0001221073-16-000159.txt : 20160510 0001221073-16-000159.hdr.sgml : 20160510 20160510151647 ACCESSION NUMBER: 0001221073-16-000159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 161635380 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549408 XXXXXXXX 03-31-2016 03-31-2016 Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Stephen Andrew Buser 858 926-2058 /s/ Stephen Andrew Buser San Diego CA 05-09-2016 0 59 89956 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110506300SHSOLE 630000ALLIANZGI NFJ DIVID INT & PRCOM01883A10728022822SHSOLE 2282200ALPHABET INCCAP STK CL C02079K107340456SHSOLE 45600ALTRIA GROUP INCCOM02209S10391014519SHSOLE 1451900AMEREN CORPCOM023608102271654217SHSOLE 5421700BLACKROCK LTD DURATION INC TCOM SHS09249W10139026363SHSOLE 2636300BLOCK H & R INCCOM093671105188371275SHSOLE 7127500CAPITAL ONE FINL CORPCOM14040H10511144160790SHSOLE 16079000CHICAGO BRIDGE & IRON CO N VCOM16725010978321400SHSOLE 2140000CUMMINS INCCOM2310211063303000SHSOLE 300000DELAWARE ENHANCED GBL DIV &COM2460601071512165271SHSOLE 16527100DISNEY WALT COCOM DISNEY2546871069419471SHSOLE 947100DOUBLELINE OPPORTUNISTIC CRCOM258623107100537766SHSOLE 3776600EATON CORP PLCSHSG291831035328500SHSOLE 850000EATON VANCE CALIF MUN BD FDCOM27828A10099779263SHSOLE 7926300EATON VANCE LTD DUR INCOME FCOM27828H10589668002SHSOLE 6800200EQUINIX INCCOM PAR $0.00129444U7005211575SHSOLE 157500GAMESTOP CORP NEWCL A36467W1092939248SHSOLE 924800GENERAL ELECTRIC COCOM3696041033265102712SHSOLE 10271200GENERAL MTRS COCOM37045V100219969979SHSOLE 6997900HONEYWELL INTL INCCOM43851610610089000SHSOLE 900000ILLINOIS TOOL WKS INCCOM4523081093073000SHSOLE 300000INTEL CORPCOM458140100222268700SHSOLE 6870000ISHARES SILVER TRUSTISHARES46428Q1091570106949SHSOLE 10694900ISHARES TRMSCI EMG MKT ETF464287234160146731SHSOLE 4673100ISHARES TR20 YR TR BD ETF464287432304923344SHSOLE 2334400ISHARES TRNASDQ BIOTEC ETF46428755613425147SHSOLE 514700ISHARES TRMSCI ACWI ETF464288257159728481SHSOLE 2848100ISHARES TRFLTG RATE BD ETF46429B65565613003SHSOLE 1300300JOHNSON CTLS INCCOM4783661072927500SHSOLE 750000JPMORGAN CHASE & COCOM46625H1002374000SHSOLE 400000KELLOGG COCOM4878361082683500SHSOLE 350000KIMBERLY CLARK CORPCOM4943681038346200SHSOLE 620000KINDER MORGAN INC DELCOM49456B1012690150603SHSOLE 15060300L BRANDS INCCOM501797104215524540SHSOLE 2454000MEDTRONIC PLCSHSG5960L1035407200SHSOLE 720000MERCK & CO INC NEWCOM58933Y1053847258SHSOLE 725800METLIFE INCCOM59156R1083528000SHSOLE 800000MICROSOFT CORPCOM594918104109519820SHSOLE 1982000MOTOROLA SOLUTIONS INCCOM NEW620076307261234507SHSOLE 3450700NETAPP INCCOM64110D104243289133SHSOLE 8913300NEURALSTEM INCCOM64127R30216032137061SHSOLE 213706100NISOURCE INCCOM65473P1052800118836SHSOLE 11883600NOKIA CORPSPONSORED ADR654902204888150254SHSOLE 15025400NUVEEN CAL AMT-FREE MUN INCCOM67065110822213888SHSOLE 1388800PAYCHEX INCCOM704326107242444884SHSOLE 4488400PFIZER INCCOM71708110344915137SHSOLE 1513700PHILLIPS 66COM718546104248628707SHSOLE 2870700PUBLIC STORAGECOM74460D10926239510SHSOLE 951000RAYTHEON COCOM NEW755111507232218939SHSOLE 1893900REYNOLDS AMERICAN INCCOM761713106258251330SHSOLE 5133000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50670511384SHSOLE 1138400SYSCO CORPCOM871829107267957328SHSOLE 5732800TEXAS INSTRS INCCOM882508104247843164SHSOLE 4316400UNITED PARCEL SERVICE INCCL B911312106257924452SHSOLE 2445200WASTE MGMT INC DELCOM94106L10974912700SHSOLE 1270000WESTERN ASSET HIGH INCM FD ICOM95766J10218828426SHSOLE 2842600WESTERN ASSET HIGH INCM OPPCOM95766K109551117454SHSOLE 11745400XILINX INCCOM983919101239850559SHSOLE 5055900