0001181431-12-065942.txt : 20121219 0001181431-12-065942.hdr.sgml : 20121219 20121219151849 ACCESSION NUMBER: 0001181431-12-065942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121217 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Nicholas I. CENTRAL INDEX KEY: 0001549543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 121274193 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd363809.xml EXERCISE AND SALE X0306 4 2012-12-17 0 0000789073 BEAM INC NYSE: BEAM 0001549543 Fink Nicholas I. BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP, Chief Strategy Officer Common Stock, par value $3.125 2012-12-17 4 M 0 1026 47.3192 A 1241 D Common Stock, par value $3.125 2012-12-17 4 M 0 2000 35.6741 A 3241 D Common Stock, par value $3.125 2012-12-17 4 S 0 3026 61.2336 D 215 D Common Stock, par value $3.125 655 I Beam Retirement Savings Plan Stock Option (Right to Buy) 47.3192 2012-12-17 4 M 0 1026 0 D 2011-09-29 2015-09-30 Common Stock 1026 0 D Stock Option (Right to Buy) 35.6741 2012-12-17 4 M 0 2000 0 D 2012-09-30 2016-09-30 Common Stock 2000 408 D Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $61.13 to $61.34, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote. Includes 215 shares acquired under the Employee Stock Purchase Plan. Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink 2012-12-19