0001221073-16-000177.txt : 20160722 0001221073-16-000177.hdr.sgml : 20160722 20160722100715 ACCESSION NUMBER: 0001221073-16-000177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 EFFECTIVENESS DATE: 20160722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 161778690 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549408 XXXXXXXX 06-30-2016 06-30-2016 Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Stephen Andrew Buser 858 926-2058 /s/ Stephen Andrew Buser San Diego CA 07-21-2016 0 57 72942 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110866200SHSOLE 620000ALLIANZGI NFJ DIVID INT & PRCOM01883A10728122822SHSOLE 2282200ALPHABET INCCAP STK CL C02079K107316456SHSOLE 45600ALTRIA GROUP INCCOM02209S10396013919SHSOLE 1391900AT&T INCCOM00206R102219550791SHSOLE 5079100BLACKROCK LTD DURATION INC TCOM SHS09249W10122214561SHSOLE 1456100BLOCK H & R INCCOM093671105173175241SHSOLE 7524100CAPITAL ONE FINL CORPCOM14040H10510212160790SHSOLE 16079000CHICAGO BRIDGE & IRON CO N VCOM16725010945013000SHSOLE 1300000CLOROX CO DELCOM189054109216415638SHSOLE 1563800COACH INCCOM18975410469317018SHSOLE 1701800CONSOLIDATED EDISON INCCOM209115104208325890SHSOLE 2589000CUMMINS INCCOM2310211063373000SHSOLE 300000DARDEN RESTAURANTS INCCOM237194105188229718SHSOLE 2971800DELAWARE ENHANCED GBL DIV &COM2460601071204125075SHSOLE 12507500DISNEY WALT COCOM DISNEY2546871069109301SHSOLE 930100DOUBLELINE OPPORTUNISTIC CRCOM25862310780930201SHSOLE 3020100DR PEPPER SNAPPLE GROUP INCCOM26138E109211521888SHSOLE 2188800DUKE ENERGY CORP NEWCOM NEW26441C2045966944SHSOLE 694400EATON CORP PLCSHSG291831034968300SHSOLE 830000EATON VANCE CALIF MUN BD FDCOM27828A10059242807SHSOLE 4280700EATON VANCE LTD DUR INCOME FCOM27828H10543132097SHSOLE 3209700GENERAL ELECTRIC COCOM36960410385027000SHSOLE 2700000HARRIS CORP DELCOM41387510593711232SHSOLE 1123200HONEYWELL INTL INCCOM43851610610479000SHSOLE 900000ILLINOIS TOOL WKS INCCOM4523081093123000SHSOLE 300000ISHARES TRNASDQ BIOTEC ETF4642875567312839SHSOLE 283900ISHARES TRMRG RL ES CP ETF4642885391104107581SHSOLE 10758100ISHARES TRFLTG RATE BD ETF46429B65565813003SHSOLE 1300300JOHNSON CTLS INCCOM4783661073327500SHSOLE 750000JPMORGAN CHASE & COCOM46625H1002804500SHSOLE 450000KELLOGG COCOM487836108237829127SHSOLE 2912700KIMBERLY CLARK CORPCOM494368103286420834SHSOLE 2083400KURA ONCOLOGY INCCOM50127T10916862000SHSOLE 6200000MATTEL INCCOM577081102182258236SHSOLE 5823600MEDTRONIC PLCSHSG5960L1036077000SHSOLE 700000MERCK & CO INCCOM58933Y1054768258SHSOLE 825800MICROSOFT CORPCOM59491810469513588SHSOLE 1358800NEURALSTEM INCCOM64127R3026222137061SHSOLE 213706100NEXTERA ENERGY INCCOM65339F101219116799SHSOLE 1679900NUVEEN CAL AMT-FREE MUN INCCOM67065110823713888SHSOLE 1388800PFIZER INCCOM71708110353315137SHSOLE 1513700POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76970330598SHSOLE 3059800PROCTER & GAMBLE COCOM742718109218825847SHSOLE 2584700RAYTHEON COCOM NEW755111507220716232SHSOLE 1623200REALTY INCOME CORPCOM756109104221231895SHSOLE 3189500REYNOLDS AMERICAN INCCOM761713106211839266SHSOLE 3926600SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50677011287SHSOLE 1128700SMUCKER J M COCOM NEW832696405230515126SHSOLE 1512600SOUTHERN COCOM842587107206838564SHSOLE 3856400SPDR S&P 500 ETF TRTR UNIT78462F1035732735SHSOLE 273500TEVA PHARMACEUTICAL INDS LTDADR881624209154130669SHSOLE 3066900WAL-MART STORES INCCOM931142103209928751SHSOLE 2875100WASTE MGMT INC DELCOM94106L1096309500SHSOLE 950000WEC ENERGY GROUP INCCOM92939U106217333280SHSOLE 3328000WESTERN ASSET HIGH INCM FD ICOM95766J10218426585SHSOLE 2658500WESTERN ASSET HIGH INCM OPPCOM95766K109562114755SHSOLE 11475500