0001549358-21-000004.txt : 20210514 0001549358-21-000004.hdr.sgml : 20210514 20210514154116 ACCESSION NUMBER: 0001549358-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old West Investment Management, LLC CENTRAL INDEX KEY: 0001549358 IRS NUMBER: 263225052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15252 FILM NUMBER: 21924240 BUSINESS ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: (213) 943-1740 MAIL ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549358 XXXXXXXX 03-31-2021 03-31-2021 Old West Investment Management, LLC

601 SOUTH FIGUEROA STREET SUITE 1975 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-15252 N CHAD COOK 2139431740 CHAD COOK LOS ANGELES CA 05-14-2021 0 66 478105 false INFORMATION TABLE 2 Form13f-2021.03.31InfoTable.xml 1ST QUARTER 2021 Abbott Laboratories COM 002824100 1057 8826 SH SOLE 8826 0 0 Allegheny Technologies Inc COM 01741R102 252 12000 SH SOLE 12000 0 0 Altria Group Inc COM 02209s103 511 10000 SH SOLE 10000 0 0 Amazon.com Inc COM 023135106 773 250 SH SOLE 250 0 0 Apple Inc COM 037833100 2176 17819 SH SOLE 17819 0 0 ARC Document Solutions Inc COM 00191G103 64 30623 SH SOLE 30623 0 0 AXT Inc COM 00246W103 291 25000 SH SOLE 25000 0 0 Bank of America Corp COM 060505104 2759 71334 SH SOLE 71334 0 0 Berkshire Hathaway Inc CL B NEW 084670702 1347 5274 SH SOLE 5274 0 0 BHP Billiton PLC SPONSORED ADR 05545E209 295 5100 SH SOLE 5100 0 0 BJ's Wholesale Club Holdings COM 05550J101 1816 40500 SH Put SOLE 40500 0 0 Boeing Co COM 097023105 341 1339 SH SOLE 1339 0 0 Bunge Ltd COM G16962105 7874 99339 SH SOLE 99339 0 0 Cameco Corp COM 13321l108 12292 740039 SH SOLE 740039 0 0 Cameco Corp COM 13321l108 166 10000 SH Call SOLE 10000 0 0 Carvana Co CL A 146869102 4592 17500 SH Put SOLE 17500 0 0 Caterpillar Inc COM 149123101 1033 4458 SH SOLE 4458 0 0 Centrus Energy Corp. CL A 15643U104 16241 684727 SH SOLE 684727 0 0 Denison Mines Corp COM 248356107 7474 6857313 SH SOLE 6857313 0 0 East West Bancorp Inc COM 27579R104 3527 47795 SH SOLE 47795 0 0 Energy Fuels Inc COM NEW 292671708 15650 2755354 SH SOLE 2755354 0 0 Ford Motor Co COM 345370860 277 22660 SH SOLE 22660 0 0 Freeport-McMoRan Inc CL B 35671D857 1487 45159 SH SOLE 45159 0 0 Fulgent Genetics Inc COM 359664109 3858 39936 SH SOLE 39936 0 0 FutureFuel Corp COM 36116m106 210 14500 SH SOLE 14500 0 0 Genie Energy Ltd CL B 372284208 1779 280628 SH SOLE 280628 0 0 Goosehead Insurance COM CL A 38267D109 3901 36400 SH Put SOLE 36400 0 0 Hain Celestial Group Inc COM 405217100 4003 91813 SH SOLE 91813 0 0 Hexcel Corp COM 428291108 280 5000 SH SOLE 5000 0 0 IAC Interactive Corp COM 44891N109 523 2418 SH SOLE 2418 0 0 Idex Corp COM 45167R104 7200 34400 SH Put SOLE 34400 0 0 Intrepid Potash Inc COM 46121Y102 808 24820 SH SOLE 24820 0 0 IPG Photonics Corp COM 44980X109 210 1000 SH SOLE 1000 0 0 Ironwood Pharmaceuticals Inc COM CL A 46333X108 786 70343 SH SOLE 70343 0 0 Kennedy-Wilson Holdings Inc COM 489398107 6992 345972 SH SOLE 345972 0 0 Kirkland Lake Gold Ltd COM 49741E100 15082 446232 SH SOLE 446232 0 0 Lions Gate Entertainment Corp CL A VTG 535919401 345 23131 SH SOLE 23131 0 0 Lockheed Martin Corp COM 539830109 17705 47917 SH SOLE 47917 0 0 Lowe's Cos Inc COM 548661107 253 1334 SH SOLE 1334 0 0 Mission Produce, Inc COM 60510V108 750 39505 SH SOLE 39505 0 0 New Gold Inc COM 644535106 20 13111 SH SOLE 13111 0 0 NexGen Energy Ltd COM 65340P106 16962 4672969 SH SOLE 4672969 0 0 Novagold Resources Inc COM NEW 66987e206 7369 841215 SH SOLE 841215 0 0 Peloton Interactive Inc CL A COM 70614W100 2080 18500 SH Put SOLE 18500 0 0 Plug Power Inc COM NEW 72919P202 759 21200 SH Put SOLE 21200 0 0 Rafael Holdings Inc COM CL B 75062E106 26060 652815 SH SOLE 652815 0 0 S&W Seed Co COM 785135104 1532 425619 SH SOLE 425619 0 0 St Joe Co COM 790148100 1737 40508 SH SOLE 40508 0 0 Target Corp COM 87612E106 194 982 SH SOLE 982 0 0 Target Corp COM 87612E106 3940 19900 SH Put SOLE 19900 0 0 Tesla Motors Inc COM 88160R101 4608 6900 SH Put SOLE 6900 0 0 Theravance Biopharma Inc COM G8807B106 359 17592 SH SOLE 17592 0 0 Virtu Financial Inc CL A 928254101 22098 711706 SH SOLE 711706 0 0 Waste Management Inc COM 94106L109 251 1952 SH SOLE 1952 0 0 Wells Fargo & Co COM 949746101 414 10610 SH SOLE 10610 0 0 Zedge Inc CL B 98923t104 5648 466837 SH SOLE 466837 0 0 ZIOPHARM Oncology Inc COM 98973P101 748 208054 SH SOLE 208054 0 0 Rio Tinto PLC SPONSORED ADR 767204100 310 4000 SH SOLE 4000 0 0 Vale SA SPONSORED ADS 91912E105 521 30000 SH SOLE 30000 0 0 Icahn Enterprises LP DEPOSITARY UNIT 451100101 993 18492 SH SOLE 18492 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 144500 452800 SH Put SOLE 452800 0 0 iShares Russell 2000 Index RUSSELL 2000 ETF 464287655 73793 334000 SH Put SOLE 334000 0 0 Market Vectors - Gold Miners E GOLD MINERS ETF 92189F106 992 30529 SH SOLE 30529 0 0 Renaissance IPO ETF IPO ETF 759937204 1187 19100 SH Put SOLE 19100 0 0 Atlas Corp SHS Y0436Q109 2572 188498 SH SOLE 188498 0 0 Barrick Gold Corp COM 067901108 11478 579719 SH SOLE 579719 0 0