0001181431-13-053097.txt : 20131008 0001181431-13-053097.hdr.sgml : 20131008 20131008173326 ACCESSION NUMBER: 0001181431-13-053097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131004 FILED AS OF DATE: 20131008 DATE AS OF CHANGE: 20131008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Nicholas I. CENTRAL INDEX KEY: 0001549543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 131142044 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 rrd392558.xml RSU VESTING X0306 4 2013-10-04 0 0000789073 BEAM INC NYSE: BEAM 0001549543 Fink Nicholas I. BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP, Chief Strategy Officer Common Stock, par value $3.125 2013-10-04 4 M 0 857 A 1257 D Common Stock, par value $3.125 2013-10-04 4 F 0 278 67.30 D 979 D Common Stock,par value $3.125 662 I Beam Inc. Retirement Savings Plan Restricted Stock Unit 2013-10-04 4 M 0 857 0 D Common Stock 857 1713 D Reflects the vesting and payment of an RSU award to the undersigned under the Issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d). Each RSU converts to one share of the Issuer's Common Stock. Includes a total of 400 shares acquired under the Issuer's Employee Stock Purchase Plan. Reflects the withholding by the Issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e). On October 4, 2011, the reporting person was granted 2,570 restricted stock units, vesting in three equal installments beginning on the second anniversary of the grant date. Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink 2013-10-08