0001085146-12-000788.txt : 20120515 0001085146-12-000788.hdr.sgml : 20120515 20120515141927 ACCESSION NUMBER: 0001085146-12-000788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Goelzer Investment Management, Inc. CENTRAL INDEX KEY: 0001550057 IRS NUMBER: 352030275 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14976 FILM NUMBER: 12843354 BUSINESS ADDRESS: STREET 1: 111 MONUMENT CIRCLE STREET 2: SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 317-264-2600 MAIL ADDRESS: STREET 1: 111 MONUMENT CIRCLE STREET 2: SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 13F-HR 1 goelzer1q2012.txt GOELZER INVESTMENT MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Goelzer Investment Management, Inc. Address: Chase Tower / Circle Building 111 Monument Circle / Suite 500 Indianapolis, IN 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory W. Goelzer Title: Chief Excecutive Officer Phone: 317-264-2605 Signature, Place, and Date of Signing: /s/ Gregory W. Goelzer Indianapolis, IN May 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $371,757 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2434 27281 SH SOLE 145 0 27136 AARONS INC COM PAR $0.50 002535300 1002 38705 SH SOLE 2570 0 36135 ABBOTT LABS COM 002824100 5591 91222 SH SOLE 2555 0 88667 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2495 38686 SH SOLE 6700 0 31986 ADVANCE AUTO PARTS INC COM 00751Y106 2306 26036 SH SOLE 4750 0 21286 ADVANCED MICRO DEVICES INC COM 007903107 1019 127071 SH SOLE 10375 0 116696 AFLAC INC COM 001055102 4631 100700 SH SOLE 10695 0 90005 APPLE INC COM 037833100 3825 6379 SH SOLE 1070 0 5309 ASSOCIATED BANC CORP COM 045487105 936 67035 SH SOLE 5230 0 61805 AT&T INC COM 00206R102 4794 153515 SH SOLE 5373 0 148142 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 996 20231 SH SOLE 1560 0 18671 AUTODESK INC COM 052769106 2079 49132 SH SOLE 11200 0 37932 AUTOMATIC DATA PROCESSING IN COM 053015103 2154 39028 SH SOLE 310 0 38718 AVON PRODS INC COM 054303102 2774 143268 SH SOLE 1005 0 142263 BAKER HUGHES INC COM 057224107 1335 31827 SH SOLE 2385 0 29442 BAXTER INTL INC COM 071813109 4503 75334 SH SOLE 2775 0 72559 BB&T CORP COM 054937107 2585 82360 SH SOLE 7100 0 75260 BECTON DICKINSON & CO COM 075887109 1757 22631 SH SOLE 5550 0 17081 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2400 29581 SH SOLE 0 0 29581 BHP BILLITON PLC SPONSORED ADR 05545E209 1234 20112 SH SOLE 0 0 20112 BOEING CO COM 097023105 4342 58385 SH SOLE 2265 0 56120 BP PLC SPONSORED ADR 055622104 3627 80590 SH SOLE 2208 0 78382 BRISTOL MYERS SQUIBB CO COM 110122108 295 8750 SH SOLE 0 0 8750 CARBO CERAMICS INC COM 140781105 1920 18210 SH SOLE 2600 0 15610 CHEVRON CORP NEW COM 166764100 5607 52297 SH SOLE 1734 0 50563 CISCO SYS INC COM 17275R102 2275 107554 SH SOLE 5525 0 102029 COACH INC COM 189754104 2149 27808 SH SOLE 4400 0 23408 COCA COLA CO COM 191216100 3220 43503 SH SOLE 1345 0 42158 COLLECTIVE BRANDS INC COM 19421W100 2015 102472 SH SOLE 8185 0 94287 CONOCOPHILLIPS COM 20825C104 2811 36982 SH SOLE 280 0 36702 CONSTELLATION BRANDS INC CL A 21036P108 886 37570 SH SOLE 3280 0 34290 CORE LABORATORIES N V COM N22717107 2232 16961 SH SOLE 2355 0 14606 CORNING INC COM 219350105 1561 110835 SH SOLE 9070 0 101765 COVIDIEN PLC SHS G2554F113 811 14825 SH SOLE 1115 0 13710 CSX CORP COM 126408103 352 16335 SH SOLE 0 0 16335 CUMMINS INC COM 231021106 2320 19329 SH SOLE 4600 0 14729 CVS CAREMARK CORPORATION COM 126650100 5940 132583 SH SOLE 16285 0 116298 DEAN FOODS CO NEW COM 242370104 1958 161695 SH SOLE 12725 0 148970 DEVON ENERGY CORP NEW COM 25179M103 1504 21142 SH SOLE 5300 0 15842 DIRECTV COM CL A 25490A101 2695 54625 SH SOLE 7600 0 47025 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2788 59468 SH SOLE 8500 0 50968 DISNEY WALT CO COM DISNEY 254687106 1579 36057 SH SOLE 1520 0 34537 DSW INC CL A 23334L102 2366 43195 SH SOLE 7600 0 35595 EATON CORP COM 278058102 1463 29369 SH SOLE 250 0 29119 EMERSON ELEC CO COM 291011104 2166 41505 SH SOLE 294 0 41211 EXPEDITORS INTL WASH INC COM 302130109 1954 42012 SH SOLE 9400 0 32612 EXXON MOBIL CORP COM 30231G102 8934 103015 SH SOLE 8710 0 94305 FIFTH THIRD BANCORP COM 316773100 1178 83863 SH SOLE 6665 0 77198 FREEPORT-MCMORAN COPPER & GO COM 35671D857 210 5524 SH SOLE 0 0 5524 GENERAL ELECTRIC CO COM 369604103 2640 131534 SH SOLE 4285 0 127249 GENTEX CORP COM 371901109 2754 112426 SH SOLE 16405 0 96021 GENUINE PARTS CO COM 372460105 2087 33265 SH SOLE 225 0 33040 GILEAD SCIENCES INC COM 375558103 2923 59814 SH SOLE 11100 0 48714 GOOGLE INC CL A 38259P508 5399 8420 SH SOLE 1080 0 7340 HANESBRANDS INC COM 410345102 2446 82808 SH SOLE 6345 0 76463 HERBALIFE LTD COM USD SHS G4412G101 716 10400 SH SOLE 5600 0 4800 HEWLETT PACKARD CO COM 428236103 857 35951 SH SOLE 0 0 35951 HILLENBRAND INC COM 431571108 2527 110094 SH SOLE 880 0 109214 HOME DEPOT INC COM 437076102 281 5592 SH SOLE 0 0 5592 HONEYWELL INTL INC COM 438516106 2225 36452 SH SOLE 2425 0 34027 HUBBELL INC CL B 443510201 2238 28483 SH SOLE 4300 0 24183 ILLINOIS TOOL WKS INC COM 452308109 3536 61903 SH SOLE 11800 0 50103 INTEL CORP COM 458140100 5348 190203 SH SOLE 6760 0 183443 INTERNATIONAL BUSINESS MACHS COM 459200101 5537 26536 SH SOLE 905 0 25631 ISHARES INC MSCI UTD KINGD 464286699 460 26600 SH SOLE 0 0 26600 ISHARES INC MSCI FRANCE 464286707 271 12300 SH SOLE 0 0 12300 ISHARES INC MSCI GERMAN 464286806 354 15200 SH SOLE 0 0 15200 ISHARES TR S&P 100 IDX FD 464287101 298 4650 SH SOLE 0 0 4650 ISHARES TR BARCLYS TIPS BD 464287176 294 2500 SH SOLE 0 0 2500 ISHARES TR S&P 500 INDEX 464287200 807 5714 SH SOLE 1545 0 4169 ISHARES TR S&P500 GRW 464287309 254 3375 SH SOLE 0 0 3375 ISHARES TR MSCI EAFE INDEX 464287465 4077 74280 SH SOLE 4794 0 69486 ISHARES TR RUSSELL MCP VL 464287473 1824 37898 SH SOLE 0 0 37898 ISHARES TR RUSSELL MCP GR 464287481 306 4865 SH SOLE 0 0 4865 ISHARES TR RUSSELL MIDCAP 464287499 787 7108 SH SOLE 0 0 7108 ISHARES TR S&P MIDCAP 400 464287507 3522 35499 SH SOLE 88 0 35411 ISHARES TR S&P MC 400 GRW 464287606 1669 14845 SH SOLE 0 0 14845 ISHARES TR RUSSELL1000GRW 464287614 206 3115 SH SOLE 0 0 3115 ISHARES TR DJ US FINL SVC 464287770 264 4618 SH SOLE 0 0 4618 ISHARES TR S&P SMLCAP 600 464287804 2948 38632 SH SOLE 475 0 38157 ISHARES TR MSCI ACJPN IDX 464288182 868 15386 SH SOLE 0 0 15386 JOHNSON & JOHNSON COM 478160104 3693 55985 SH SOLE 400 0 55585 JOHNSON CTLS INC COM 478366107 239 7346 SH SOLE 0 0 7346 JOY GLOBAL INC COM 481165108 1306 17773 SH SOLE 2500 0 15273 JPMORGAN CHASE & CO COM 46625H100 2726 59287 SH SOLE 0 0 59287 KIMBERLY CLARK CORP COM 494368103 524 7095 SH SOLE 0 0 7095 KINDER MORGAN INC DEL COM 49456B101 3119 80689 SH SOLE 590 0 80099 KRAFT FOODS INC CL A 50075N104 1339 35232 SH SOLE 514 0 34718 LILLY ELI & CO COM 532457108 3789 94096 SH SOLE 0 0 94096 LOCKHEED MARTIN CORP COM 539830109 2639 29373 SH SOLE 205 0 29168 MANULIFE FINL CORP COM 56501R106 2284 168929 SH SOLE 1230 0 167699 MARATHON OIL CORP COM 565849106 2860 90215 SH SOLE 3395 0 86820 MATTEL INC COM 577081102 4836 143680 SH SOLE 5807 0 137873 MAXIM INTEGRATED PRODS INC COM 57772K101 2323 81250 SH SOLE 765 0 80485 MCDONALDS CORP COM 580135101 3171 32327 SH SOLE 510 0 31817 MEDTRONIC INC COM 585055106 1311 33442 SH SOLE 2950 0 30492 MERCK & CO INC NEW COM 58933Y105 4300 111980 SH SOLE 3615 0 108365 METLIFE INC COM 59156R108 1581 42338 SH SOLE 10600 0 31738 MICROSOFT CORP COM 594918104 9948 308404 SH SOLE 22958 0 285446 MONSANTO CO NEW COM 61166W101 2662 33370 SH SOLE 4700 0 28670 MSC INDL DIRECT INC CL A 553530106 2697 32385 SH SOLE 7500 0 24885 NOKIA CORP SPONSORED ADR 654902204 1968 358475 SH SOLE 26605 0 331870 NORFOLK SOUTHERN CORP COM 655844108 3096 47030 SH SOLE 2050 0 44980 NU SKIN ENTERPRISES INC CL A 67018T105 2303 39763 SH SOLE 5750 0 34013 NUCOR CORP COM 670346105 2217 51615 SH SOLE 395 0 51220 OCCIDENTAL PETE CORP DEL COM 674599105 3563 37413 SH SOLE 5500 0 31913 OMEGA HEALTHCARE INVS INC COM 681936100 4330 203679 SH SOLE 6395 0 197284 ORACLE CORP COM 68389X105 4904 168163 SH SOLE 24440 0 143723 PEPSICO INC COM 713448108 6940 104604 SH SOLE 8920 0 95684 PETSMART INC COM 716768106 3330 58191 SH SOLE 8800 0 49391 PFIZER INC COM 717081103 4484 197998 SH SOLE 7052 0 190946 PHILIP MORRIS INTL INC COM 718172109 2404 27129 SH SOLE 271 0 26858 PNC FINL SVCS GROUP INC COM 693475105 1464 22695 SH SOLE 1860 0 20835 PPG INDS INC COM 693506107 3071 32054 SH SOLE 1160 0 30894 PPL CORP COM 69351T106 3922 138797 SH SOLE 4830 0 133967 PRAXAIR INC COM 74005P104 304 2652 SH SOLE 0 0 2652 PROCTER & GAMBLE CO COM 742718109 2639 39265 SH SOLE 375 0 38890 QUALCOMM INC COM 747525103 4093 60140 SH SOLE 8400 0 51740 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 377 5380 SH SOLE 0 0 5380 RPM INTL INC COM 749685103 1724 65828 SH SOLE 490 0 65338 SCHEIN HENRY INC COM 806407102 2434 32164 SH SOLE 4700 0 27464 SCHLUMBERGER LTD COM 806857108 2582 36929 SH SOLE 0 0 36929 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 213 5748 SH SOLE 120 0 5628 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 921 24493 SH SOLE 0 0 24493 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 734 21547 SH SOLE 0 0 21547 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 772 17116 SH SOLE 0 0 17116 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 932 12990 SH SOLE 0 0 12990 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 507 13561 SH SOLE 0 0 13561 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1069 35455 SH SOLE 0 0 35455 SMUCKER J M CO COM NEW 832696405 382 4701 SH SOLE 0 0 4701 SOUTHERN CO COM 842587107 239 5317 SH SOLE 0 0 5317 SPDR GOLD TRUST GOLD SHS 78463V107 3833 23643 SH SOLE 269 0 23374 SPDR S&P 500 ETF TR TR UNIT 78462F103 4876 34631 SH SOLE 447 0 34184 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2725 15080 SH SOLE 370 0 14710 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 395 9900 SH SOLE 0 0 9900 SPDR SERIES TRUST S&P REGL BKG 78464A698 475 16678 SH SOLE 0 0 16678 SPDR SERIES TRUST S&P INS ETF 78464A789 392 9367 SH SOLE 0 0 9367 STANLEY BLACK & DECKER INC COM 854502101 1688 21938 SH SOLE 155 0 21783 STAPLES INC COM 855030102 189 11650 SH SOLE 0 0 11650 STRYKER CORP COM 863667101 2597 46809 SH SOLE 6000 0 40809 SYSCO CORP COM 871829107 2271 76063 SH SOLE 610 0 75453 TARGET CORP COM 87612E106 2021 34676 SH SOLE 1962 0 32714 TE CONNECTIVITY LTD REG SHS H84989104 1924 52352 SH SOLE 410 0 51942 TELEFLEX INC COM 879369106 1371 22416 SH SOLE 1160 0 21256 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1391 30863 SH SOLE 2305 0 28558 TORCHMARK CORP COM 891027104 2089 41904 SH SOLE 2558 0 39346 TRANSOCEAN LTD REG SHS H8817H100 1884 34443 SH SOLE 2675 0 31768 TRAVELERS COMPANIES INC COM 89417E109 3817 64476 SH SOLE 2145 0 62331 TRIUMPH GROUP INC NEW COM 896818101 2401 38323 SH SOLE 8800 0 29523 UNION PAC CORP COM 907818108 486 4525 SH SOLE 0 0 4525 UNITED TECHNOLOGIES CORP COM 913017109 2428 29278 SH SOLE 1505 0 27773 US BANCORP DEL COM NEW 902973304 2132 67295 SH SOLE 500 0 66795 VANGUARD INDEX FDS SM CP VAL ETF 922908611 413 5874 SH SOLE 0 0 5874 VANGUARD INDEX FDS GROWTH ETF 922908736 539 7600 SH SOLE 0 0 7600 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1341 30840 SH SOLE 0 0 30840 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 263 3789 SH SOLE 0 0 3789 VANGUARD WORLD FDS INF TECH ETF 92204A702 438 5905 SH SOLE 0 0 5905 VECTREN CORP COM 92240G101 2157 74211 SH SOLE 685 0 73526 VERIZON COMMUNICATIONS INC COM 92343V104 1930 50478 SH SOLE 300 0 50178 VISA INC COM CL A 92826C839 4336 36747 SH SOLE 5600 0 31147 WADDELL & REED FINL INC CL A 930059100 3316 102310 SH SOLE 18000 0 84310 WAL MART STORES INC COM 931142103 1216 19876 SH SOLE 0 0 19876 WASTE MGMT INC DEL COM 94106L109 2824 80772 SH SOLE 615 0 80157 WATERS CORP COM 941848103 2072 22365 SH SOLE 3600 0 18765 YUM BRANDS INC COM 988498101 450 6316 SH SOLE 0 0 6316 ZIONS BANCORPORATION COM 989701107 1081 50354 SH SOLE 4140 0 46214