0001221073-15-000059.txt : 20150513 0001221073-15-000059.hdr.sgml : 20150513 20150512185239 ACCESSION NUMBER: 0001221073-15-000059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alethea Capital Management, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 15855940 BUSINESS ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 15618 JUBE WRIGHT COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549408 XXXXXXXX 03-31-2015 03-31-2015 Alethea Capital Management, LLC

15618 JUBE WRIGHT COURT SAN DIEGO CA 92127

13F HOLDINGS REPORT 028-16431 N Stephen LaFata 858-926-2058 /s/ Stephen LaFata San Diego CA 04-20-2015 0 63 90573 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLIANZGI NFJ DIVID INT & PRCOM01883A10735721881SHSOLE 2188100ALTRIA GROUP INCCOM02209S103339567868SHSOLE 6786800AUTOMATIC DATA PROCESSING INCOM053015103269031409SHSOLE 3140900BANK AMER CORPCOM060505104124000SHCallSOLE 24000BLACKROCK LTD DURATION INC TCOM SHS09249W10147530086SHSOLE 3008600CAPITAL ONE FINL CORPCOM14040H10512531158978SHSOLE 15897800CHINA MOBILE LIMITEDSPONSORED ADR16941M109272541899SHSOLE 4189900CLOROX CO DELCOM189054109283525678SHSOLE 2567800COCA COLA COCOM191216100173242721SHSOLE 4272100CONAGRA FOODS INCCOM205887102273774912SHSOLE 7491200CONSOLIDATED EDISON INCCOM209115104186430560SHSOLE 3056000CROWN CASTLE INTL CORP NEWCOM22822V101173120976SHSOLE 2097600DARDEN RESTAURANTS INCCOM237194105218831555SHSOLE 3155500DELAWARE ENHANCED GBL DIV &COM2460601072014175562SHSOLE 17556200DOUBLELINE OPPORTUNISTIC CRCOM258623107104141875SHSOLE 4187500DR PEPPER SNAPPLE GROUP INCCOM26138E109291537138SHSOLE 3713800DUKE ENERGY CORP NEWCOM NEW26441C204244431834SHSOLE 3183400EATON VANCE CALIF MUN BD FDCOM27828A10099983097SHSOLE 8309700EATON VANCE LTD DUR INCOME FCOM27828H105101570527SHSOLE 7052700GAMESTOP CORP NEWCL A36467W10994824965SHSOLE 2496500GLAXOSMITHKLINE PLCSPONSORED ADR37733W1051214300SHCallSOLE 14300HASBRO INCCOM418056107306948533SHSOLE 4853300HCP INCCOM40414L109260560281SHSOLE 6028100ISHARESMSCI GERMANY ETF464286806104334939SHSOLE 3493900ISHARESMSCI GERMANY ETF464286806172151000SHCallSOLE 151000ISHARESU.S. PFD STK ETF46428868741010233SHSOLE 1023300ISHARES TRFLTG RATE BD ETF46429B65564012630SHSOLE 1263000JOHNSON & JOHNSONCOM4781601045145105SHSOLE 510500L BRANDS INCCOM501797104289830736SHSOLE 3073600LEGGETT & PLATT INCCOM524660107289462798SHSOLE 6279800MERCK & CO INC NEWCOM58933Y1054167232SHSOLE 723200MICROSOFT CORPCOM59491810443810774SHSOLE 1077400MICROSOFT CORPCOM5949181041612400SHCallSOLE 12400NAVIENT CORPCOM63938C1082507123332SHSOLE 12333200NEURALSTEM INCCOM64127R30240602137061SHSOLE 213706100NUVEEN AMT-FREE MUN INCOME FCOM67065710546333400SHSOLE 3340000NUVEEN CAL AMT-FREE MUN INCCOM67065110820213500SHSOLE 1350000OCATA THERAPEUTICS INCCOM67457L1006811000SHSOLE 1100000PAYCHEX INCCOM704326107283257083SHSOLE 5708300PEPSICO INCCOM713448108269528186SHSOLE 2818600PHILIP MORRIS INTL INCCOM718172109247232819SHSOLE 3281900POWERSHARES QQQ TRUSTUNIT SER 173935A104106210053SHSOLE 1005300POWERSHARES QQQ TRUSTUNIT SER 173935A1046237700SHCallSOLE 37700POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107136246700SHPutSOLE 246700REYNOLDS AMERICAN INCCOM761713106286341543SHSOLE 4154300SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074896484SHSOLE 648400SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084729681SHSOLE 968100SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095016907SHSOLE 690700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064605935SHSOLE 593500SELECT SECTOR SPDR TRSBI INT-FINL81369Y60545919031SHSOLE 1903100SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044588209SHSOLE 820900SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88644510026SHSOLE 1002600SELECT SECTOR SPDR TRSBI MATERIALS81369Y1004629476SHSOLE 947600SELECT SECTOR SPDR TRTECHNOLOGY81369Y80347111370SHSOLE 1137000SPDR S&P 500 ETF TRTR UNIT78462F1032971437SHSOLE 143700SPDR S&P 500 ETF TRTR UNIT78462F10315048000SHCallSOLE 48000SPDR S&P 500 ETF TRTR UNIT78462F10339548000SHPutSOLE 48000SPDR SERIES TRUSTS&P TELECOM78464A5404968494SHSOLE 849400VENTAS INCCOM92276F100269236868SHSOLE 3686800WESTERN ASSET HIGH INCM FD ICOM95766J10230237585SHSOLE 3758500WESTERN ASSET HIGH INCM OPPCOM95766K109697131056SHSOLE 13105600WISDOMTREE TRJAPN HEDGE EQT97717W85111922500SHCallSOLE 22500WISDOMTREE TRJAPN HEDGE EQT97717W85122393SHSOLE 39300