0001549358-14-000004.txt : 20141113
0001549358-14-000004.hdr.sgml : 20141113
20141113165627
ACCESSION NUMBER: 0001549358-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old West Investment Management, LLC
CENTRAL INDEX KEY: 0001549358
IRS NUMBER: 263225052
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15252
FILM NUMBER: 141219062
BUSINESS ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 1975
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: (213) 943-1740
MAIL ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 1975
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001549358
XXXXXXXX
09-30-2014
09-30-2014
Old West Investment Management, LLC
601 SOUTH FIGUEROA STREET
SUITE 1975
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-15252
N
CHAD COOK
CHIEF COMPLIANCE OFFICER
(213) 943-1740
CHAD COOK
LOS ANGELES
CA
11-13-2014
0
82
158684
false
INFORMATION TABLE
2
Form13f-2014.09.30InfoTable.xml
3RD QUARTER 2014
AGCO CORP
COM
001084102
1649
36284
SH
SOLE
36284
0
0
AIR LEASE CORP
CL A
00912X302
1096
33726
SH
SOLE
33726
0
0
AMERICAN DOCUMENT SOLUTIONS INC
COM
00191G103
156
19339
SH
SOLE
19339
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
880
16302
SH
SOLE
16302
0
0
AUTONATION INC
COM
05329W102
5481
108950
SH
SOLE
108950
0
0
BANK AMER CORP
COM
060505104
7467
437959
SH
SOLE
437959
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
948
6868
SH
SOLE
6868
0
0
BLACK DIAMOND INC
COM
09202G101
385
51053
SH
SOLE
51053
0
0
BOULDER BRANDS INC
COM
101405108
490
35980
SH
SOLE
35980
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
6447
280462
SH
SOLE
280462
0
0
CINTAS CORP
COM
172908105
1096
15537
SH
SOLE
15537
0
0
COLFAX CORP
COM
194014106
5074
89075
SH
SOLE
89075
0
0
DIRECTV
COM
25490A309
1489
17213
SH
SOLE
17213
0
0
EMERSON ELEC CO
COM
291011104
822
13147
SH
SOLE
13147
0
0
EOG RES INC
COM
26875P101
1069
10800
SH
SOLE
10800
0
0
EXCO RESOURCES INC
COM
269279402
840
251530
SH
SOLE
251530
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
688
75000
SH
SOLE
75000
0
0
FREEPORT MCMORAN INC
CL B
35671D857
8402
257356
SH
SOLE
257356
0
0
GAP INC DEL
COM
364760108
770
18493
SH
SOLE
18493
0
0
GENERAL ELECTRIC CO
COM
369604103
5259
205305
SH
SOLE
205305
0
0
HALCON RES CORP
COM NEW
40537Q209
374
94522
SH
SOLE
94522
0
0
HANSEN MEDICAL INC
COM
411307101
256
217167
SH
SOLE
217167
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
573
13101
SH
SOLE
13101
0
0
HOLOGIC INC
COM
436440101
1010
41517
SH
SOLE
41517
0
0
HOMEFED CORP
COM
43739D307
1300
25000
SH
SOLE
25000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
704
21525
SH
SOLE
21525
0
0
INTREXON CORP
COM
46122T102
236
12702
SH
SOLE
12702
0
0
KALOBIOS PHARMACEUTICALS INC
COM
48344T100
91
59140
SH
SOLE
59140
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
261
18998
SH
SOLE
18998
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
340
10408
SH
SOLE
10408
0
0
LAMAR ADVERTISING CO
CL A
512815101
542
11009
SH
SOLE
11009
0
0
LANDS END INC NEW
COM
51509F105
2452
59646
SH
SOLE
59646
0
0
LEGG MASON INC
COM
524901105
1441
28186
SH
SOLE
28186
0
0
LENNAR CORP
CL A
526057104
497
12815
SH
SOLE
12815
0
0
LEUCADIA NATL CORP
COM
527288104
13543
568084
SH
SOLE
568084
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1295
31596
SH
SOLE
31596
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
2385
50558
SH
SOLE
50558
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER
531229300
4578
97434
SH
SOLE
97434
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
5565
231709
SH
SOLE
231709
0
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
620
111341
SH
SOLE
111341
0
0
MANNKIND CORP
COM
56400P201
1575
266566
SH
SOLE
266566
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
834
61931
SH
SOLE
61931
0
0
MASCO CORP
COM
574599106
701
29340
SH
SOLE
29340
0
0
MCEWEN MNG INC
COM
58039P107
3472
1771765
SH
SOLE
1771765
0
0
MICROSOFT CORP
COM
594918104
7506
161917
SH
SOLE
161917
0
0
MURPHY OIL CORP
COM
626717102
1051
18474
SH
SOLE
18474
0
0
NEW GOLD INC CDA
COM
644535106
2150
425902
SH
SOLE
425902
0
0
NMI HLDGS INC
CL A
629209305
4445
513875
SH
SOLE
513875
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1022
20000
SH
SOLE
20000
0
0
OPKO HEALTH INC
COM
68375N103
703
82669
SH
SOLE
82669
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
538
77276
SH
SOLE
77276
0
0
POST HLDGS INC
COM
737446104
560
16892
SH
SOLE
16892
0
0
POTASH CORP SASK INC
COM
73755l107
2725
78861
SH
SOLE
78861
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
1386
140000
SH
SOLE
140000
0
0
REMY INTL INC
COM
759663107
3370
164153
SH
SOLE
164153
0
0
SANDRIDGE ENERGY INC
COM
80007P307
426
99360
SH
SOLE
99360
0
0
SEARS HLDGS CORP
COM
812350106
8859
351142
SH
SOLE
351142
0
0
SEARS HOMETOWN AND OUTLET STOR
COM
812362101
4226
272681
SH
SOLE
272681
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
462
19470
SH
SOLE
19470
0
0
SKILLED HEALTHCARE GROUP INC
CL A
83066R107
1276
193403
SH
SOLE
193403
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
625
25517
SH
SOLE
25517
0
0
SPX CORP
COM
784635104
924
9845
SH
SOLE
9845
0
0
ST JOE CO
COM
790148100
525
26385
SH
SOLE
26385
0
0
STARWOOD PPTY TR INC
COM
85571B105
1098
50000
SH
SOLE
50000
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
252
10961
SH
SOLE
10961
0
0
THERAVANCE INC
COM
88338T104
248
14530
SH
SOLE
14530
0
0
TRI POINTE HOMES INC
COM
87265H109
903
69859
SH
SOLE
69859
0
0
U S G CORP
COM NEW
903293405
1510
54963
SH
SOLE
54963
0
0
VIASAT INC
COM
92552V100
458
8325
SH
SOLE
8325
0
0
WAL MART STORES INC
COM
931142103
3014
39423
SH
SOLE
39423
0
0
YAMANA GOLD INC
COM
98462Y100
813
135559
SH
SOLE
135559
0
0
VALE S A
ADR
91912E105
955
86811
SH
SOLE
86811
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
968
51778
SH
SOLE
51778
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
1290
47000
SH
SOLE
47000
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
767
12000
SH
SOLE
12000
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
1318
20000
SH
SOLE
20000
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
1275
17000
SH
SOLE
17000
0
0
HATTERAS FINL CORP
UNIT
41902R103
538
30000
SH
SOLE
30000
0
0
PENNYMAC MTG INVT TR
COM
70931T103
428
20000
SH
SOLE
20000
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
1104
73265
SH
SOLE
73265
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
2212
105000
SH
SOLE
105000
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
1601
17000
SH
SOLE
17000
0
0