0001549408-19-000002.txt : 20190123
0001549408-19-000002.hdr.sgml : 20190123
20190123123903
ACCESSION NUMBER: 0001549408-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
EFFECTIVENESS DATE: 20190123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001549408
IRS NUMBER: 275349670
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16431
FILM NUMBER: 19536965
BUSINESS ADDRESS:
STREET 1: 18029 CALLE AMBIENTE
STREET 2: SUITE 509
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: 858-926-2058
MAIL ADDRESS:
STREET 1: 15618 JUBE WRIGHT COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
FORMER COMPANY:
FORMER CONFORMED NAME: Alethea Capital Management, LLC
DATE OF NAME CHANGE: 20120507
13F-HR
1
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0001549408
XXXXXXXX
12-31-2018
12-31-2018
Alethea Capital Management, LLC
15618 JUBE WRIGHT COURT
SAN DIEGO
CA
92127
13F HOLDINGS REPORT
028-16431
N
RINA KAWANO
EXECUTIVE ASSISTANT
858-926-2058
Rina Kawano
Rancho Santa Fe
CA
01-23-2019
0
59
68670
false
INFORMATION TABLE
2
form13finfotable-18Q1.xml
3M CO
COM
88579Y101
667
3500
SH
SOLE
3500
0
0
ALPHABET INC
CAP STK CL C
02079K107
642
620
SH
SOLE
620
0
0
AMGEN INC
COM
031162100
830
4264
SH
SOLE
4264
0
0
APPLE INC
COM
037833100
438
2775
SH
SOLE
2775
0
0
APPLE INC
COM
037833100
1
300
SH
Put
SOLE
300
0
0
AT&T INC
COM
00206R102
285
10000
SH
SOLE
10000
0
0
AXSOME THERAPEUTICS INC
COM
05464T104
2562
908429
SH
SOLE
908429
0
0
BANDWIDTH INC
COM CL A
05988J103
248
6084
SH
SOLE
6084
0
0
BANK AMER CORP
COM
060505104
493
20000
SH
SOLE
20000
0
0
BGC PARTNERS INC
CL A
05541T101
177
34177
SH
SOLE
34177
0
0
BLACKROCK INC
COM
09247X101
275
700
SH
SOLE
700
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
154
11516
SH
SOLE
11516
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1397
26873
SH
SOLE
26873
0
0
CAPITAL ONE FINL CORP
COM
14040H105
11429
151194
SH
SOLE
151194
0
0
CENTURYLINK INC
COM
156700106
175
11551
SH
SOLE
11551
0
0
CIDARA THERAPEUTICS INC
COM
171757107
1134
482357
SH
SOLE
482357
0
0
CLOROX CO DEL
COM
189054109
1340
8693
SH
SOLE
8693
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0
CUMMINS INC
COM
231021106
468
3500
SH
SOLE
3500
0
0
DARDEN RESTAURANTS INC
COM
237194105
1550
15519
SH
SOLE
15519
0
0
DISNEY WALT CO
COM DISNEY
254687106
417
3801
SH
SOLE
3801
0
0
DOWDUPONT INC
COM
26078J100
267
5000
SH
SOLE
5000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
432
5000
SH
SOLE
5000
0
0
EATON CORP PLC
SHS
G29183103
481
7000
SH
SOLE
7000
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
138
13986
SH
SOLE
13986
0
0
ENBRIDGE INC
COM
29250N105
1332
42852
SH
SOLE
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EVERGY INC
COM
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SH
SOLE
30863
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0
EXXON MOBIL CORP
COM
30231G102
307
4500
SH
SOLE
4500
0
0
FASTENAL CO
COM
311900104
390
7451
SH
SOLE
7451
0
0
FIRSTENERGY CORP
COM
337932107
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42374
SH
SOLE
42374
0
0
GENERAL MTRS CO
COM
37045V100
317
9462
SH
SOLE
9462
0
0
HASBRO INC
COM
418056107
484
5952
SH
SOLE
5952
0
0
HOME DEPOT INC
COM
437076102
344
2000
SH
SOLE
2000
0
0
HONEYWELL INTL INC
COM
438516106
595
4500
SH
SOLE
4500
0
0
ILLINOIS TOOL WKS INC
COM
452308109
507
4000
SH
SOLE
4000
0
0
ISHARES TR
MORTGE REL ETF
46435G342
350
8763
SH
SOLE
8763
0
0
JPMORGAN CHASE & CO
COM
46625H100
400
4100
SH
SOLE
4100
0
0
KELLOGG CO
COM
487836108
362
6358
SH
SOLE
6358
0
0
KEYCORP NEW
COM
493267108
598
40462
SH
SOLE
40462
0
0
KIMBERLY CLARK CORP
COM
494368103
536
4700
SH
SOLE
4700
0
0
KOHLS CORP
COM
500255104
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15164
SH
SOLE
15164
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0
KURA ONCOLOGY INC
COM
50127T109
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SH
SOLE
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0
0
MEDTRONIC PLC
SHS
G5960L103
318
3500
SH
SOLE
3500
0
0
MERCK & CO INC
COM
58933Y105
382
5000
SH
SOLE
5000
0
0
MERCK & CO INC
COM
58933Y105
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2000
SH
Call
SOLE
2000
0
0
MICROSOFT CORP
COM
594918104
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3900
SH
SOLE
3900
0
0
NEURALSTEM INC
COM NEW
64127R401
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164394
SH
SOLE
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NEWMARK GROUP INC
CL A
65158N102
125
15644
SH
SOLE
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PEPSICO INC
COM
713448108
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7498
SH
SOLE
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PFIZER INC
COM
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35379
SH
SOLE
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0
PROCTER AND GAMBLE CO
COM
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6000
SH
SOLE
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0
RA MED SYS INC
COM
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88457
SH
SOLE
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RESTAURANT BRANDS INTL INC
COM
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SANOFI
SPONSORED ADR
80105N105
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SPDR SER TR
SPDR BLOOMBERG
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TARGET CORP
COM
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THOMSON REUTERS CORP
COM NEW
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WASTE MGMT INC DEL
COM
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WELLS FARGO CO NEW
COM
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WILLIAMS COS INC DEL
COM
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