The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL C | 02079K107 | 354,439 | 2,515 | SH | SOLE | 0 | 2,515 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 356,401 | 1,851 | SH | SOLE | 0 | 1,851 | 0 | 0 | ||
| ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 143,159 | 133,793 | SH | SOLE | 0 | 133,793 | 0 | 0 | ||
| AVIDITY BIOSCIENCES INC | COM | 05370A108 | 7,734,592 | 854,651 | SH | SOLE | 0 | 854,651 | 0 | 0 | ||
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 59,855,182 | 752,044 | SH | SOLE | 0 | 752,044 | 0 | 0 | ||
| BANK AMERICA CORP | COM | 060505104 | 357,468 | 10,617 | SH | SOLE | 0 | 10,617 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 303,161 | 850 | SH | SOLE | 0 | 850 | 0 | 0 | ||
| BLACKROCK INC | COM | 09247X101 | 345,015 | 425 | SH | SOLE | 0 | 425 | 0 | 0 | ||
| CIDARA THERAPEUTICS INC | COM | 171757107 | 1,292,370 | 1,627,670 | SH | SOLE | 0 | 1,627,670 | 0 | 0 | ||
| COCA COLA CO | COM | 191216100 | 315,276 | 5,350 | SH | SOLE | 0 | 5,350 | 0 | 0 | ||
| CUMMINS INC | COM | 231021106 | 311,441 | 1,300 | SH | SOLE | 0 | 1,300 | 0 | 0 | ||
| CVS HEALTH CORP | COM | 126650100 | 260,568 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | ||
| DOW INC | COM | 260557103 | 290,652 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | ||
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 291,120 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | ||
| EATON CORP PLC | SHS | G29183103 | 325,107 | 1,350 | SH | SOLE | 0 | 1,350 | 0 | 0 | ||
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 97,521 | 10,658 | SH | SOLE | 0 | 10,658 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 259,948 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 346,550 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 390,625 | 1,863 | SH | SOLE | 0 | 1,863 | 0 | 0 | ||
| ILLINOIS TOOL WKS INC | COM | 452308109 | 347,071 | 1,325 | SH | SOLE | 0 | 1,325 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 351,750 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | ||
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,301,729 | 23,278 | SH | SOLE | 0 | 23,278 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 340,200 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | ||
| KIMBERLY-CLARK CORP | COM | 494368103 | 285,549 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | 0 | ||
| KURA ONCOLOGY INC | COM | 50127T109 | 5,039,399 | 350,445 | SH | SOLE | 0 | 350,445 | 0 | 0 | ||
| MEDTRONIC PLC | SHS | G5960L103 | 288,330 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | ||
| MERCK & CO INC | COM | 58933Y105 | 272,550 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 347,837 | 925 | SH | SOLE | 0 | 925 | 0 | 0 | ||
| OPEN LENDING CORP | COM | 68373J104 | 102,120 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 305,712 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | 0 | ||
| PROCTER AND GAMBLE CO | COM | 742718109 | 293,080 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 231,408 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | ||
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 1,843,496 | 7,625 | SH | SOLE | 0 | 7,625 | 0 | 0 | ||
| WASTE MGMT INC DEL | COM | 94106L109 | 349,245 | 1,950 | SH | SOLE | 0 | 1,950 | 0 | 0 | ||
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 343,657 | 8,020 | SH | SOLE | 0 | 8,020 | 0 | 0 | ||