0001549358-14-000001.txt : 20140212
0001549358-14-000001.hdr.sgml : 20140212
20140212135843
ACCESSION NUMBER: 0001549358-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140212
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old West Investment Management, LLC
CENTRAL INDEX KEY: 0001549358
IRS NUMBER: 263225052
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15252
FILM NUMBER: 14599109
BUSINESS ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 1975
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: (213) 943-1740
MAIL ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 1975
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001549358
XXXXXXXX
12-31-2013
12-31-2013
Old West Investment Management, LLC
601 SOUTH FIGUEROA STREET
SUITE 1975
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-15252
N
Chad Cook
Chief Compliance Officer
(213) 943-1740
Chad Cook
Los Angeles
CA
02-12-2014
0
84
165662
false
INFORMATION TABLE
2
Form13f-2013.12.31InfoTable.xml
4TH QUARTER 2013
AGCO CORP
COM
001084102
846
14309
SH
SOLE
0
14309
0
0
AIR LEASE CORP
CL A
00912X302
1353
43546
SH
SOLE
0
43546
0
0
ALERE INC
COM
01449J105
616
17029
SH
SOLE
0
17029
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
85
10442
SH
SOLE
0
10442
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
840
16459
SH
SOLE
0
16459
0
0
ASCENT CAP GROUP INC
COM SER A
043632108
4208
49192
SH
SOLE
0
49192
0
0
AUTONATION INC
COM
05329W102
5876
118273
SH
SOLE
0
118273
0
0
BANK OF AMERICA CORPORATION
COM
060505104
3161
203072
SH
SOLE
0
203072
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
824
6951
SH
SOLE
0
6951
0
0
BLACK DIAMOND INC
COM
09202G101
1408
105691
SH
SOLE
0
105691
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
734
28778
SH
SOLE
0
28778
0
0
BOULDER BRANDS INC
COM
101405108
577
36392
SH
SOLE
0
36392
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
637
8000
SH
SOLE
0
8000
0
0
CATERPILLAR INC DEL
COM
149123101
375
4140
SH
SOLE
0
4140
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
1222
47000
SH
SOLE
0
47000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
10838
399358
SH
SOLE
0
399358
0
0
CINTAS CORP
COM
172908105
956
16059
SH
SOLE
0
16059
0
0
COLFAX CORP
COM
194014106
6934
108877
SH
SOLE
0
108877
0
0
DEVON ENERGY CORP NEW
COM
25179M103
577
9331
SH
SOLE
0
9331
0
0
DIRECTV
COM
25490A309
1207
17487
SH
SOLE
0
17487
0
0
EAST WEST BANCORP INC
COM
27579R104
2557
73132
SH
SOLE
0
73132
0
0
EMERSON ELEC CO
COM
291011104
922
13140
SH
SOLE
0
13140
0
0
ENERGY TRANSFER PRTNRS LP
UNIT LTD PARTN
29273R109
687
12000
SH
SOLE
0
12000
0
0
EOG RES INC
COM
26875P101
968
5771
SH
SOLE
0
5771
0
0
EXCO RESOURCES INC
COM
269279402
1157
217997
SH
SOLE
0
217997
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
693
75000
SH
SOLE
0
75000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
734
47584
SH
SOLE
0
47584
0
0
FREEPORT-MCMORAN COPPER GO
COM
35671D857
10938
289830
SH
SOLE
0
289830
0
0
GAP INC DEL
COM
364760108
723
18521
SH
SOLE
0
18521
0
0
HANSEN MEDICAL INC
COM
411307101
373
215864
SH
SOLE
0
215864
0
0
HATTERAS FINL CORP
COM
41902R103
490
30000
SH
SOLE
0
30000
0
0
HEWLETT PACKARD CO
COM
428236103
1282
45850
SH
SOLE
0
45850
0
0
IDENIX PHARMACEUTICALS INC
COM
45166R204
787
131666
SH
SOLE
0
131666
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
583
32134
SH
SOLE
0
32134
0
0
INTREXON CORP
COM
46122T102
305
12833
SH
SOLE
0
12833
0
0
KALOBIOS PHARMACEUTICALS INC
COM
48344T100
251
56925
SH
SOLE
0
56925
0
0
KINDER MORGAN INC DEL
COM
49456B101
1080
30000
SH
SOLE
0
30000
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
402
10773
SH
SOLE
0
10773
0
0
LAMAR ADVERTISING CO
CL A
512815101
581
11129
SH
SOLE
0
11129
0
0
LEGG MASON INC
COM
524901105
1486
34178
SH
SOLE
0
34178
0
0
LENNAR CORP
CL A
526057104
511
12925
SH
SOLE
0
12925
0
0
LEUCADIA NATL CORP
COM
527288104
9315
328711
SH
SOLE
0
328711
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
7518
51394
SH
SOLE
0
51394
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
6194
313466
SH
SOLE
0
313466
0
0
MANNKIND CORP
COM
56400P201
837
161035
SH
SOLE
0
161035
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
915
63667
SH
SOLE
0
63667
0
0
MASCO CORP
COM
574599106
680
29900
SH
SOLE
0
29900
0
0
MCEWEN MNG INC
COM
58039P107
3152
1608543
SH
SOLE
0
1608543
0
0
MEDTRONIC INC
COM
585055106
882
15377
SH
SOLE
0
15377
0
0
MICROSOFT CORP
COM
594918104
6707
179289
SH
SOLE
0
179289
0
0
MURPHY OIL CORP
COM
626717102
1472
22696
SH
SOLE
0
22696
0
0
NEW GOLD INC CDA
COM
644535106
1081
206310
SH
SOLE
0
206310
0
0
NMI HLDGS INC
CL A
629209305
835
65643
SH
SOLE
0
65643
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
1019
20000
SH
SOLE
0
20000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1176
20000
SH
SOLE
0
20000
0
0
OPKO HEALTH INC
COM
68375N103
703
83351
SH
SOLE
0
83351
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
490
78864
SH
SOLE
0
78864
0
0
PENNYMAC MTG INVT TR
COM
70931T103
459
20000
SH
SOLE
0
20000
0
0
PMC-SIERRA INC
COM
69344F106
566
88174
SH
SOLE
0
88174
0
0
POTASH CORP SASK INC
COM
737551107
2619
79481
SH
SOLE
0
79481
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
1570
140000
SH
SOLE
0
140000
0
0
REMY INTL INC
COM
759663107
4063
174268
SH
SOLE
0
174268
0
0
SANDRIDGE ENERGY INC
COM
80007P307
613
101051
SH
SOLE
0
101051
0
0
SEARS HLDGS CORP
COM
812350106
14448
294617
SH
SOLE
0
294617
0
0
SEARS HOMETOWN OUTLET STOR
COM
812362101
7125
279418
SH
SOLE
0
279418
0
0
SKILLED HEALTHCARE GROUP INC
CL A
83066R107
1041
216459
SH
SOLE
0
216459
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
634
25928
SH
SOLE
0
25928
0
0
SPX CORP
COM
784635104
1009
10132
SH
SOLE
0
10132
0
0
ST JOE CO
COM
790148100
507
26453
SH
SOLE
0
26453
0
0
STARWOOD PPTY TR INC
COM
85571B105
1385
50000
SH
SOLE
0
50000
0
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
371
70898
SH
SOLE
0
70898
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1239
30933
SH
SOLE
0
30933
0
0
TEXAS INDS INC
COM
882491103
693
10082
SH
SOLE
0
10082
0
0
THERAVANCE INC
COM
88338T104
509
14294
SH
SOLE
0
14294
0
0
U S G Corp
COM NEW
903293405
1528
53871
SH
SOLE
0
53871
0
0
VALE S A
ADR
91912E105
1284
84233
SH
SOLE
0
84233
0
0
VIASAT INC
COM
92552V100
515
8223
SH
SOLE
0
8223
0
0
WAL-MART STORES INC
COM
931142103
3084
39198
SH
SOLE
0
39198
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
780
50391
SH
SOLE
0
50391
0
0
WELLS FARGO AND CO
COM
949746101
240
5304
SH
SOLE
0
5304
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
1048
17000
SH
SOLE
0
17000
0
0
WESTERN REFNG INC
COM
959319104
2120
50000
SH
SOLE
0
50000
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
809
73265
SH
SOLE
0
73265
0
0
YAMANA GOLD INC
COM
98462Y100
1643
190644
SH
SOLE
0
190644
0
0