0001221073-16-000144.txt : 20160216 0001221073-16-000144.hdr.sgml : 20160215 20160216162644 ACCESSION NUMBER: 0001221073-16-000144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 161428928 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549408 XXXXXXXX 12-31-2015 12-31-2015 Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Stephen Andrew Buser 858 926-2058 /s/ Stephen Andrew Buser San Diego CA 02-12-2016 0 67 86384 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1018595700SHSOLE 570000ABBOTT LABSCOM002824100258857620SHSOLE 5762000ABBVIE INCCOM00287Y109252342583SHSOLE 4258300AES CORPCOM00130H1052094218798SHSOLE 21879800ALLIANZGI NFJ DIVID INT & PRCOM01883A10728623117SHSOLE 2311700ALTRIA GROUP INCCOM02209S10385314656SHSOLE 1465600ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L10413532073SHSOLE 3207300BANK AMER CORPCOM06050510444626500SHSOLE 2650000BLACKROCK LTD DURATION INC TCOM SHS09249W10140127500SHSOLE 2750000CAPITAL ONE FINL CORPCOM14040H10511606160790SHSOLE 16079000CF INDS HLDGS INCCOM125269100199848954SHSOLE 4895400CHICAGO BRIDGE & IRON CO N VCOM16725010982321100SHSOLE 2110000COCA COLA ENTERPRISES INC NECOM19122T109235847878SHSOLE 4787800CONAGRA FOODS INCCOM205887102243657775SHSOLE 5777500CREDIT SUISSE GROUPSPONSORED ADR22540110899145702SHSOLE 4570200CSX CORPCOM1264081032088000SHSOLE 800000CUMMINS INCCOM2310211062643000SHSOLE 300000DARDEN RESTAURANTS INCCOM237194105217334138SHSOLE 3413800DEERE & COCOM244199105253533239SHSOLE 3323900DELAWARE ENHANCED GBL DIV &COM2460601071590170094SHSOLE 17009400DISNEY WALT COCOM DISNEY2546871069499028SHSOLE 902800DOUBLELINE OPPORTUNISTIC CRCOM25862310798038703SHSOLE 3870300EATON CORP PLCSHSG291831034428500SHSOLE 850000EATON VANCE CALIF MUN BD FDCOM27828A10099982263SHSOLE 8226300EATON VANCE LTD DUR INCOME FCOM27828H10590070527SHSOLE 7052700FOUR CORNERS PPTY TR INCCOM35086T10927511371SHSOLE 1137100GAMESTOP CORP NEWCL A36467W109153554760SHSOLE 5476000GAP INC DELCOM364760108193978495SHSOLE 7849500GENERAL ELECTRIC COCOM36960410384127000SHSOLE 2700000HASBRO INCCOM418056107205030432SHSOLE 3043200HONEYWELL INTL INCCOM4385161067777500SHSOLE 750000ISHARES TR7-10 Y TR BD ETF464287440191418126SHSOLE 1812600ISHARES TRNASDQ BIOTEC ETF46428755623176847SHSOLE 684700ISHARES TRU.S. PFD STK ETF46428868741410655SHSOLE 1065500ISHARES TRFLTG RATE BD ETF46429B65566413174SHSOLE 1317400JOHNSON CTLS INCCOM4783661072967500SHSOLE 750000JPMORGAN CHASE & COCOM46625H1002664026SHSOLE 402600KELLOGG COCOM4878361082533500SHSOLE 350000KIMBERLY CLARK CORPCOM4943681037776100SHSOLE 610000LEGGETT & PLATT INCCOM524660107236956377SHSOLE 5637700LILLY ELI & COCOM5324571084114878SHSOLE 487800MACYS INCCOM55616P104150442987SHSOLE 4298700MEDTRONIC PLCSHSG5960L1035086600SHSOLE 660000MERCK & CO INC NEWCOM58933Y1053887338SHSOLE 733800METLIFE INCCOM59156R1083868000SHSOLE 800000MICROSOFT CORPCOM59491810473213200SHSOLE 1320000MOSAIC CO NEWCOM61945C103199772382SHSOLE 7238200NEURALSTEM INCCOM64127R30222012137061SHSOLE 213706100NEXTERA ENERGY INCCOM65339F101195418807SHSOLE 1880700NUVEEN AMT-FREE MUN INCOME FCOM67065710544231897SHSOLE 3189700NUVEEN CAL AMT-FREE MUN INCCOM67065110821614067SHSOLE 1406700PFIZER INCCOM71708110349415297SHSOLE 1529700POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107160246300SHCallSOLE 24630000PROGRESSIVE CORP OHIOCOM743315103194061018SHSOLE 6101800REYNOLDS AMERICAN INCCOM76171310681717697SHSOLE 1769700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50693215451SHSOLE 1545100SPDR GOLD TRUSTGOLD SHS78463V10717720700SHPutSOLE 2070000SPDR S&P 500 ETF TRTR UNIT78462F1037023442SHSOLE 344200TEVA PHARMACEUTICAL INDS LTDADR881624209125519123SHSOLE 1912300TIFFANY & CO NEWCOM886547108122916105SHSOLE 1610500VALERO ENERGY CORP NEWCOM91913Y100247835040SHSOLE 3504000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308114535502SHSOLE 3550200WASTE MGMT INC DELCOM94106L10962411700SHSOLE 1170000WESTERN ASSET HIGH INCM FD ICOM95766J10218729702SHSOLE 2970200WESTERN ASSET HIGH INCM OPPCOM95766K109567120860SHSOLE 12086000WISDOMTREE TRJAPN HEDGE EQT97717W851176835309SHSOLE 3530900WYNN RESORTS LTDCOM983134107304644025SHSOLE 4402500