0001162044-19-000285.txt : 20190508 0001162044-19-000285.hdr.sgml : 20190508 20190508124708 ACCESSION NUMBER: 0001162044-19-000285 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 EFFECTIVENESS DATE: 20190508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catalyst Capital Advisors LLC CENTRAL INDEX KEY: 0001549275 IRS NUMBER: 421692370 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14953 FILM NUMBER: 19805929 BUSINESS ADDRESS: STREET 1: 36 N. NEW YORK AVE STREET 2: STE. 2S CITY: HUNTINGTON STATE: NY ZIP: 11743 BUSINESS PHONE: 631-629-4909 MAIL ADDRESS: STREET 1: 36 N. NEW YORK AVE STREET 2: STE. 2S CITY: HUNTINGTON STATE: NY ZIP: 11743 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549275 XXXXXXXX 03-31-2019 03-31-2019 false Catalyst Capital Advisors LLC

36 N. New York Ave Ste. 2s Huntington NY 11743

13F COMBINATION REPORT 028-14953 0001071341 Pinnacle Summer Investments, Inc. N Robert Glass 631-629-4907 Robert Glass Huntington NY 05-03-2019 2 460 2867640 1 0001141455 028-06545 COOKSON PEIRCE & CO INC 2 0001526528 028-14513 Lyons Wealth Management, LLC. INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 19106 239000 SH OTR 2 0 239000 0 ADOBE INC COM 00724F101 53 200 SH SOLE 200 0 0 ADT INC COM 00090Q103 5 742 SH SOLE 742 0 0 AFLAC INC COM 001055102 18000 360000 SH OTR 2 0 360000 0 AG MTG INVT TR INC COM 001228105 30 1800 SH SOLE 1800 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 14468 180000 SH OTR 2 0 180000 0 AGNC INVT CORP COM 00123Q104 245 13600 SH SOLE 13600 0 0 AKCEA THERAPEUTICS INC COM 00972L107 4 135 SH SOLE 135 0 0 ALARM COM HLDGS INC COM 011642105 4 66 SH SOLE 66 0 0 ALECTOR INC COM 014442107 7 350 SH SOLE 350 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 5 179 SH SOLE 179 0 0 ALTAIR ENGR INC COM CL A 021369103 4 102 SH SOLE 102 0 0 ALTERYX INC COM CL A 02156B103 8 97 SH SOLE 97 0 0 ALTICE USA INC CL A 02156K103 27 1241 SH SOLE 1241 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 5086 245000 SH SOLE 245000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 19706 100000 SH OTR 2 0 100000 0 AMERICOLD RLTY TR COM 03064D108 7 217 SH SOLE 217 0 0 AMERIPRISE FINL INC COM 03076C106 794 6200 SH SOLE 6200 0 0 ANAPLAN INC COM 03272L108 7 180 SH SOLE 180 0 0 ANCHIANO THERAPEUTICS LTD SPONSORED ADS 03280X102 3 500 SH SOLE 500 0 0 ANNALY CAP MGMT INC COM 035710409 350 35000 SH SOLE 35000 0 0 ANNALY CAP MGMT INC COM 035710409 338 33800 SH SOLE 33800 0 0 ANNALY CAP MGMT INC COM 035710409 264 26400 SH OTR 0 26400 0 ANTERO MIDSTREAM CORP COM 03676B102 9428 684164 SH OTR 0 684164 0 ANWORTH MORTGAGE ASSET CP COM 037347101 24 5900 SH SOLE 5900 0 0 AON PLC SHS CL A G0408V102 18487 108300 SH OTR 2 0 108300 0 APERGY CORP COM 03755L104 5 110 SH SOLE 110 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 93 5100 SH SOLE 5100 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 166 5878 SH OTR 0 5878 0 APOLLO INVT CORP COM NEW 03761U502 583 38487 SH OTR 0 38487 0 APPIAN CORP CL A 03782L101 3 100 SH SOLE 100 0 0 APPLE INC COM 037833100 165 869 SH OTR 0 869 0 AQUA AMERICA INC COM 03836W103 55 1500 SH SOLE 1500 0 0 ARBOR RLTY TR INC COM 038923108 39 3000 SH SOLE 3000 0 0 ARCHROCK INC COM 03957W106 2391 244446 SH OTR 0 244446 0 ARCO PLATFORM LTD COM CL A G04553106 8 250 SH SOLE 250 0 0 ARCONIC INC COM 03965L100 870 45500 SH SOLE 45500 0 0 ARCOSA INC COM 039653100 2 80 SH SOLE 80 0 0 ARES CAP CORP COM 04010L103 177 10326 SH OTR 0 10326 0 ARES COML REAL ESTATE CORP COM 04013V108 36 2400 SH SOLE 2400 0 0 ARGENX SE SPONSORED ADR 04016X101 10 84 SH SOLE 84 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 49 2500 SH SOLE 2500 0 0 ARVINAS INC COM 04335A105 5 330 SH SOLE 330 0 0 AUTOZONE INC COM 053332102 2560 2500 SH SOLE 2500 0 0 AUTOZONE INC COM 053332102 819 800 SH SOLE 800 0 0 AVALARA INC COM 05338G106 6 100 SH SOLE 100 0 0 AVAYA HLDGS CORP COM 05351X101 132 7817 SH OTR 0 7817 0 AVEDRO INC COM 05355N109 31 2500 SH SOLE 2500 0 0 AXA EQUITABLE HLDGS INC COM 054561105 15 740 SH SOLE 740 0 0 BANDWIDTH INC COM CL A 05988J103 10 147 SH SOLE 147 0 0 BANK7 CORP COM 06652N107 5 304 SH SOLE 304 0 0 BEST BUY INC COM 086516101 824 11600 SH SOLE 11600 0 0 BIOGEN IDEC INC COM 09062X103 886 3750 SH SOLE 3750 0 0 BIOTELEMETRY INC COM 090672106 607 9700 SH SOLE 9700 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 6 205 SH SOLE 205 0 0 BLACK KNIGHT INC COM 09215C105 12 221 SH SOLE 221 0 0 BLACKLINE INC COM 09239B109 218 4700 SH SOLE 4700 0 0 BLACKLINE INC COM 09239B109 4 81 SH SOLE 81 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 184 5251 SH OTR 0 5251 0 BLACKSTONE MTG TR INC COM CL A 09257W100 131 3800 SH SOLE 3800 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 266 7700 SH OTR 0 7700 0 BROADCOM INC COM 11135F101 2556 8500 SH SOLE 8500 0 0 BSB BANCORP INC MD COM 05573H108 621 18900 SH SOLE 18900 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 48 1399 SH OTR 0 1399 0 BUNGE LIMITED COM G16962105 2160 40700 SH OTR 0 40700 0 BUNGE LIMITED COM G16962105 509 9600 SH OTR 0 9600 0 BURLINGTON STORES INC COM 122017106 13 83 SH SOLE 83 0 0 CABLE ONE INC COM 12685J105 10 10 SH SOLE 10 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 353 6500 SH SOLE 6500 0 0 CAMPBELL SOUP CO COM 134429109 2095 54950 SH OTR 0 54950 0 CAMPBELL SOUP CO COM 134429109 589 15450 SH OTR 0 15450 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 21 2400 SH SOLE 2400 0 0 CARGURUS INC COM CL A 141788109 7 164 SH SOLE 164 0 0 CAROLINA FINL CORP NEW COM 143873107 304 8800 SH SOLE 8800 0 0 CARVANA CO CL A 146869102 145 2500 SH SOLE 2500 0 0 CARVANA CO CL A 146869102 2555 44000 SH SOLE 44000 0 0 CARVANA CO CL A 146869102 12 202 SH SOLE 202 0 0 CDW CORP COM 12514G108 882 9150 SH SOLE 9150 0 0 CDW CORP COM 12514G108 20 212 SH SOLE 212 0 0 CENTENE CORP DEL COM 15135B101 2257 42500 SH SOLE 42500 0 0 CERIDIAN HCM HLDG INC COM 15677J108 10 200 SH SOLE 200 0 0 CHENIERE ENERGY INC COM NEW 16411R208 26 385 SH SOLE 385 0 0 CHENIERE ENERGY INC COM NEW 16411R208 15603 228247 SH OTR 0 228247 0 CHERRY HILL MTG INVT CORP COM 164651101 24 1400 SH SOLE 1400 0 0 CHEVRON CORP NEW COM 166764100 813 6600 SH SOLE 6600 0 0 CHEVRON CORP NEW COM 166764100 184 1491 SH OTR 0 1491 0 CHIMERA INVT CORP COM 16934Q208 101 5400 SH SOLE 5400 0 0 CIENA CORP COM 171779309 15123 405000 SH OTR 2 0 405000 0 CISCO SYS INC COM 17275R102 877 16250 SH SOLE 16250 0 0 CISCO SYS INC COM 17275R102 2025 37500 SH OTR 0 37500 0 CISCO SYS INC COM 17275R102 1101 20400 SH OTR 0 20400 0 CLOROX CO DEL COM 189054109 15083 94000 SH OTR 2 0 94000 0 COASTAL FINL CORP WA COM NEW 19046P209 6 352 SH SOLE 352 0 0 COCA COLA CO COM 191216100 843 18000 SH SOLE 18000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2413 33300 SH SOLE 33300 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 302 19263 SH OTR 0 19263 0 CONOCOPHILLIPS COM 20825C104 15550 233000 SH OTR 2 0 233000 0 CONSOLIDATED EDISON INC COM 209115104 51 600 SH SOLE 600 0 0 COOTEK CAYMAN INC SPONSORED ADS 21718L102 7 609 SH SOLE 609 0 0 CORCEPT THERAPEUTICS INC COM 218352102 184 15700 SH SOLE 15700 0 0 CORMEDIX INC COM 21900C308 386 40800 SH SOLE 40800 0 0 COUPA SOFTWARE INC COM 22266L106 7 82 SH SOLE 82 0 0 CREE INC COM 225447101 12360 216000 SH OTR 2 0 216000 0 CRESTWOOD EQUITY PARTNERS LP T LTD PARTNER 226344208 8159 231855 SH OTR 0 231855 0 CUSHMAN WAKEFIELD PLC SHS G2717B108 5 300 SH SOLE 300 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 661 5550 SH SOLE 5550 0 0 DARDEN RESTAURANTS INC COM 237194105 18221 150000 SH OTR 2 0 150000 0 DEERE & CO COM 244199105 7193 45000 SH OTR 2 0 45000 0 DELL TECHNOLOGIES INC CL C 24703L202 14 245 SH SOLE 245 0 0 DEVON ENERGY CORP NEW COM 25179M103 836 26500 SH SOLE 26500 0 0 DOLLAR TREE INC COM 256746108 2563 24400 SH SOLE 24400 0 0 DOMO INC COM CL B 257554105 16 400 SH SOLE 400 0 0 DRIL-QUIP INC COM 262037104 848 18500 SH SOLE 18500 0 0 DROPBOX INC CL A 26210C104 11 502 SH SOLE 502 0 0 DYNEX CAP INC COM NEW 26817Q506 33 5400 SH SOLE 5400 0 0 EBAY INC COM 278642103 817 22000 SH SOLE 22000 0 0 EBAY INC COM 278642103 1727 46500 SH OTR 0 46500 0 ELANCO ANIMAL HEALTH INC COM 28414H103 18 566 SH SOLE 566 0 0 ELASTIC N V ORD SHS N14506104 8 100 SH SOLE 100 0 0 ENBRIDGE INC COM 29250N105 8748 241245 SH OTR 0 241245 0 ENDAVA PLC ADS 29260V105 7 238 SH SOLE 238 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 15692 1020925 SH OTR 0 1020925 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 9674 756952 SH OTR 0 756952 0 ENSIGN GROUP INC COM 29358P101 671 13100 SH SOLE 13100 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 8530 293120 SH OTR 0 293120 0 EQUITRANS MIDSTREAM CORPORAT COM 294600101 4849 222632 SH OTR 0 222632 0 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 10 500 SH SOLE 500 0 0 ETSY INC COM 29786A106 11 171 SH SOLE 171 0 0 EVERGY INC COM 30034W106 21 370 SH SOLE 370 0 0 EVO PMTS INC CL A COM 26927E104 4 124 SH SOLE 124 0 0 EXANTAS CAP CORP COM NEW 30068N105 15 1400 SH SOLE 1400 0 0 EXELON CORP COM 30161N101 16142 322000 SH OTR 2 0 322000 0 EXXON MOBIL CORP COM 30231G102 176 2177 SH OTR 0 2177 0 EXXON MOBIL CORP COM 30231G102 1624 20100 SH OTR 0 20100 0 EXXON MOBIL CORP COM 30231G102 364 4500 SH OTR 0 4500 0 FAIR ISAAC CORP COM 303250104 136 500 SH SOLE 500 0 0 FARFETCH LTD ORD SH CL A 30744W107 5 200 SH SOLE 200 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 34 2318 SH SOLE 2318 0 0 FIRST DATA CORP NEW COM CL A 32008D106 36 1368 SH SOLE 1368 0 0 FISERV INC COM 337738108 1404 15900 SH SOLE 15900 0 0 FIVE BELOW INC COM 33829M101 25 200 SH SOLE 200 0 0 FLUENT INC COM 34380C102 1506 268000 SH SOLE 268000 0 0 FORTINET INC COM 34959E109 17634 210000 SH OTR 2 0 210000 0 FORTIVE CORP COM 34959J108 41 491 SH SOLE 491 0 0 FORWARD AIR CORP COM 349853101 861 13300 SH SOLE 13300 0 0 FUTU HLDGS LTD SPONSORED ADS 36118L106 10 560 SH SOLE 560 0 0 GAMIDA CELL LTD SHS M47364100 10 850 SH SOLE 850 0 0 GENERAL MLS INC COM 370334104 45 870 SH SOLE 870 0 0 GENFIT S A ADS 372279109 7 272 SH SOLE 272 0 0 GENTEX CORP COM 371901109 796 38500 SH SOLE 38500 0 0 GLAUKOS CORP COM 377322102 4 52 SH SOLE 52 0 0 GLOBAL PMTS INC COM 37940X102 7 50 SH SOLE 50 0 0 GODADDY INC CL A 380237107 8 100 SH SOLE 100 0 0 GODADDY INC CL A 380237107 19 253 SH SOLE 253 0 0 GOSSAMER BIO INC COM 38341P102 8 350 SH SOLE 350 0 0 GRAINGER W W INC COM 384802104 16852 56000 SH OTR 2 0 56000 0 GRANITE PT MTG TR INC COM 38741L107 48 2600 SH SOLE 2600 0 0 GREENSKY INC CL A 39572G100 3 270 SH SOLE 270 0 0 GUARDANT HEALTH INC COM 40131M109 7 91 SH SOLE 91 0 0 HARPOON THERAPEUTICS INC COM 41358P106 4 466 SH SOLE 466 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 620 23100 SH SOLE 23100 0 0 HEALTHEQUITY INC COM 42226A107 37 500 SH SOLE 500 0 0 HEALTHEQUITY INC COM 42226A107 6 83 SH SOLE 83 0 0 HEICO CORP NEW COM 422806109 9 100 SH SOLE 100 0 0 HERSHEY CO COM 427866108 44 383 SH SOLE 383 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 30 1926 SH SOLE 1926 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 806 9700 SH SOLE 9700 0 0 HOME DEPOT INC COM 437076102 192 1000 SH SOLE 1000 0 0 HORIZON BANCORP INC COM 440407104 60 3700 SH SOLE 3700 0 0 HUBSPOT INC COM 443573100 10 59 SH SOLE 59 0 0 IHS MARKIT LTD SHS G47567105 1795 33000 SH SOLE 33000 0 0 IHS MARKIT LTD SHS G47567105 32 585 SH SOLE 585 0 0 ILLUMINA INC COM 452327109 16467 53000 SH OTR 2 0 53000 0 INGEVITY CORP COM 45688C107 7 68 SH SOLE 68 0 0 INSPIRE MED SYS INC COM 457730109 13 224 SH SOLE 224 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 570 4041 SH OTR 0 4041 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1698 75000 SH OTR 0 75000 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 65 4100 SH SOLE 4100 0 0 IQVIA HLDGS INC COM 46266C105 41 286 SH SOLE 286 0 0 IROBOT CORP COM 462726100 1000 8500 SH SOLE 8500 0 0 ISHARES MSCI AUST ETF 464286103 13374 621477 SH OTR 0 621477 0 ISHARES MSCI CDA ETF 464286509 13307 481436 SH OTR 0 481436 0 ISHARES MSCI FRANCE ETF 464286707 8595 291643 SH OTR 0 291643 0 ISHARES MSCI TURKEY ETF 464286715 6132 252644 SH OTR 0 252644 0 ISHARES MSCI SWEDEN ETF 464286756 4439 146878 SH OTR 0 146878 0 ISHARES MSCI STH AFR ETF 464286780 6896 131780 SH OTR 0 131780 0 ISHARES MSCI GERMANY ETF 464286806 9382 348521 SH OTR 0 348521 0 ISHARES MSCI NETHERL ETF 464286814 2932 98077 SH OTR 0 98077 0 ISHARES MSCI HONG KG ETF 464286871 13056 498149 SH OTR 0 498149 0 ISHARES INC MSCI AUSTRIA ETF 464286202 1312 65973 SH OTR 0 65973 0 ISHARES INC MSCI BELGIUM ETF 464286301 958 52091 SH OTR 0 52091 0 ISHARES INC MSCI BRAZIL ETF 464286400 13228 322720 SH OTR 0 322720 0 ISHARES INC MSCI THAILND ETF 464286624 6649 75269 SH OTR 0 75269 0 ISHARES INC MSCI ISRAEL ETF 464286632 1448 26790 SH OTR 0 26790 0 ISHARES INC MSCI CHILE ETF 464286640 7634 176787 SH OTR 0 176787 0 ISHARES INC MSCI SWITZERLAND 464286749 10008 282951 SH OTR 0 282951 0 ISHARES INC MSCI SPAIN ETF 464286764 9305 325220 SH OTR 0 325220 0 ISHARES INC MSCI STH KOR ETF 464286772 12067 197975 SH OTR 0 197975 0 ISHARES INC MSCI MEXICO ETF 464286822 13117 300913 SH OTR 0 300913 0 ISHARES INC MSCI PERU ETF 464289842 2038 51876 SH OTR 0 51876 0 ISHARES INC MSCI TAIWAN ETF 46434G772 13000 375934 SH OTR 0 375934 0 ISHARES INC MSCI SINGPOR ETF 46434G780 11112 468275 SH OTR 0 468275 0 ISHARES INC MSCI MLY ETF NEW 46434G814 6845 228637 SH OTR 0 228637 0 ISHARES INC MSCI JPN ETF NEW 46434G822 13430 245425 SH OTR 0 245425 0 ISHARES INC MSCI ITALY ETF 46434G830 4132 148697 SH OTR 0 148697 0 ISHARES TR CHINA LG-CAP ETF 464287184 13148 296990 SH OTR 0 296990 0 ISHARES TR RUS MID-CAP ETF 464287499 90988 1686527 SH OTR 0 1686527 0 ISHARES TR CORE S&P MCP ETF 464287507 364057 1922160 SH OTR 0 1922160 0 ISHARES TR RUS 1000 ETF 464287622 324810 2064775 SH OTR 0 2064775 0 ISHARES TR RUSSELL 2000 ETF 464287655 378124 2469946 SH OTR 0 2469946 0 ISHARES TR MSCI UK ETF NEW 46435G334 9386 284345 SH OTR 0 284345 0 ISHARES TR IBOXX HI YD ETF 464288513 558 6452 SH OTR 0 6452 0 ISHARES TR MORTGE REL ETF 46435G342 732 16895 SH OTR 0 16895 0 ISHARES TR SH TR CRPORT ETF 464288646 1025 19398 SH OTR 0 19398 0 ISHARES TR SH TR CRPORT ETF 464288646 757 14338 SH OTR 0 14338 0 JBG SMITH PPTYS COM 46590V100 7 179 SH SOLE 179 0 0 JERNIGAN CAP INC COM 476405105 11 500 SH SOLE 500 0 0 JOHNSON & JOHNSON COM 478160104 1370 9800 SH OTR 0 9800 0 JOHNSON & JOHNSON COM 478160104 755 5400 SH OTR 0 5400 0 KALEIDO BIOSCIENCES INC COM 483347100 7 493 SH SOLE 493 0 0 KEURIG DR PEPPER INC COM 49271V100 29 1019 SH SOLE 1019 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 29 327 SH SOLE 327 0 0 KINDER MORGAN INC DEL COM 49456B101 9025 451030 SH OTR 0 451030 0 KKR & CO INC CL A 48251W104 536 22801 SH OTR 0 22801 0 KKR REAL ESTATE FIN TR INC COM 48251K100 44 2200 SH SOLE 2200 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1602 102500 SH OTR 0 102500 0 LADDER CAP CORP CL A 505743104 61 3600 SH SOLE 3600 0 0 LAIX INC ADS 50736W105 4 441 SH SOLE 441 0 0 LAMB WESTON HLDGS INC COM 513272104 16 219 SH SOLE 219 0 0 LENNOX INTL INC COM 526107107 79 300 SH SOLE 300 0 0 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 7 300 SH SOLE 300 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 5 265 SH SOLE 265 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 18 473 SH SOLE 473 0 0 LILLY ELI & CO COM 532457108 49 379 SH SOLE 379 0 0 LINDE PLC COM G5494J103 17593 100000 SH OTR 2 0 100000 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 11 36 SH SOLE 36 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2633 43420 SH OTR 0 43420 0 MALIBU BOATS INC COM CL A 56117J100 277 7000 SH SOLE 7000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 283 1200 SH SOLE 1200 0 0 MATCH GROUP INC COM 57665R106 23 406 SH SOLE 406 0 0 MEDTRONIC PLC SHS G5960L103 788 8650 SH SOLE 8650 0 0 MEIRAGTX HOLDINGS PLC COM G59665102 7 395 SH SOLE 395 0 0 MERCANTIL BK HLDG CORP CL A NEW 58734F305 6 460 SH SOLE 460 0 0 MERCURY SYS INC COM 589378108 660 10300 SH SOLE 10300 0 0 MFA FINL INC COM 55272X102 97 13300 SH SOLE 13300 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 13 416 SH SOLE 416 0 0 MICRON TECHNOLOGY INC COM 595112103 1343 32500 SH OTR 0 32500 0 MICRON TECHNOLOGY INC COM 595112103 372 9000 SH OTR 0 9000 0 MICROSOFT CORP COM 594918104 2571 21800 SH SOLE 21800 0 0 MICROSOFT CORP COM 594918104 2040 17300 SH OTR 0 17300 0 MICROSOFT CORP COM 594918104 283 2400 SH OTR 0 2400 0 MIMECAST LTD ORD SHS G14838109 649 13700 SH SOLE 13700 0 0 MODERNA INC COM 60770K107 6 310 SH SOLE 310 0 0 MOGU INC SPON ADS 608012100 4 315 SH SOLE 315 0 0 MONGODB INC CL A 60937P106 11 75 SH SOLE 75 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 2210 40500 SH SOLE 40500 0 0 MOSAIC CO NEW COM 61945C103 1461 53500 SH OTR 0 53500 0 MR COOPER GROUP INC COM 62482R107 4 420 SH SOLE 420 0 0 MURPHY OIL CORP COM 626717102 747 25500 SH SOLE 25500 0 0 NATIONAL COMM CORP COM 63546L102 533 13600 SH SOLE 13600 0 0 NEW FORTRESS ENERGY LLC CL A SHS RP LLC 644393100 6 500 SH SOLE 500 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 171 10100 SH SOLE 10100 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 45 7400 SH SOLE 7400 0 0 NEXTERA ENERGY INC COM 65339F101 3808 19700 SH SOLE 19700 0 0 NICOLET BANKSHARES INC COM 65406E102 685 11500 SH SOLE 11500 0 0 NIO INC SPON ADS 62914V106 5 1000 SH SOLE 1000 0 0 NIU TECHNOLOGIES ADS 65481N100 6 795 SH SOLE 795 0 0 NOKIA CORP SPONSORED ADR 654902204 1433 250500 SH OTR 0 250500 0 NOKIA CORP SPONSORED ADR 654902204 229 40000 SH OTR 0 40000 0 NOVARTIS A G SPONSORED ADR 66987V109 1783 18550 SH OTR 0 18550 0 NOVARTIS A G SPONSORED ADR 66987V109 820 8525 SH OTR 0 8525 0 NRG ENERGY INC COM NEW 629377508 841 19800 SH SOLE 19800 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 4516 167942 SH OTR 0 167942 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2485 6400 SH SOLE 6400 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 991 19956 SH OTR 0 19956 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1043 201359 SH OTR 0 201359 0 OCH ZIFF CAP MGMT GROUP CL A SHARES 67551U204 571 34803 SH OTR 0 34803 0 OKTA INC CL A 679295105 12 144 SH SOLE 144 0 0 OLD LINE BANCSHARES INC COM 67984M100 50 2000 SH SOLE 2000 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 282 3300 SH SOLE 3300 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 8 92 SH SOLE 92 0 0 ONEOK INC NEW COM 682680103 12193 174588 SH OTR 0 174588 0 ORACLE CORP COM 68389X105 849 15800 SH SOLE 15800 0 0 ORANGE SPONSORED ADR 684060106 1573 96500 SH OTR 0 96500 0 ORANGE SPONSORED ADR 684060106 611 37500 SH OTR 0 37500 0 ORCHID IS CAP INC COM 68571X103 7 1100 SH SOLE 1100 0 0 PALO ALTO NETWORKS INC COM 697435105 765 3150 SH SOLE 3150 0 0 PATRICK INDS INC COM 703343103 231 5100 SH SOLE 5100 0 0 PAYCOM SOFTWARE INC COM 70432V102 416 2200 SH SOLE 2200 0 0 PAYCOM SOFTWARE INC COM 70432V102 16 87 SH SOLE 87 0 0 PAYLOCITY HLDG CORP COM 70438V106 473 5300 SH SOLE 5300 0 0 PAYPAL HLDGS INC COM 70450Y103 436 4200 SH SOLE 4200 0 0 PAYPAL HLDGS INC COM 70450Y103 173 1665 SH SOLE 1665 0 0 PEMBINA PIPELINE CORP COM 706327103 8856 240925 SH OTR 0 240925 0 PENNANTPARK INVT CORP COM 708062104 806 116675 SH OTR 0 116675 0 PENNYMAC MTG INVT TR COM 70931T103 19 900 SH SOLE 900 0 0 PENNYMAC MTG INVT TR COM 70931T103 43 2100 SH SOLE 2100 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 6 157 SH SOLE 157 0 0 PERSPECTA INC COM 715347100 5 241 SH SOLE 241 0 0 PFIZER INC COM 717081103 16988 400000 SH OTR 2 0 400000 0 PINDUODUO INC SPONSORED ADS 722304102 8 325 SH SOLE 325 0 0 PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS 72352G107 6 500 SH SOLE 500 0 0 PITNEY BOWES INC COM 724479100 153 22307 SH OTR 0 22307 0 PJT PARTNERS INC COM CL A 69343T107 21 505 SH OTR 0 505 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 15052 604026 SH OTR 0 604026 0 PLANET FITNESS INC CL A 72703H101 11 167 SH SOLE 167 0 0 PLURALSIGHT INC COM CL A 72941B106 6 180 SH SOLE 180 0 0 PRECISION BIOSCIENCES INC COM 74019P108 6 360 SH SOLE 360 0 0 PRINCIPIA BIOPHARMA INC COM 74257L108 7 210 SH SOLE 210 0 0 PROCTER & GAMBLE CO COM 742718109 7804 75000 SH OTR 2 0 75000 0 PROSPECT CAPITAL CORPORATION COM 74348T102 827 126900 SH OTR 0 126900 0 PVH CORP COM 693656100 805 6600 SH SOLE 6600 0 0 REDWOOD TR INC COM 758075402 55 3400 SH SOLE 3400 0 0 REGENERON PHARMACEUTICALS COM 75886F107 41 100 SH SOLE 100 0 0 REGENXBIO INC COM 75901B107 3 55 SH SOLE 55 0 0 REPLIGEN CORP COM 759916109 632 10700 SH SOLE 10700 0 0 RESEARCH FRONTIERS INC COM 760911107 164 76000 SH SOLE 76000 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 7 340 SH SOLE 340 0 0 ROKU INC COM CL A 77543R102 12 180 SH SOLE 180 0 0 ROPER TECHNOLOGIES INC COM 776696106 2565 7500 SH SOLE 7500 0 0 S&P GLOBAL INC COM 78409V104 611 2900 SH SOLE 2900 0 0 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 4 130 SH SOLE 130 0 0 SALESFORCE COM INC COM 79466L302 44 280 SH SOLE 280 0 0 SALESFORCE COM INC COM 79466L302 17975 113500 SH OTR 2 0 113500 0 SANOFI SPONSORED ADR 80105N105 2077 46900 SH OTR 0 46900 0 SANOFI SPONSORED ADR 80105N105 598 13500 SH OTR 0 13500 0 SANTANDER CONSUMER USA HDG I COM 80283M101 11 506 SH SOLE 506 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 19552 440058 SH OTR 0 440058 0 SEAWORLD ENTMT INC COM 81282V100 605 23500 SH OTR 0 23500 0 SEMGROUP CORP CL A 81663A105 9144 620363 SH OTR 0 620363 0 SERVICENOW INC COM 81762P102 1651 6700 SH SOLE 6700 0 0 SHOCKWAVE MED INC COM 82489T104 9 280 SH SOLE 280 0 0 SKYWEST INC COM 830879102 809 14900 SH SOLE 14900 0 0 SMARTSHEET INC COM CL A 83200N103 5 131 SH SOLE 131 0 0 SNAP INC CL A 83304A106 19 1719 SH SOLE 1719 0 0 SOLAR CAP LTD COM 83413U100 177 8470 SH OTR 0 8470 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 501 13300 SH SOLE 13300 0 0 SOLARWINDS CORP COM 83417Q105 8 425 SH SOLE 425 0 0 SPDR S&P 500 ETF TR CALL 78462F903 161 82 SH Call OTR 0 82 0 SPDR S&P 500 ETF TR CALL 78462F903 53 28 SH Call OTR 0 28 0 SPDR S&P 500 ETF TR CALL 78462F903 344 125 SH Call OTR 0 125 0 SPDR S&P 500 ETF TR CALL 78462F903 278 104 SH Call OTR 0 104 0 SPDR S&P 500 ETF TR CALL 78462F903 256 150 SH Call OTR 0 150 0 SPDR S&P 500 ETF TR CALL 78462F903 93 57 SH Call OTR 0 57 0 SPDR S&P 500 ETF TR CALL 78462F903 1 2 SH Call OTR 0 2 0 SPDR S&P 500 ETF TR CALL 78462F903 135 203 SH Call OTR 0 203 0 SPDR S&P 500 ETF TR PUT 78462F953 6 100 SH Put OTR 0 100 0 SPDR S&P 500 ETF TR CALL 78462F903 232 118 SH Call OTR 0 118 0 SPDR S&P 500 ETF TR CALL 78462F903 64 34 SH Call OTR 0 34 0 SPDR S&P 500 ETF TR CALL 78462F903 627 228 SH Call OTR 0 228 0 SPDR S&P 500 ETF TR CALL 78462F903 115 43 SH Call OTR 0 43 0 SPDR S&P 500 ETF TR CALL 78462F903 333 195 SH Call OTR 0 195 0 SPDR S&P 500 ETF TR CALL 78462F903 117 72 SH Call OTR 0 72 0 SPDR S&P 500 ETF TR CALL 78462F903 1 1 SH Call OTR 0 1 0 SPDR S&P 500 ETF TR CALL 78462F903 176 265 SH Call OTR 0 265 0 SPDR S&P 500 ETF TR PUT 78462F953 24 186 SH Put OTR 0 186 0 SPDR S&P 500 ETF TR PUT 78462F953 108 215 SH Put OTR 0 215 0 SPDR S&P 500 ETF TR PUT 78462F953 29 56 SH Put OTR 0 56 0 SPDR S&P 500 ETF TR PUT 78462F953 13 81 SH Put OTR 0 81 0 SPDR S&P 500 ETF TR PUT 78462F953 2 252 SH Put OTR 0 252 0 SPDR S&P 500 ETF TR PUT 78462F953 85 175 SH Put OTR 0 175 0 SPDR S&P 500 ETF TR PUT 78462F953 45 90 SH Put OTR 0 90 0 SPDR S&P 500 ETF TR PUT 78462F953 6 100 SH Put OTR 0 100 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 538 17618 SH OTR 0 17618 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 9061 99000 SH OTR 2 0 99000 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 37 269 SH SOLE 269 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 1476 119000 SH OTR 0 119000 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 291 23500 SH OTR 0 23500 0 SPROUTS FMRS MKT INC COM 85208M102 567 26300 SH SOLE 26300 0 0 SQUARE INC CL A 852234103 36 475 SH SOLE 475 0 0 STARWOOD PPTY TR INC COM 85571B105 179 8000 SH SOLE 8000 0 0 STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS 85789A105 7 568 SH SOLE 568 0 0 STITCH FIX INC COM CL A 860897107 5 193 SH SOLE 193 0 0 STONECO LTD COM CL A G85158106 10 250 SH SOLE 250 0 0 STORE CAP CORP COM 862121100 11 331 SH SOLE 331 0 0 STRYKER CORP COM 863667101 128 650 SH SOLE 650 0 0 STRYKER CORP COM 863667101 64 323 SH SOLE 323 0 0 SUNRUN INC COM 86771W105 2 162 SH SOLE 162 0 0 SUPER LEAGUE GAMING INC COM 86804F202 5 622 SH SOLE 622 0 0 SUTRO BIOPHARMA INC COM 869367102 6 500 SH SOLE 500 0 0 SVMK INC COM 78489X103 6 348 SH SOLE 348 0 0 SYNAPTICS INC COM 87157D109 1988 50000 SH OTR 0 50000 0 SYNTHORX INC COM 87167A103 9 465 SH SOLE 465 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 92 4522 SH SOLE 4522 0 0 TALLGRASS ENERGY GP LP SHS CL A 874696107 9196 365786 SH OTR 0 365786 0 TARGA RES CORP COM 87612G101 15689 377599 SH OTR 0 377599 0 TCR2 THERAPEUTICS INC COM 87808K106 8 459 SH SOLE 459 0 0 TELADOC HEALTH INC COM 87918A105 5 91 SH SOLE 91 0 0 TELLURIAN INC NEW COM 87968A104 4362 389461 SH OTR 0 389461 0 TENABLE HLDGS INC COM 88025T102 4 140 SH SOLE 140 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 10 540 SH SOLE 540 0 0 TERADYNE INC COM 880770102 797 20000 SH OTR 0 20000 0 TETRA TECH INC NEW COM 88162G103 1964 32954 SH OTR 0 32954 0 TETRA TECH INC NEW COM 88162G103 731 12271 SH OTR 0 12271 0 THE CHARLES SCHWAB CORPORATI COM 808513105 2309 54000 SH SOLE 54000 0 0 THE TRADE DESK INC COM CL A 88339J105 614 3100 SH SOLE 3100 0 0 THE TRADE DESK INC COM CL A 88339J105 13 65 SH SOLE 65 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 67 243 SH SOLE 243 0 0 TOTAL SYS SVCS INC COM 891906109 162 1700 SH SOLE 1700 0 0 TPG RE FIN TR INC COM 87266M107 59 3000 SH SOLE 3000 0 0 TRACTOR SUPPLY CO COM 892356106 1026 10500 SH SOLE 10500 0 0 TRANSCANADA CORP COM 89353D107 8963 199453 SH OTR 0 199453 0 TRANSDIGM GROUP INC COM 893641100 2542 5600 SH SOLE 5600 0 0 TRANSUNION COM 89400J107 90 1350 SH SOLE 1350 0 0 TRANSUNION COM 89400J107 18 272 SH SOLE 272 0 0 TRINITY INDS INC COM 896522109 761 35000 SH SOLE 35000 0 0 TRUPANION INC COM 898202106 5 150 SH SOLE 150 0 0 TWILIO INC COM 90138F102 23 176 SH SOLE 176 0 0 TWIST BIOSCIENCE CORP COM 90184D100 9 400 SH SOLE 400 0 0 TWITTER INC COM 90184L102 27 828 SH SOLE 828 0 0 TWO HBRS INVT CORP COM NEW 90187B408 18 1300 SH SOLE 1300 0 0 TWO HBRS INVT CORP COM NEW 90187B408 99 7300 SH SOLE 7300 0 0 TYSON FOODS INC CL A 902494103 45 653 SH SOLE 653 0 0 ULTA BEAUTY INC COM 90384S303 2546 7300 SH SOLE 7300 0 0 ULTA BEAUTY INC COM 90384S303 854 2450 SH SOLE 2450 0 0 ULTA BEAUTY INC COM 90384S303 18134 52000 SH OTR 2 0 52000 0 UNION PAC CORP COM 907818108 811 4850 SH SOLE 4850 0 0 UNION PAC CORP COM 907818108 20816 124500 SH OTR 2 0 124500 0 UNITED RENTALS INC COM 911363109 14 120 SH SOLE 120 0 0 UP FINTECH HLDG LTD SPONSORED ADS 91531W106 7 550 SH SOLE 550 0 0 UPWORK INC COM 91688F104 3 165 SH SOLE 165 0 0 US FOODS HLDG CORP COM 912008109 11 319 SH SOLE 319 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 12728 617860 SH OTR 0 617860 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 51667 199073 SH OTR 0 199073 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 134474 1547280 SH OTR 0 1547280 0 VANGUARD INDEX FDS MID CAP ETF 922908629 132964 827146 SH OTR 0 827146 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 79110 609476 SH OTR 0 609476 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 219798 1438469 SH OTR 0 1438469 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 65267 1535689 SH OTR 0 1535689 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 25737 480075 SH OTR 0 480075 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 578 7248 SH OTR 0 7248 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 789 9890 SH OTR 0 9890 0 VAPOTHERM INC COM 922107107 9 450 SH SOLE 450 0 0 VERISIGN INC COM 92343E102 817 4500 SH SOLE 4500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 89 1503 SH SOLE 1503 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 121 2050 SH OTR 0 2050 0 VERSUM MATLS INC COM 92532W103 8 156 SH SOLE 156 0 0 VICI PPTYS INC COM 925652109 4 167 SH SOLE 167 0 0 VISA INC COM CL A 92826C839 2546 16300 SH SOLE 16300 0 0 VMWARE INC CL A COM 928563402 20578 114000 SH OTR 2 0 114000 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 1745 96000 SH OTR 0 96000 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 423 23290 SH OTR 0 23290 0 WALKER & DUNLOP INC COM 93148P102 6 125 SH SOLE 125 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 873 10800 SH SOLE 10800 0 0 WAYFAIR INC CL A 94419L101 20 137 SH SOLE 137 0 0 WENDYS CO COM 95058W100 1709 95500 SH OTR 0 95500 0 WENDYS CO COM 95058W100 973 54400 SH OTR 0 54400 0 WESTERN ASSET MTG CAP CORP COM 95790D105 26 2500 SH SOLE 2500 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 4285 136630 SH OTR 0 136630 0 WESTERN UN CO COM 959802109 846 45800 SH SOLE 45800 0 0 WILLIAMS COS INC DEL COM 969457100 15681 545996 SH OTR 0 545996 0 WILLIAMS SONOMA INC COM 969904101 774 13750 SH SOLE 13750 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 12990 493370 SH OTR 0 493370 0 WORLDPAY INC CL A 981558109 57 501 SH SOLE 501 0 0 X FINANCIAL SPONSORED ADS 98372W103 2 419 SH SOLE 419 0 0 Y MABS THERAPEUTICS INC COM 984241109 10 400 SH SOLE 400 0 0 YETI HLDGS INC COM 98585X104 3 105 SH SOLE 105 0 0 YUM CHINA HLDGS INC COM 98850P109 24 540 SH SOLE 540 0 0 ZENDESK INC COM 98936J101 13 154 SH SOLE 154 0 0 ZSCALER INC COM 98980G102 12 167 SH SOLE 167 0 0