Managing Member

0001493152-19-012317.txt : 20190814 0001493152-19-012317.hdr.sgml : 20190814 20190814085721 ACCESSION NUMBER: 0001493152-19-012317 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549230 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16782 FILM NUMBER: 191023080 BUSINESS ADDRESS: STREET 1: 810 7TH AVENUE, SUITE 615 CITY: NEW YORK STATE: NY ZIP: 10019-5818 BUSINESS PHONE: (212) 332-2679 MAIL ADDRESS: STREET 1: 810 7TH AVENUE, SUITE 615 CITY: NEW YORK STATE: NY ZIP: 10019-5818 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549230 XXXXXXXX 06-30-2019 06-30-2019 false BOOTHBAY FUND MANAGEMENT, LLC

810 7th Avenue, Suite 615 New York NY 10019-5818

13F HOLDINGS REPORT 028-16782 Y Certain holdings included in this 13F report may be reported in the 13F holdings reports of other institutional investment managers that may be deemed to share investment discretion with Boothbay Fund Management, LLC ("Boothbay"), but on whose behalf Boothbay is not filing this report. Ari Glass Managing Member 212-332-2676 /s/ Ari Glass New York NY 08-14-2019 0 768 1099260 INFORMATION TABLE 2 infotable.xml SANGAMO THERAPEUTICS INC CALL 800677906 254 236 SH Call SOLE 236 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 477 4000 SH SOLE 4000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 276 10000 SH SOLE 10000 0 0 LIQTECH INTL INC COM 53632A201 804 81119 SH SOLE 81119 0 0 SIENTRA INC COM 82621J105 227 36854 SH SOLE 36854 0 0 CISION LTD SHS G1992S109 556 47421 SH SOLE 47421 0 0 YETI HLDGS INC COM 98585X104 760 26267 SH SOLE 26267 0 0 PFSWEB INC COM NEW 717098206 159 39268 SH SOLE 39268 0 0 KIRKLANDS INC COM 497498105 200 88680 SH SOLE 88680 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 469 13580 SH SOLE 13580 0 0 EZCORP INC CL A NON VTG 302301106 1048 110686 SH SOLE 110686 0 0 TUESDAY MORNING CORP COM NEW 899035505 529 313170 SH SOLE 313170 0 0 HANGER INC COM NEW 41043F208 990 51711 SH SOLE 51711 0 0 WABTEC CORP COM 929740108 246 3425 SH SOLE 3425 0 0 STARTEK INC COM 85569C107 383 46884 SH SOLE 46884 0 0 HILL INTERNATIONAL INC COM 431466101 447 165421 SH SOLE 165421 0 0 INTERNAP CORP COM PAR 45885A409 299 99422 SH SOLE 99422 0 0 MARLIN BUSINESS SVCS CORP COM 571157106 429 17211 SH SOLE 17211 0 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 1592 147383 SH SOLE 147383 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 560 91908 SH SOLE 91908 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 373 183061 SH SOLE 183061 0 0 CAESARSTONE LTD ORD SHS M20598104 773 51434 SH SOLE 51434 0 0 FLEX LNG LTD SHS G35947202 303 25707 SH SOLE 25707 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 132 70000 SH SOLE 70000 0 0 DBX ETF TR CALL 233051909 845 300 SH Call SOLE 300 0 0 INVESCO QQQ TR CALL 46090E903 560 30 SH Call SOLE 30 0 0 INVESCO QQQ TR PUT 46090E953 1867 100 SH Put SOLE 100 0 0 SPDR S&P 500 ETF TR PUT 78462F953 2930 100 SH Put SOLE 100 0 0 SPDR S&P 500 ETF TR PUT 78462F953 2930 100 SH Put SOLE 100 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 73 13001 SH SOLE 13001 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 378 30474 SH SOLE 30474 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 524 35500 SH SOLE 35500 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 435 29026 SH SOLE 29026 0 0 WESTERN ASSET CORPORATE LN F COM 95790J102 162 16919 SH SOLE 16919 0 0 EQUUS TOTAL RETURN INC COM 294766100 157 95669 SH SOLE 95669 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 191 16566 SH SOLE 16566 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 106 16985 SH SOLE 16985 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 530 28000 SH SOLE 28000 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 269 17789 SH SOLE 17789 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 376 120000 SH SOLE 120000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1577 72000 SH SOLE 72000 0 0 ALIMERA SCIENCES INC COM 016259103 997 1120000 SH SOLE 1120000 0 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 3184 400000 SH SOLE 400000 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 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841 192 SH Put SOLE 192 0 0 INTRA CELLULAR THERAPIES INC PUT 46116X951 659 508 SH Put SOLE 508 0 0 NEKTAR THERAPEUTICS PUT 640268958 836 235 SH Put SOLE 235 0 0 INTEC PHARMA LTD JERUSALEM PUT M53644956 338 778 SH Put SOLE 778 0 0 GW PHARMACEUTICALS PLC PUT 36197T953 2689 156 SH Put SOLE 156 0 0 BLUEBIRD BIO INC PUT 09609G950 1844 145 SH Put SOLE 145 0 0 NEUROCRINE BIOSCIENCES INC PUT 64125C959 1807 214 SH Put SOLE 214 0 0 SAREPTA THERAPEUTICS INC PUT 803607950 1535 101 SH Put SOLE 101 0 0 BOYD GAMING CORP COM 103304101 1109 41169 SH SOLE 41169 0 0 EDGEWELL PERS CARE CO COM 28035Q102 1845 68443 SH SOLE 68443 0 0 HUNTINGTON BANCSHARES INC COM 446150104 360 26051 SH SOLE 26051 0 0 FARMER BROS CO COM 307675108 572 34951 SH SOLE 34951 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 2444 60043 SH SOLE 60043 0 0 W P CAREY INC COM 92936U109 844 10391 SH SOLE 10391 0 0 EXPRESS INC COM 30219E103 726 265762 SH SOLE 265762 0 0 COOPER STD HLDGS INC COM 21676P103 322 7038 SH SOLE 7038 0 0 BLUEROCK 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