0001549358-13-000004.txt : 20130514 0001549358-13-000004.hdr.sgml : 20130514 20130514154727 ACCESSION NUMBER: 0001549358-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old West Investment Management, LLC CENTRAL INDEX KEY: 0001549358 IRS NUMBER: 263225052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15252 FILM NUMBER: 13841395 BUSINESS ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 2250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: (213) 943-1740 MAIL ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 2250 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 Form13f-2013.03.31.txt 1ST QUARTER 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Old West Investment Management, LLC. Address: 601 South Figueroa Street, Suite 2250 Los Angeles, California 90017 Form 13F File Number: 28-15252 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chad Cook Title: Chief Compliance Officer Phone: (213) 943-1740 Signature, Place, and Date of Signing: /s/ Chad Cook Los Angeles, California May 14, 2013 ------------------------------------------------------------------------------- Signature City, State Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 73 --------------- Form 13F Information Table Value Total: $200,840 --------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------------- --------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ----- AGNICO EAGLE MINES LTD COM 008474108 624 15215 SH Sole 15215 ALERE INC COM 01449J105 755 29578 SH Sole 29578 ARC DOCUMENT SOLUTIONS INC COM 00191G103 31 10442 SH Sole 10442 AMERICAN INTL GROUP INC COM NEW 026874784 1420 36601 SH Sole 36601 ASCENT CAP GROUP INC COM SER A 043632108 5400 72546 SH Sole 72546 AUTONATION INC COM 05329W102 8155 186412 SH Sole 186412 BANK OF AMERICA CORPORATION COM 060505104 1750 143716 SH Sole 143716 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 719 6901 SH Sole 6901 BLACK DIAMOND INC COM 09202G101 715 78554 SH Sole 78554 BOULDER BRANDS INC COM 101405108 405 45135 SH Sole 45135 CINTAS CORP COM 172908105 1263 28622 SH Sole 28622 COLFAX CORP COM 194014106 5662 121667 SH Sole 121667 COMPUTER SCIENCES CORP COM 205363104 584 11876 SH Sole 11876 DEVON ENERGY CORP NEW COM 25179M103 490 8689 SH Sole 8689 DIRECTV COM 25490A309 879 15547 SH Sole 15547 EMERSON ELEC CO COM 291011104 1055 18892 SH Sole 18892 EOG RES INC COM 26875P101 1101 8603 SH Sole 8603 EXCO RESOURCES INC COM 269279402 535 75100 SH Sole 75100 FORD MTR CO DEL COM PAR $0.01 345370860 722 54914 SH Sole 54914 FURNITURE BRANDS INTL INC COM 360921100 246 246251 SH Sole 246251 GAP INC DEL COM 364760108 787 22253 SH Sole 22253 HANSEN MEDICAL INC COM 411307101 248 123698 SH Sole 123698 HESS CORP COM 42809H107 1329 18571 SH Sole 18571 HEWLETT PACKARD CO COM 428236103 1346 56476 SH Sole 56476 JPMORGAN CHASE & CO COM 46625H100 692 14599 SH Sole 14599 KINDER MORGAN INC DEL COM 49456B101 1160 30000 SH Sole 30000 LAMAR ADVERTISING CO CL A 512815101 410 8450 SH Sole 8450 LEGG MASON INC COM 524901105 657 20454 SH Sole 20454 LENNAR CORP CL A 526057104 387 9347 SH Sole 9347 LEUCADIA NATL CORP COM 527288104 11191 408018 SH Sole 408018 LIBERTY MEDIA CORP DELAWARE COM 531229102 6768 60632 SH Sole 60632 LIVE NATION ENTERTAINMENT IN COM 538034109 5509 445353 SH Sole 445353 MANNKIND CORP COM 56400p201 729 215125 SH Sole 215125 MARTIN MARIETTA MATLS INC COM 573284106 786 7712 SH Sole 7712 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1302 123184 SH Sole 123184 MASCO CORP COM 574599106 494 24409 SH Sole 24409 MBIA INC COM 55262C100 709 69094 SH Sole 69094 MCEWEN MNG INC COM 58039P107 975 341189 SH Sole 341189 MEDTRONIC INC COM 585055106 720 15340 SH Sole 15340 MICROSOFT CORP COM 594918104 590 20658 SH Sole 20658 MURPHY OIL CORP COM 626717102 1301 20424 SH Sole 20424 NEW GOLD INC CDA COM 644535106 804 88429 SH Sole 88429 OPKO HEALTH INC COM 68375N103 406 53217 SH Sole 53217 PACIFIC MERCANTILE BANCORP COM 694552100 395 67687 SH Sole 67687 PROLOR BIOTECH INC COM 74344F106 173 34234 SH Sole 34234 PROSPECT CAPITAL CORPORATION COM 74348T102 763 70000 SH Sole 70000 SANDRIDGE ENERGY INC COM 80007P307 541 102748 SH Sole 102748 SEARS HLDGS CORP COM 812350106 46547 931509 SH Sole 931509 SEARS HOMETOWN & OUTLET STOR COM 812362101 6721 166586 SH Sole 166586 SKILLED HEALTHCARE GROUP INC CL A 83066R107 978 148983 SH Sole 148983 SONIC AUTOMOTIVE INC CL A 83545G102 451 20385 SH Sole 20385 ST JOE CO COM 790148100 1034 48676 SH Sole 48676 STARWOOD PPTY TR INC COM 85571B105 1388 50000 SH Sole 50000 SYNTA PHARMACEUTICALS CORP COM 87162T206 190 22126 SH Sole 22126 TEXAS INDS INC COM 882491103 635 10062 SH Sole 10062 THERAVANCE INC COM 88338T104 388 16443 SH Sole 16443 U S G CORP COM NEW 903293405 1111 42056 SH Sole 42056 VIASAT INC COM 92552V100 461 9523 SH Sole 9523 WAL-MART STORES INC COM 931142103 3118 41680 SH Sole 41680 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 863 71153 SH Sole 71153 YAMANA GOLD INC COM 98462Y100 1030 67106 SH Sole 67106 NOVARTIS A G SPONSORED ADR 66987V109 746 10474 SH Sole 10474 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1048 26429 SH Sole 26429 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 843 28778 SH Sole 28778 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 1750 47000 SH Sole 47000 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R109 608 12000 SH Sole 12000 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1618 27236 SH Sole 27236 ANNALY CAP MGMT INC COM 035710409 317 20000 SH Sole 20000 PENNYMAC MTG INVT TR COM 70931T103 517 20000 SH Sole 20000 REDWOOD TR INC COM 758075402 880 37993 SH Sole 37993 WINTHROP RLTY TR SH BEN INT NEW 976391300 1087 86432 SH Sole 86432 SPDR S&P 500 ETF TR TR UNIT 78462F103 31412 200500 SH PUT Sole 200500 21416 136700 SH PUT Sole 136700