458140100 4708 228310 SH SOLE 6660 0 221650 INTERNATIONAL BUSINESS MACHS COM 459200101 2940 15346 SH SOLE 45 0 15301 ISHARES INC MSCI GERMAN 464286806 375 15200 SH SOLE 0 0 15200 ISHARES INC MSCI UTD KINGD 464286699 477 26600 SH SOLE 0 0 26600 ISHARES TR BARCLYS TIPS BD 464287176 452 3724 SH SOLE 0 0 3724 ISHARES TR CORE S&P MCP ETF 464287507 3623 35625 SH SOLE 88 0 35537 ISHARES TR CORE S&P SCP ETF 464287804 3178 40697 SH SOLE 475 0 40222 ISHARES TR CORE S&P500 ETF 464287200 704 4921 SH SOLE 1757 0 3164 ISHARES TR MSCI ACJPN IDX 464288182 961 15875 SH SOLE 0 0 15875 ISHARES TR MSCI EAFE INDEX 464287465 3869 68051 SH SOLE 4639 0 63412 ISHARES TR MSCI EMERG MKT 464287234 511 11530 SH SOLE 0 0 11530 ISHARES TR RUSSELL MCP GR 464287481 274 4368 SH SOLE 0 0 4368 ISHARES TR RUSSELL MCP VL 464287473 1702 33879 SH SOLE 0 0 33879 ISHARES TR RUSSELL MIDCAP 464287499 749 6621 SH SOLE 0 0 6621 ISHARES TR S&P MC 400 GRW 464287606 1935 16910 SH SOLE 0 0 16910 ISHARES TR S&P500 GRW 464287309 256 3375 SH SOLE 0 0 3375 JOHNSON & JOHNSON COM 478160104 4284 61118 SH SOLE 300 0 60818 JOHNSON CTLS INC COM 478366107 2611 85139 SH SOLE 335 0 84804 JPMORGAN CHASE & CO COM 46625H100 1661 37780 SH SOLE 0 0 37780 KANSAS CITY SOUTHERN COM NEW 485170302 2685 32160 SH SOLE 4850 0 27310 KIMBERLY CLARK CORP COM 494368103 298 3526 SH SOLE 0 0 3526 KINDER MORGAN INC DEL COM 49456B101 3177 89924 SH SOLE 400 0 89524 LILLY ELI & CO COM 532457108 2368 48023 SH SOLE 0 0 48023 LOCKHEED MARTIN CORP COM 539830109 2700 29251 SH SOLE 135 0 29116 MANULIFE FINL CORP COM 56501R106 2497 183724 SH SOLE 790 0 182934 MARATHON OIL CORP COM 565849106 2983 97302 SH SOLE 3235 0 94067 MASTERCARD INC CL A 57636Q104 3324 6765 SH SOLE 1100 0 5665 MATTEL INC COM 577081102 4616 126046 SH SOLE 5172 0 120874 MAXIM INTEGRATED PRODS INC COM 57772K101 2856 97145 SH SOLE 505 0 96640 MCDONALDS CORP COM 580135101 3313 37564 SH SOLE 640 0 36924 MERCK & CO INC NEW COM 58933Y105 4960 121145 SH SOLE 3435 0 117710 METLIFE INC COM 59156R108 1248 37898 SH SOLE 10600 0 27298 MICROSOFT CORP COM 594918104 8318 311440 SH SOLE 22778 0 288662 MOLSON COORS BREWING CO CL B 60871R209 1647 38488 SH SOLE 2925 0 35563 MONSANTO CO NEW COM 61166W101 3410 36030 SH SOLE 5700 0 30330 MSC INDL DIRECT INC CL A 553530106 2576 34175 SH SOLE 7500 0 26675 NOKIA CORP SPONSORED ADR 654902204 1658 419801 SH SOLE 29765 0 390036 NORFOLK SOUTHERN CORP COM 655844108 3154 51004 SH SOLE 2005 0 48999 NU SKIN ENTERPRISES INC CL A 67018T105 2557 69017 SH SOLE 10050 0 58967 NUCOR CORP COM 670346105 2663 61705 SH SOLE 245 0 61460 OCCIDENTAL PETE CORP DEL COM 674599105 2837 37029 SH SOLE 5500 0 31529 OMEGA HEALTHCARE INVS INC COM 681936100 5385 225774 SH SOLE 6175 0 219599 ORACLE CORP COM 68389X105 5809 174327 SH SOLE 24440 0 149887 PEPSICO INC COM 713448108 6330 92506 SH SOLE 9045 0 83461 PETSMART INC COM 716768106 2259 33061 SH SOLE 5500 0 27561 PFIZER INC COM 717081103 5437 216795 SH SOLE 6737 0 210058 PHILIP MORRIS INTL INC COM 718172109 2376 28404 SH SOLE 181 0 28223 PNC FINL SVCS GROUP INC COM 693475105 1357 23272 SH SOLE 1860 0 21412 PPG INDS INC COM 693506107 2546 18814 SH SOLE 565 0 18249 PPL CORP COM 69351T106 4152 145020 SH SOLE 4605 0 140415 PRAXAIR INC COM 74005P104 272 2482 SH SOLE 0 0 2482 PROCTER & GAMBLE CO COM 742718109 2734 40275 SH SOLE 330 0 39945 QUALCOMM INC COM 747525103 4347 70277 SH SOLE 9399 0 60878 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3555 50151 SH SOLE 2096 0 48055 RPM INTL INC COM 749685103 2077 70743 SH SOLE 305 0 70438 SCHLUMBERGER LTD COM 806857108 2350 33907 SH SOLE 0 0 33907 SCHWAB CHARLES CORP NEW COM 808513105 929 64707 SH SOLE 4645 0 60062 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 927 19539 SH SOLE 0 0 19539 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 671 19223 SH SOLE 0 0 19223 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1008 25263 SH SOLE 0 0 25263 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 785 10990 SH SOLE 0 0 10990 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 458 12078 SH SOLE 0 0 12078 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 219 5843 SH SOLE 120 0 5723 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1043 36167 SH SOLE 0 0 36167 SMUCKER J M CO COM NEW 832696405 375 4351 SH SOLE 0 0 4351 SPDR GOLD TRUST GOLD SHS 78463V107 4391 27103 SH SOLE 249 0 26854 SPDR S&P 500 ETF TR TR UNIT 78462F103 4927 34597 SH SOLE 455 0 34142 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2555 13757 SH SOLE 397 0 13360 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 449 11150 SH SOLE 0 0 11150 SPDR SERIES TRUST S&P INS ETF 78464A789 491 11161 SH SOLE 0 0 11161 SPDR SERIES TRUST S&P REGL BKG 78464A698 448 16033 SH SOLE 0 0 16033 STANLEY BLACK & DECKER INC COM 854502101 1942 26254 SH SOLE 110 0 26144 STAPLES INC COM 855030102 1465 128525 SH SOLE 8230 0 120295 STRYKER CORP COM 863667101 2491 45447 SH SOLE 7200 0 38247 SYSCO CORP COM 871829107 2732 86285 SH SOLE 400 0 85885 TARGET CORP COM 87612E106 1777 30024 SH SOLE 1912 0 28112 TE CONNECTIVITY LTD REG SHS H84989104 2081 56062 SH SOLE 270 0 55792 TELEFLEX INC COM 879369106 1550 21731 SH SOLE 1420 0 20311 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1115 29848 SH SOLE 2305 0 27543 TORCHMARK CORP COM 891027104 1979 38306 SH SOLE 2623 0 35683 TRANSOCEAN LTD REG SHS H8817H100 1669 37367 SH SOLE 2740 0 34627 TRAVELERS COMPANIES INC COM 89417E109 4775 66486 SH SOLE 2020 0 64466 TRIUMPH GROUP INC NEW COM 896818101 2981 45653 SH SOLE 8800 0 36853 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1737 32392 SH SOLE 2630 0 29762 UNION PAC CORP COM 907818108 445 3540 SH SOLE 0 0 3540 UNITED RENTALS INC COM 911363109 2515 55240 SH SOLE 8600 0 46640 UNITED TECHNOLOGIES CORP COM 913017109 1948 23755 SH SOLE 1465 0 22290 UNITEDHEALTH GROUP INC COM 91324P102 2602 47981 SH SOLE 9000 0 38981 US BANCORP DEL COM NEW 902973304 2670 83590 SH SOLE 330 0 83260 VANGUARD INDEX FDS GROWTH ETF 922908736 1152 16184 SH SOLE 0 0 16184 VANGUARD INDEX FDS SM CP VAL ETF 922908611 456 6271 SH SOLE 0 0 6271 VANGUARD INDEX FDS SMALL CP ETF 922908751 257 3180 SH SOLE 154 0 3026 VANGUARD INDEX FDS TOTAL STK MKT 922908769 362 4945 SH SOLE 0 0 4945 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1363 30606 SH SOLE 0 0 30606 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 201 3650 SH SOLE 0 0 3650 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 270 3795 SH SOLE 0 0 3795 VANGUARD WORLD FDS INF TECH ETF 92204A702 383 5540 SH SOLE 0 0 5540 VECTREN CORP COM 92240G101 2718 92433 SH SOLE 455 0 91978 VERIZON COMMUNICATIONS INC COM 92343V104 2432 56210 SH SOLE 200 0 56010 VISA INC COM CL A 92826C839 3567 23532 SH SOLE 3600 0 19932 WADDELL & REED FINL INC CL A 930059100 3687 105882 SH SOLE 18000 0 87882 WALGREEN CO COM 931422109 3796 102574 SH SOLE 8770 0 93804 WAL-MART STORES INC COM 931142103 1042 15278 SH SOLE 0 0 15278 WASTE MGMT INC DEL COM 94106L109 2960 87717 SH SOLE 395 0 87322 WESTERN UN CO COM 959802109 1803 132503 SH SOLE 9439 0 123064 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 427 7466 SH SOLE 0 0 7466 YUM BRANDS INC COM 988498101 409 6167 SH SOLE 0 0 6167 ZIONS BANCORPORATION COM 989701107 1068 49925 SH SOLE 4140 0 45785