0001549408-19-000002.txt : 20190123 0001549408-19-000002.hdr.sgml : 20190123 20190123123903 ACCESSION NUMBER: 0001549408-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190123 DATE AS OF CHANGE: 20190123 EFFECTIVENESS DATE: 20190123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 19536965 BUSINESS ADDRESS: STREET 1: 18029 CALLE AMBIENTE STREET 2: SUITE 509 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: Alethea Capital Management, LLC DATE OF NAME CHANGE: 20120507 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549408 XXXXXXXX 12-31-2018 12-31-2018 Alethea Capital Management, LLC
15618 JUBE WRIGHT COURT SAN DIEGO CA 92127
13F HOLDINGS REPORT 028-16431 N
RINA KAWANO EXECUTIVE ASSISTANT 858-926-2058 Rina Kawano Rancho Santa Fe CA 01-23-2019 0 59 68670 false
INFORMATION TABLE 2 form13finfotable-18Q1.xml 3M CO COM 88579Y101 667 3500 SH SOLE 3500 0 0 ALPHABET INC CAP STK CL C 02079K107 642 620 SH SOLE 620 0 0 AMGEN INC COM 031162100 830 4264 SH SOLE 4264 0 0 APPLE INC COM 037833100 438 2775 SH SOLE 2775 0 0 APPLE INC COM 037833100 1 300 SH Put SOLE 300 0 0 AT&T INC COM 00206R102 285 10000 SH SOLE 10000 0 0 AXSOME THERAPEUTICS INC COM 05464T104 2562 908429 SH SOLE 908429 0 0 BANDWIDTH INC COM CL A 05988J103 248 6084 SH SOLE 6084 0 0 BANK AMER CORP COM 060505104 493 20000 SH SOLE 20000 0 0 BGC PARTNERS INC CL A 05541T101 177 34177 SH SOLE 34177 0 0 BLACKROCK INC COM 09247X101 275 700 SH SOLE 700 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 154 11516 SH SOLE 11516 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1397 26873 SH SOLE 26873 0 0 CAPITAL ONE FINL CORP COM 14040H105 11429 151194 SH SOLE 151194 0 0 CENTURYLINK INC COM 156700106 175 11551 SH SOLE 11551 0 0 CIDARA THERAPEUTICS INC COM 171757107 1134 482357 SH SOLE 482357 0 0 CLOROX CO DEL COM 189054109 1340 8693 SH SOLE 8693 0 0 CUMMINS INC COM 231021106 468 3500 SH SOLE 3500 0 0 DARDEN RESTAURANTS INC COM 237194105 1550 15519 SH SOLE 15519 0 0 DISNEY WALT CO COM DISNEY 254687106 417 3801 SH SOLE 3801 0 0 DOWDUPONT INC COM 26078J100 267 5000 SH SOLE 5000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 432 5000 SH SOLE 5000 0 0 EATON CORP PLC SHS G29183103 481 7000 SH SOLE 7000 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 138 13986 SH SOLE 13986 0 0 ENBRIDGE INC COM 29250N105 1332 42852 SH SOLE 42852 0 0 EVERGY INC COM 30034W106 1752 30863 SH SOLE 30863 0 0 EXXON MOBIL CORP COM 30231G102 307 4500 SH SOLE 4500 0 0 FASTENAL CO COM 311900104 390 7451 SH SOLE 7451 0 0 FIRSTENERGY CORP COM 337932107 1591 42374 SH SOLE 42374 0 0 GENERAL MTRS CO COM 37045V100 317 9462 SH SOLE 9462 0 0 HASBRO INC COM 418056107 484 5952 SH SOLE 5952 0 0 HOME DEPOT INC COM 437076102 344 2000 SH SOLE 2000 0 0 HONEYWELL INTL INC COM 438516106 595 4500 SH SOLE 4500 0 0 ILLINOIS TOOL WKS INC COM 452308109 507 4000 SH SOLE 4000 0 0 ISHARES TR MORTGE REL ETF 46435G342 350 8763 SH SOLE 8763 0 0 JPMORGAN CHASE & CO COM 46625H100 400 4100 SH SOLE 4100 0 0 KELLOGG CO COM 487836108 362 6358 SH SOLE 6358 0 0 KEYCORP NEW COM 493267108 598 40462 SH SOLE 40462 0 0 KIMBERLY CLARK CORP COM 494368103 536 4700 SH SOLE 4700 0 0 KOHLS CORP COM 500255104 1006 15164 SH SOLE 15164 0 0 KURA ONCOLOGY INC COM 50127T109 3057 217750 SH SOLE 217750 0 0 MEDTRONIC PLC SHS G5960L103 318 3500 SH SOLE 3500 0 0 MERCK & CO INC COM 58933Y105 382 5000 SH SOLE 5000 0 0 MERCK & CO INC COM 58933Y105 9 2000 SH Call SOLE 2000 0 0 MICROSOFT CORP COM 594918104 396 3900 SH SOLE 3900 0 0 NEURALSTEM INC COM NEW 64127R401 51 164394 SH SOLE 164394 0 0 NEWMARK GROUP INC CL A 65158N102 125 15644 SH SOLE 15644 0 0 PEPSICO INC COM 713448108 828 7498 SH SOLE 7498 0 0 PFIZER INC COM 717081103 1544 35379 SH SOLE 35379 0 0 PROCTER AND GAMBLE CO COM 742718109 552 6000 SH SOLE 6000 0 0 RA MED SYS INC COM 74933X104 703 88457 SH SOLE 88457 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1392 26618 SH SOLE 26618 0 0 SANOFI SPONSORED ADR 80105N105 1517 34957 SH SOLE 34957 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 16470 180082 SH SOLE 180082 0 0 TARGET CORP COM 87612E106 250 3785 SH SOLE 3785 0 0 THOMSON REUTERS CORP COM NEW 884903709 1677 34722 SH SOLE 34722 0 0 WASTE MGMT INC DEL COM 94106L109 561 6300 SH SOLE 6300 0 0 WELLS FARGO CO NEW COM 949746101 1538 33385 SH SOLE 33385 0 0 WILLIAMS COS INC DEL COM 969457100 449 20344 SH SOLE 20344 0 0