0001549408-24-000002.txt : 20240215 0001549408-24-000002.hdr.sgml : 20240215 20240214182504 ACCESSION NUMBER: 0001549408-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549408 ORGANIZATION NAME: IRS NUMBER: 275349670 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 24641220 BUSINESS ADDRESS: STREET 1: 8223 SE 30TH ST CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 8223 SE 30TH ST CITY: MERCER ISLAND STATE: WA ZIP: 98040 FORMER COMPANY: FORMER CONFORMED NAME: Alethea Capital Management, LLC DATE OF NAME CHANGE: 20120507 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001549408 XXXXXXXX 12-31-2023 12-31-2023 ALETHEA CAPITAL MANAGEMENT, LLC
8223 SE 30TH ST MERCER ISLAND WA 98040
13F HOLDINGS REPORT 028-16431 000156500 N
KASIE COLE EXECUTIVE ASSISTANT 8589262058 KASIE COLE NEWCASTLE WA 02-14-2024 0 35 86673728 false
INFORMATION TABLE 2 23Q4_13F_XML_Report.xml ALPHABET INC CAP STK CL C 02079K107 354439 2515 SH SOLE 0 2515 0 0 APPLE INC COM 037833100 356401 1851 SH SOLE 0 1851 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 143159 133793 SH SOLE 0 133793 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 7734592 854651 SH SOLE 0 854651 0 0 AXSOME THERAPEUTICS INC COM 05464T104 59855182 752044 SH SOLE 0 752044 0 0 BANK AMERICA CORP COM 060505104 357468 10617 SH SOLE 0 10617 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 303161 850 SH SOLE 0 850 0 0 BLACKROCK INC COM 09247X101 345015 425 SH SOLE 0 425 0 0 CIDARA THERAPEUTICS INC COM 171757107 1292370 1627670 SH SOLE 0 1627670 0 0 COCA COLA CO COM 191216100 315276 5350 SH SOLE 0 5350 0 0 CUMMINS INC COM 231021106 311441 1300 SH SOLE 0 1300 0 0 CVS HEALTH CORP COM 126650100 260568 3300 SH SOLE 0 3300 0 0 DOW INC COM 260557103 290652 5300 SH SOLE 0 5300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 291120 3000 SH SOLE 0 3000 0 0 EATON CORP PLC SHS G29183103 325107 1350 SH SOLE 0 1350 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 97521 10658 SH SOLE 0 10658 0 0 EXXON MOBIL CORP COM 30231G102 259948 2600 SH SOLE 0 2600 0 0 HOME DEPOT INC COM 437076102 346550 1000 SH SOLE 0 1000 0 0 HONEYWELL INTL INC COM 438516106 390625 1863 SH SOLE 0 1863 0 0 ILLINOIS TOOL WKS INC COM 452308109 347071 1325 SH SOLE 0 1325 0 0 INTEL CORP COM 458140100 351750 7000 SH SOLE 0 7000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2301729 23278 SH SOLE 0 23278 0 0 JPMORGAN CHASE & CO COM 46625H100 340200 2000 SH SOLE 0 2000 0 0 KIMBERLY-CLARK CORP COM 494368103 285549 2350 SH SOLE 0 2350 0 0 KURA ONCOLOGY INC COM 50127T109 5039399 350445 SH SOLE 0 350445 0 0 MEDTRONIC PLC SHS G5960L103 288330 3500 SH SOLE 0 3500 0 0 MERCK & CO INC COM 58933Y105 272550 2500 SH SOLE 0 2500 0 0 MICROSOFT CORP COM 594918104 347837 925 SH SOLE 0 925 0 0 OPEN LENDING CORP COM 68373J104 102120 12000 SH SOLE 0 12000 0 0 PEPSICO INC COM 713448108 305712 1800 SH SOLE 0 1800 0 0 PROCTER AND GAMBLE CO COM 742718109 293080 2000 SH SOLE 0 2000 0 0 QUALCOMM INC COM 747525103 231408 1600 SH SOLE 0 1600 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1843496 7625 SH SOLE 0 7625 0 0 WASTE MGMT INC DEL COM 94106L109 349245 1950 SH SOLE 0 1950 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 343657 8020 SH SOLE 0 8020 0 0