0001209191-14-030945.txt : 20140502
0001209191-14-030945.hdr.sgml : 20140502
20140502205428
ACCESSION NUMBER: 0001209191-14-030945
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140430
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Beam Suntory Inc.
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BEAM INC
DATE OF NAME CHANGE: 20111006
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Nicholas I.
CENTRAL INDEX KEY: 0001549543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 14811076
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-30
1
0000789073
Beam Suntory Inc.
NYSE: BEAM
0001549543
Fink Nicholas I.
BEAM INC., 510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & President, APSA
Common Stock, par value $3.125
2014-04-30
4
D
0
1081
83.50
D
0
D
Common Stock, par value $3.125
2014-04-30
4
D
0
666
83.50
D
0
I
Beam Inc. Retirement Savings Plan
Employee Stock Option (Right to Buy)
67.19
2014-04-30
4
D
0
2372
D
2014-09-24
Common Stock
2372
0
D
Employee Stock Option (Right to Buy)
36.25
2014-04-30
4
D
0
3212
D
2017-02-22
Common Stock
3212
0
D
Employee Stock Option (Right to Buy)
51.08
2014-04-30
4
D
0
3011
D
2021-02-22
Common Stock
3011
0
D
Employee Stock Option (Right to Buy)
44.75
2014-04-30
4
D
0
9730
D
2021-10-04
Common Stock
9730
0
D
Employee Stock Option (Right to Buy)
55.43
2014-04-30
4
D
0
4545
D
2022-02-21
Common Stock
4545
0
D
Employee Stock Option (Right to Buy)
59.36
2014-04-30
4
D
0
7371
D
2022-05-07
Common Stock
7371
0
D
Employee Stock Option (Right to Buy)
61.42
2014-04-30
4
D
0
8588
D
2023-02-21
Common Stock
8588
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
295
D
Common Stock
421
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
4752
D
Common Stock
4752
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
2339
D
Common Stock
2339
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
2198
D
Common Stock
2198
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
2022
D
Common Stock
2022
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
1245
D
Common Stock
1245
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
1713
D
Common Stock
1713
0
D
Represents shares of common stock that were cancelled and converted into the right to receive $83.50 per share pursuant to the merger agreement among the issuer, Suntory Holdings Limited and SUS Merger Sub Limited (the "Merger Agreement").
Represents shares of common stock held in the reporting person's Beam Inc. Retirement Savings Plan account that were cancelled and converted into the right to receive $83.50 per share pursuant to the Merger Agreement.
This option was cancelled and converted pursuant to the Merger Agreement into the right to receive a cash payment equal to $83.50 per share minus the exercise price, multiplied by the number of options.
These restricted stock units ("RSUs") were cancelled and converted pursuant to the Merger Agreement into the right to receive a cash payment equal to $83.50 per share.
N/A
Pursuant to the transactions contemplated by the Merger Agreement, 4,752 RSUs are being cancelled for no consideration.
Pursuant to the transactions contemplated by the Merger Agreement, these RSUs are being cancelled in exchange for a cash-based phantom unit award subject to continued employment, with a floor price of $66.97.
Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink
2014-05-02