0001221073-15-000079.txt : 20150724 0001221073-15-000079.hdr.sgml : 20150724 20150724165646 ACCESSION NUMBER: 0001221073-15-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150724 DATE AS OF CHANGE: 20150724 EFFECTIVENESS DATE: 20150724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 151005130 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549408 XXXXXXXX 06-30-2015 06-30-2015 Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Stephen LaFata 858-926-2058 /s/ Stephen LaFata San Diego CA 07-24-2015 0 70 65099 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AIRGAS INCCOM0093631023543345SHSOLE 334500ALLIANZGI NFJ DIVID INT & PRCOM01883A10733121881SHSOLE 2188100ALTRIA GROUP INCCOM02209S103101220696SHSOLE 2069600BLACKROCK LTD DURATION INC TCOM SHS09249W10146830859SHSOLE 3085900BLOCK H & R INCCOM09367110532510952SHSOLE 1095200BOEING COCOM0970231053302380SHSOLE 238000BRISTOL MYERS SQUIBB COCOM11012210868010215SHSOLE 1021500CANADIAN NAT RES LTDCOM13638510143415991SHSOLE 1599100CAPITAL ONE FINL CORPCOM14040H10515943181229SHSOLE 18122900CLOROX CO DELCOM1890541092392299SHSOLE 229900CME GROUP INCCOM12572Q105269428950SHSOLE 2895000COACH INCCOM189754104168948806SHSOLE 4880600DELAWARE ENHANCED GBL DIV &COM2460601071928178334SHSOLE 17833400DOUBLELINE OPPORTUNISTIC CRCOM25862310793540336SHSOLE 4033600DR PEPPER SNAPPLE GROUP INCCOM26138E1093274492SHSOLE 449200DU PONT E I DE NEMOURS & COCOM26353410990214105SHSOLE 1410500EATON VANCE CALIF MUN BD FDCOM27828A10093883097SHSOLE 8309700EATON VANCE LTD DUR INCOME FCOM27828H10595070527SHSOLE 7052700FRONTIER COMMUNICATIONS CORPCOM35906A108564113902SHSOLE 11390200GENERAL GROWTH PPTYS INC NEWCOM37002310330711966SHSOLE 1196600HARRIS CORP DELCOM4138751056248119SHSOLE 811900HASBRO INCCOM418056107251533626SHSOLE 3362600HEALTH CARE REIT INCCOM42217K1062844321SHSOLE 432100HERSHEY COCOM4278661083123509SHSOLE 350900HEWLETT PACKARD COCOM42823610333611182SHSOLE 1118200INTERPUBLIC GROUP COS INCCOM46069010049125475SHSOLE 2547500IRON MTN INC NEWCOM46284V1013029730SHSOLE 973000ISHARESMSCI GERMANY ETF46428680615156000SHCallSOLE 15600000ISHARESU.S. PFD STK ETF46428868740110233SHSOLE 1023300ISHARES TRFLTG RATE BD ETF46429B65564012630SHSOLE 1263000ISHARES TRMSCI EAFE ETF46428746515236SHSOLE 23600ISHARES TRRUSSELL 2000 ETF464287655150912086SHSOLE 1208600KOHLS CORPCOM500255104237237885SHSOLE 3788500MACERICH COCOM5543821014496020SHSOLE 602000MCDONALDS CORPCOM5801351014484712SHSOLE 471200MERCK & CO INC NEWCOM58933Y1054007030SHSOLE 703000MICROSOFT CORPCOM5949181044359842SHSOLE 984200MOSAIC CO NEWCOM61945C1033597656SHSOLE 765600NAVIENT CORPCOM63938C10831617362SHSOLE 1736200NEURALSTEM INCCOM64127R30241462137061SHSOLE 213706100NUVEEN AMT-FREE MUN INCOME FCOM67065710543634200SHSOLE 3420000NUVEEN CAL AMT-FREE MUN INCCOM67065110819113500SHSOLE 1350000OCATA THERAPEUTICS INCCOM67457L1005811000SHSOLE 1100000ONEOK INC NEWCOM682680103197349965SHSOLE 4996500PFIZER INCCOM71708110349614803SHSOLE 1480300PG&E CORPCOM69331C1083246594SHSOLE 659400POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10799339669SHSOLE 3966900POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107184165900SHCallSOLE 16590000SCANA CORP NEWCOM80589M1023246399SHSOLE 639900SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074856339SHSOLE 633900SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084749959SHSOLE 995900SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095297117SHSOLE 711700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064586093SHSOLE 609300SELECT SECTOR SPDR TRSBI INT-FINL81369Y60547719585SHSOLE 1958500SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044578448SHSOLE 844800SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88642810317SHSOLE 1031700SELECT SECTOR SPDR TRSBI MATERIALS81369Y1004729745SHSOLE 974500SELECT SECTOR SPDR TRTECHNOLOGY81369Y80348511707SHSOLE 1170700SMUCKER J M COCOM NEW832696405233621546SHSOLE 2154600SPDR GOLD TRUSTGOLD SHS78463V1079222100SHPutSOLE 2210000SPDR S&P 500 ETF TRTR UNIT78462F1032631278SHSOLE 127800SPDR SERIES TRUSTS&P TELECOM78464A5405038743SHSOLE 874300STAPLES INCCOM85503010232921481SHSOLE 2148100VALERO ENERGY CORP NEWCOM91913Y100229336627SHSOLE 3662700VENTAS INCCOM92276F1002994815SHSOLE 481500VERIZON COMMUNICATIONS INCCOM92343V104118700SHCallSOLE 1870000WESTERN ASSET HIGH INCM FD ICOM95766J10232743327SHSOLE 4332700WESTERN ASSET HIGH INCM OPPCOM95766K109704136609SHSOLE 13660900WESTERN UN COCOM95980210929214365SHSOLE 1436500WISDOMTREE TRJAPN HEDGE EQT97717W85169712182SHSOLE 1218200