0001181431-12-065942.txt : 20121219
0001181431-12-065942.hdr.sgml : 20121219
20121219151849
ACCESSION NUMBER: 0001181431-12-065942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121217
FILED AS OF DATE: 20121219
DATE AS OF CHANGE: 20121219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Nicholas I.
CENTRAL INDEX KEY: 0001549543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 121274193
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd363809.xml
EXERCISE AND SALE
X0306
4
2012-12-17
0
0000789073
BEAM INC
NYSE: BEAM
0001549543
Fink Nicholas I.
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP, Chief Strategy Officer
Common Stock, par value $3.125
2012-12-17
4
M
0
1026
47.3192
A
1241
D
Common Stock, par value $3.125
2012-12-17
4
M
0
2000
35.6741
A
3241
D
Common Stock, par value $3.125
2012-12-17
4
S
0
3026
61.2336
D
215
D
Common Stock, par value $3.125
655
I
Beam Retirement Savings Plan
Stock Option (Right to Buy)
47.3192
2012-12-17
4
M
0
1026
0
D
2011-09-29
2015-09-30
Common Stock
1026
0
D
Stock Option (Right to Buy)
35.6741
2012-12-17
4
M
0
2000
0
D
2012-09-30
2016-09-30
Common Stock
2000
408
D
Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $61.13 to $61.34, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
Includes 215 shares acquired under the Employee Stock Purchase Plan.
Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink
2012-12-19