0001221073-17-000084.txt : 20170811 0001221073-17-000084.hdr.sgml : 20170811 20170811144403 ACCESSION NUMBER: 0001221073-17-000084 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 171024506 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001549408 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT false Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Tony Hsu 858 926-2058 /s/ Tony Hsu San Diego CA 08-11-2017 0 74 88073 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110415000SHSOLE 500000ABBVIE INCCOM00287Y1095808000SHSOLE 800000ALLIANZGI NFJ DIVID INT & PRCOM01883A10729922822SHSOLE 2282200ALPHABET INCCAP STK CL C02079K107505556SHSOLE 55600ALTRIA GROUP INCCOM02209S103261735137SHSOLE 3513700AMEREN CORPCOM023608102160929429SHSOLE 2942900AMERICAN INTL GROUP INCCOM NEW0268747844156644SHSOLE 664400AMGEN INCCOM0311621002671551SHSOLE 155100ANALOG DEVICES INCCOM0326541052192812SHSOLE 281200APPLE INCCOM0378331002711884SHSOLE 188400AT&T INCCOM00206R102225959876SHSOLE 5987600BANK AMER CORPCOM06050510434914400SHSOLE 1440000BAXTER INTL INCCOM0718131092424000SHSOLE 400000BLACKROCK LTD DURATION INC TCOM SHS09249W10123014561SHSOLE 1456100BLACKSTONE GROUP L PCOM UNIT LTD09253U10859817919SHSOLE 1791900BRISTOL MYERS SQUIBB COCOM110122108150727038SHSOLE 2703800CAMPBELL SOUP COCOM134429109227543620SHSOLE 4362000CAPITAL ONE FINL CORPCOM14040H10512492151194SHSOLE 15119400CARNIVAL CORPUNIT 99/99/9999143658300128519598SHSOLE 1959800CF INDS HLDGS INCCOM125269100233283409SHSOLE 8340900CISCO SYS INCCOM17275R1022457812SHSOLE 781200CONAGRA BRANDS INCCOM205887102180550487SHSOLE 5048700CUMMINS INCCOM2310211066003700SHSOLE 370000CVS HEALTH CORPCOM126650100256331859SHSOLE 3185900DELAWARE ENHANCED GBL DIV &COM2460601071414124075SHSOLE 12407500DIAGEO P L CSPON ADR NEW25243Q205210817593SHSOLE 1759300DISNEY WALT COCOM DISNEY2546871068107626SHSOLE 762600DOUBLELINE OPPORTUNISTIC CRCOM25862310770027751SHSOLE 2775100DOW CHEM COCOM2605431035368500SHSOLE 850000DR PEPPER SNAPPLE GROUP INCCOM26138E1092953243SHSOLE 324300DUKE ENERGY CORP NEWCOM NEW26441C2044185000SHSOLE 500000EATON CORP PLCSHSG291831035667275SHSOLE 727500EATON VANCE CALIF MUN BD FDCOM27828A10044037840SHSOLE 3784000EATON VANCE LTD DUR INCOME FCOM27828H10545332097SHSOLE 3209700ESSEX PPTY TR INCCOM297178105277310779SHSOLE 1077900EXELON CORPCOM30161N101251469694SHSOLE 6969400FACEBOOK INCCL A30303M1022231480SHSOLE 148000GENUINE PARTS COCOM3724601058979673SHSOLE 967300GRAINGER W W INCCOM384802104193310709SHSOLE 1070900HOME DEPOT INCCOM4370761023992603SHSOLE 260300HONEYWELL INTL INCCOM4385161066264700SHSOLE 470000HSBC HLDGS PLCSPON ADR NEW404280406181639153SHSOLE 3915300ILLINOIS TOOL WKS INCCOM4523081094303000SHSOLE 300000INTEL CORPCOM45814010053815944SHSOLE 1594400ISHARES TRMSCI EMG MKT ETF46428723473917864SHSOLE 1786400ISHARES TRRUS MID CAP ETF4642874993461800SHSOLE 180000ISHARES TRNASDQ BIOTEC ETF46428755611773795SHSOLE 379500ISHARES TRFLTG RATE BD ETF46429B65566213003SHSOLE 1300300ISHARES TRMTG REL ETF NEW46435G342135029110SHSOLE 2911000JPMORGAN CHASE & COCOM46625H100240926358SHSOLE 2635800KIMBERLY CLARK CORPCOM4943681036465000SHSOLE 500000KRAFT HEINZ COCOM5007541062853330SHSOLE 333000KURA ONCOLOGY INCCOM50127T10989996673SHSOLE 9667300MCDONALDS CORPCOM580135101294319213SHSOLE 1921300MEDTRONIC PLCSHSG5960L1036217000SHSOLE 700000MERCK & CO INCCOM58933Y10565710258SHSOLE 1025800MICROSOFT CORPCOM5949181043034400SHSOLE 440000NEURALSTEM INCCOM NEW64127R401952164394SHSOLE 16439400NORFOLK SOUTHERN CORPCOM6558441089097468SHSOLE 746800NUVEEN CALIFORNIA AMT QLT MUCOM67065110821613888SHSOLE 1388800PFIZER INCCOM71708110350815137SHSOLE 1513700POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76974832325SHSOLE 3232500PROCTER AND GAMBLE COCOM7427181092613000SHSOLE 300000SPDR S&P 500 ETF TRTR UNIT78462F10313635636SHSOLE 563600SYNGENTA AGSPONSORED ADR87160A100209822640SHSOLE 2264000TRAVELERS COMPANIES INCCOM89417E10910588360SHSOLE 836000US BANCORP DELCOM NEW902973304252348594SHSOLE 4859400VERIZON COMMUNICATIONS INCCOM92343V104121927306SHSOLE 2730600VORNADO RLTY TRSH BEN INT929042109212122588SHSOLE 2258800WASTE MGMT INC DELCOM94106L1095137000SHSOLE 700000WESTERN ASSET HIGH INCM FD ICOM95766J10219126585SHSOLE 2658500WESTERN ASSET HIGH INCM OPPCOM95766K109582114755SHSOLE 11475500WHIRLPOOL CORPCOM9633201068884632SHSOLE 463200XILINX INCCOM983919101239237195SHSOLE 3719500