0001181431-13-053097.txt : 20131008
0001181431-13-053097.hdr.sgml : 20131008
20131008173326
ACCESSION NUMBER: 0001181431-13-053097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131004
FILED AS OF DATE: 20131008
DATE AS OF CHANGE: 20131008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Nicholas I.
CENTRAL INDEX KEY: 0001549543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 131142044
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
rrd392558.xml
RSU VESTING
X0306
4
2013-10-04
0
0000789073
BEAM INC
NYSE: BEAM
0001549543
Fink Nicholas I.
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP, Chief Strategy Officer
Common Stock, par value $3.125
2013-10-04
4
M
0
857
A
1257
D
Common Stock, par value $3.125
2013-10-04
4
F
0
278
67.30
D
979
D
Common Stock,par value $3.125
662
I
Beam Inc. Retirement Savings Plan
Restricted Stock Unit
2013-10-04
4
M
0
857
0
D
Common Stock
857
1713
D
Reflects the vesting and payment of an RSU award to the undersigned under the Issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d).
Each RSU converts to one share of the Issuer's Common Stock.
Includes a total of 400 shares acquired under the Issuer's Employee Stock Purchase Plan.
Reflects the withholding by the Issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e).
On October 4, 2011, the reporting person was granted 2,570 restricted stock units, vesting in three equal installments beginning on the second anniversary of the grant date.
Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink
2013-10-08