0001085146-13-000074.txt : 20130115
0001085146-13-000074.hdr.sgml : 20130115
20130115130212
ACCESSION NUMBER: 0001085146-13-000074
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130115
DATE AS OF CHANGE: 20130115
EFFECTIVENESS DATE: 20130115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Goelzer Investment Management, Inc.
CENTRAL INDEX KEY: 0001550057
IRS NUMBER: 352030275
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14976
FILM NUMBER: 13529939
BUSINESS ADDRESS:
STREET 1: 111 MONUMENT CIRCLE
STREET 2: SUITE 500
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 317-264-2600
MAIL ADDRESS:
STREET 1: 111 MONUMENT CIRCLE
STREET 2: SUITE 500
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
13F-HR
1
goelzer4q2012.txt
GOELZER INVESTMENT MANAGEMENT, INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Goelzer Investment Management, Inc.
Address: Chase Tower / Circle Building
111 Monument Circle / Suite 500
Indianapolis, IN 46204-2990
13F File Number: 028-14976
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregory W. Goelzer
Title: Chief Excecutive Officer
Phone: 317-264-2605
Signature, Place, and Date of Signing:
/s/ Gregory W. Goelzer Indianapolis, IN January 14, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 167
Form 13F Information Table Value Total: $395,843 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2734 29449 SH SOLE 95 0 29354
AARONS INC COM PAR $0.50 002535300 1866 65997 SH SOLE 4700 0 61297
ABBOTT LABS COM 002824100 6216 94904 SH SOLE 2415 0 92489
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2714 40816 SH SOLE 6700 0 34116
AFLAC INC COM 001055102 5511 103749 SH SOLE 10695 0 93054
APPLE INC COM 037833100 5126 9633 SH SOLE 1270 0 8363
ASSOCIATED BANC CORP COM 045487105 831 63345 SH SOLE 5230 0 58115
AT&T INC COM 00206R102 5238 155385 SH SOLE 5133 0 150252
ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 869 19601 SH SOLE 1560 0 18041
AUTOMATIC DATA PROCESSING IN COM 053015103 2383 41852 SH SOLE 210 0 41642
AVON PRODS INC COM 054303102 936 65165 SH SOLE 315 0 64850
BAKER HUGHES INC COM 057224107 1057 25880 SH SOLE 2385 0 23495
BAXTER INTL INC COM 071813109 4910 73653 SH SOLE 2675 0 70978
BB&T CORP COM 054937107 2447 84060 SH SOLE 7100 0 76960
BECTON DICKINSON & CO COM 075887109 1027 13129 SH SOLE 0 0 13129
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2881 32116 SH SOLE 0 0 32116
BOEING CO COM 097023105 4680 62105 SH SOLE 2205 0 59900
BP PLC SPONSORED ADR 055622104 734 17619 SH SOLE 0 0 17619
BRISTOL MYERS SQUIBB CO COM 110122108 207 6350 SH SOLE 0 0 6350
CELGENE CORP COM 151020104 2919 37193 SH SOLE 7100 0 30093
CHEVRON CORP NEW COM 166764100 5448 50383 SH SOLE 1710 0 48673
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2311 49870 SH SOLE 7500 0 42370
CISCO SYS INC COM 17275R102 3136 159615 SH SOLE 8140 0 151475
COACH INC COM 189754104 1766 31814 SH SOLE 4400 0 27414
COCA COLA CO COM 191216100 3176 87617 SH SOLE 2524 0 85093
CONOCOPHILLIPS COM 20825C104 2393 41263 SH SOLE 185 0 41078
CONSTELLATION BRANDS INC CL A 21036P108 1272 35935 SH SOLE 3280 0 32655
COPART INC COM 217204106 2625 88980 SH SOLE 14100 0 74880
CORNING INC COM 219350105 1363 108037 SH SOLE 9070 0 98967
COVIDIEN PLC SHS G2554F113 1668 28881 SH SOLE 2130 0 26751
CSX CORP COM 126408103 236 11943 SH SOLE 0 0 11943
CVS CAREMARK CORPORATION COM 126650100 6181 127844 SH SOLE 16465 0 111379
DEVON ENERGY CORP NEW COM 25179M103 670 12872 SH SOLE 3000 0 9872
DIRECTV COM 25490A309 2733 54485 SH SOLE 7600 0 46885
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 3568 60988 SH SOLE 8500 0 52488
DISNEY WALT CO COM DISNEY 254687106 1624 32625 SH SOLE 1520 0 31105
DOLLAR TREE INC COM 256746108 2250 55485 SH SOLE 8500 0 46985
DSW INC CL A 23334L102 2902 44180 SH SOLE 7600 0 36580
E M C CORP MASS COM 268648102 871 34435 SH SOLE 16500 0 17935
EATON CORP PLC SHS G29183103 3655 67465 SH SOLE 295 0 67170
EBAY INC COM 278642103 3276 64246 SH SOLE 10700 0 53546
EMERSON ELEC CO COM 291011104 2306 43539 SH SOLE 199 0 43340
EXPRESS SCRIPTS HLDG CO COM 30219G108 3497 64766 SH SOLE 10100 0 54666
EXXON MOBIL CORP COM 30231G102 7759 89652 SH SOLE 7817 0 81835
FIFTH THIRD BANCORP COM 316773100 1209 79528 SH SOLE 6665 0 72863
GENERAL ELECTRIC CO COM 369604103 2594 123595 SH SOLE 4285 0 119310
GENUINE PARTS CO COM 372460105 2215 34845 SH SOLE 145 0 34700
GILEAD SCIENCES INC COM 375558103 5113 69615 SH SOLE 11100 0 58515
GOOGLE INC CL A 38259P508 4619 6530 SH SOLE 800 0 5730
HANESBRANDS INC COM 410345102 1798 50200 SH SOLE 3472 0 46728
HANOVER INS GROUP INC COM 410867105 2882 74399 SH SOLE 290 0 74109
HERBALIFE LTD COM USD SHS G4412G101 1963 59585 SH SOLE 13500 0 46085
HEWLETT PACKARD CO COM 428236103 1645 115456 SH SOLE 6750 0 108706
HILLENBRAND INC COM 431571108 3010 133129 SH SOLE 585 0 132544
HOLOGIC INC COM 436440101 1488 74374 SH SOLE 5780 0 68594
HOME DEPOT INC COM 437076102 298 4824 SH SOLE 0 0 4824
HONEYWELL INTL INC COM 438516106 2055 32373 SH SOLE 2425 0 29948
HUBBELL INC CL B 443510201 2375 28063 SH SOLE 4300 0 23763
IAC INTERACTIVECORP COM PAR $.001 44919P508 2003 42395 SH SOLE 6650 0 35745
INTEL CORP COM 458140100 4708 228310 SH SOLE 6660 0 221650
INTERNATIONAL BUSINESS MACHS COM 459200101 2940 15346 SH SOLE 45 0 15301
ISHARES INC MSCI UTD KINGD 464286699 477 26600 SH SOLE 0 0 26600
ISHARES INC MSCI GERMAN 464286806 375 15200 SH SOLE 0 0 15200
ISHARES TR BARCLYS TIPS BD 464287176 452 3724 SH SOLE 0 0 3724
ISHARES TR CORE S&P500 ETF 464287200 704 4921 SH SOLE 1757 0 3164
ISHARES TR MSCI EMERG MKT 464287234 511 11530 SH SOLE 0 0 11530
ISHARES TR S&P500 GRW 464287309 256 3375 SH SOLE 0 0 3375
ISHARES TR MSCI EAFE INDEX 464287465 3869 68051 SH SOLE 4639 0 63412
ISHARES TR RUSSELL MCP VL 464287473 1702 33879 SH SOLE 0 0 33879
ISHARES TR RUSSELL MCP GR 464287481 274 4368 SH SOLE 0 0 4368
ISHARES TR RUSSELL MIDCAP 464287499 749 6621 SH SOLE 0 0 6621
ISHARES TR CORE S&P MCP ETF 464287507 3623 35625 SH SOLE 88 0 35537
ISHARES TR S&P MC 400 GRW 464287606 1935 16910 SH SOLE 0 0 16910
ISHARES TR CORE S&P SCP ETF 464287804 3178 40697 SH SOLE 475 0 40222
ISHARES TR MSCI ACJPN IDX 464288182 961 15875 SH SOLE 0 0 15875
JOHNSON & JOHNSON COM 478160104 4284 61118 SH SOLE 300 0 60818
JOHNSON CTLS INC COM 478366107 2611 85139 SH SOLE 335 0 84804
JPMORGAN CHASE & CO COM 46625H100 1661 37780 SH SOLE 0 0 37780
KANSAS CITY SOUTHERN COM NEW 485170302 2685 32160 SH SOLE 4850 0 27310
KIMBERLY CLARK CORP COM 494368103 298 3526 SH SOLE 0 0 3526
KINDER MORGAN INC DEL COM 49456B101 3177 89924 SH SOLE 400 0 89524
LILLY ELI & CO COM 532457108 2368 48023 SH SOLE 0 0 48023
LOCKHEED MARTIN CORP COM 539830109 2700 29251 SH SOLE 135 0 29116
MANULIFE FINL CORP COM 56501R106 2497 183724 SH SOLE 790 0 182934
MARATHON OIL CORP COM 565849106 2983 97302 SH SOLE 3235 0 94067
MASTERCARD INC CL A 57636Q104 3324 6765 SH SOLE 1100 0 5665
MATTEL INC COM 577081102 4616 126046 SH SOLE 5172 0 120874
MAXIM INTEGRATED PRODS INC COM 57772K101 2856 97145 SH SOLE 505 0 96640
MCDONALDS CORP COM 580135101 3313 37564 SH SOLE 640 0 36924
MERCK & CO INC NEW COM 58933Y105 4960 121145 SH SOLE 3435 0 117710
METLIFE INC COM 59156R108 1248 37898 SH SOLE 10600 0 27298
MICROSOFT CORP COM 594918104 8318 311440 SH SOLE 22778 0 288662
MOLSON COORS BREWING CO CL B 60871R209 1647 38488 SH SOLE 2925 0 35563
MONSANTO CO NEW COM 61166W101 3410 36030 SH SOLE 5700 0 30330
MSC INDL DIRECT INC CL A 553530106 2576 34175 SH SOLE 7500 0 26675
NOKIA CORP SPONSORED ADR 654902204 1658 419801 SH SOLE 29765 0 390036
NORFOLK SOUTHERN CORP COM 655844108 3154 51004 SH SOLE 2005 0 48999
NU SKIN ENTERPRISES INC CL A 67018T105 2557 69017 SH SOLE 10050 0 58967
NUCOR CORP COM 670346105 2663 61705 SH SOLE 245 0 61460
OCCIDENTAL PETE CORP DEL COM 674599105 2837 37029 SH SOLE 5500 0 31529
OMEGA HEALTHCARE INVS INC COM 681936100 5385 225774 SH SOLE 6175 0 219599
ORACLE CORP COM 68389X105 5809 174327 SH SOLE 24440 0 149887
PEPSICO INC COM 713448108 6330 92506 SH SOLE 9045 0 83461
PETSMART INC COM 716768106 2259 33061 SH SOLE 5500 0 27561
PFIZER INC COM 717081103 5437 216795 SH SOLE 6737 0 210058
PHILIP MORRIS INTL INC COM 718172109 2376 28404 SH SOLE 181 0 28223
PNC FINL SVCS GROUP INC COM 693475105 1357 23272 SH SOLE 1860 0 21412
PPG INDS INC COM 693506107 2546 18814 SH SOLE 565 0 18249
PPL CORP COM 69351T106 4152 145020 SH SOLE 4605 0 140415
PRAXAIR INC COM 74005P104 272 2482 SH SOLE 0 0 2482
PROCTER & GAMBLE CO COM 742718109 2734 40275 SH SOLE 330 0 39945
QUALCOMM INC COM 747525103 4347 70277 SH SOLE 9399 0 60878
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3555 50151 SH SOLE 2096 0 48055
RPM INTL INC COM 749685103 2077 70743 SH SOLE 305 0 70438
SCHLUMBERGER LTD COM 806857108 2350 33907 SH SOLE 0 0 33907
SCHWAB CHARLES CORP NEW COM 808513105 929 64707 SH SOLE 4645 0 60062
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 219 5843 SH SOLE 120 0 5723
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1008 25263 SH SOLE 0 0 25263
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 671 19223 SH SOLE 0 0 19223
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 927 19539 SH SOLE 0 0 19539
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 785 10990 SH SOLE 0 0 10990
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 458 12078 SH SOLE 0 0 12078
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1043 36167 SH SOLE 0 0 36167
SMUCKER J M CO COM NEW 832696405 375 4351 SH SOLE 0 0 4351
SPDR GOLD TRUST GOLD SHS 78463V107 4391 27103 SH SOLE 249 0 26854
SPDR S&P 500 ETF TR TR UNIT 78462F103 4927 34597 SH SOLE 455 0 34142
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2555 13757 SH SOLE 397 0 13360
SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 449 11150 SH SOLE 0 0 11150
SPDR SERIES TRUST S&P REGL BKG 78464A698 448 16033 SH SOLE 0 0 16033
SPDR SERIES TRUST S&P INS ETF 78464A789 491 11161 SH SOLE 0 0 11161
STANLEY BLACK & DECKER INC COM 854502101 1942 26254 SH SOLE 110 0 26144
STAPLES INC COM 855030102 1465 128525 SH SOLE 8230 0 120295
STRYKER CORP COM 863667101 2491 45447 SH SOLE 7200 0 38247
SYSCO CORP COM 871829107 2732 86285 SH SOLE 400 0 85885
TARGET CORP COM 87612E106 1777 30024 SH SOLE 1912 0 28112
TE CONNECTIVITY LTD REG SHS H84989104 2081 56062 SH SOLE 270 0 55792
TELEFLEX INC COM 879369106 1550 21731 SH SOLE 1420 0 20311
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1115 29848 SH SOLE 2305 0 27543
TORCHMARK CORP COM 891027104 1979 38306 SH SOLE 2623 0 35683
TRANSOCEAN LTD REG SHS H8817H100 1669 37367 SH SOLE 2740 0 34627
TRAVELERS COMPANIES INC COM 89417E109 4775 66486 SH SOLE 2020 0 64466
TRIUMPH GROUP INC NEW COM 896818101 2981 45653 SH SOLE 8800 0 36853
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1737 32392 SH SOLE 2630 0 29762
UNION PAC CORP COM 907818108 445 3540 SH SOLE 0 0 3540
UNITED RENTALS INC COM 911363109 2515 55240 SH SOLE 8600 0 46640
UNITED TECHNOLOGIES CORP COM 913017109 1948 23755 SH SOLE 1465 0 22290
UNITEDHEALTH GROUP INC COM 91324P102 2602 47981 SH SOLE 9000 0 38981
US BANCORP DEL COM NEW 902973304 2670 83590 SH SOLE 330 0 83260
VANGUARD INDEX FDS SM CP VAL ETF 922908611 456 6271 SH SOLE 0 0 6271
VANGUARD INDEX FDS GROWTH ETF 922908736 1152 16184 SH SOLE 0 0 16184
VANGUARD INDEX FDS SMALL CP ETF 922908751 257 3180 SH SOLE 154 0 3026
VANGUARD INDEX FDS TOTAL STK MKT 922908769 362 4945 SH SOLE 0 0 4945
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 201 3650 SH SOLE 0 0 3650
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1363 30606 SH SOLE 0 0 30606
VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 270 3795 SH SOLE 0 0 3795
VANGUARD WORLD FDS INF TECH ETF 92204A702 383 5540 SH SOLE 0 0 5540
VECTREN CORP COM 92240G101 2718 92433 SH SOLE 455 0 91978
VERIZON COMMUNICATIONS INC COM 92343V104 2432 56210 SH SOLE 200 0 56010
VISA INC COM CL A 92826C839 3567 23532 SH SOLE 3600 0 19932
WADDELL & REED FINL INC CL A 930059100 3687 105882 SH SOLE 18000 0 87882
WALGREEN CO COM 931422109 3796 102574 SH SOLE 8770 0 93804
WAL-MART STORES INC COM 931142103 1042 15278 SH SOLE 0 0 15278
WASTE MGMT INC DEL COM 94106L109 2960 87717 SH SOLE 395 0 87322
WESTERN UN CO COM 959802109 1803 132503 SH SOLE 9439 0 123064
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 427 7466 SH SOLE 0 0 7466
YUM BRANDS INC COM 988498101 409 6167 SH SOLE 0 0 6167
ZIONS BANCORPORATION COM 989701107 1068 49925 SH SOLE 4140 0 45785