Regulatory Consultant

0001085146-20-001718.txt : 20200709 0001085146-20-001718.hdr.sgml : 20200709 20200708175700 ACCESSION NUMBER: 0001085146-20-001718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200709 DATE AS OF CHANGE: 20200708 EFFECTIVENESS DATE: 20200709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 201019135 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549042 XXXXXXXX 06-30-2020 06-30-2020 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 07-08-2020 0 199 204136 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE PROCTER AND GAMBLE CO COM 742718109 2232 18664 SH SOLE 0 0 18664 EATON VANCE FLTING RATE INC COM 278279104 243 21300 SH SOLE 0 0 21300 ONE LIBERTY PPTYS INC COM 682406103 231 13084 SH SOLE 0 0 13084 NOKIA CORP SPONSORED ADR 654902204 132 30100 SH SOLE 0 0 30100 APPLIED MATLS INC COM 038222105 967 15994 SH SOLE 0 0 15994 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 396 13011 SH SOLE 0 0 13011 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 521 10097 SH SOLE 0 0 10097 NEW YORK CMNTY BANCORP INC COM 649445103 255 25000 SH SOLE 0 0 25000 ZOETIS INC CL A 98978V103 2217 16181 SH SOLE 0 0 16181 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 274 4602 SH SOLE 0 0 4602 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 289 2231 SH SOLE 0 0 2231 ALPHABET INC CAP STK CL A 02079K305 703 496 SH SOLE 0 0 496 COCA COLA CO COM 191216100 1219 27276 SH SOLE 0 0 27276 DEUTSCHE BANK A G NAMEN AKT D18190898 100 10500 SH SOLE 0 0 10500 HERSHEY CO COM 427866108 558 4302 SH SOLE 0 0 4302 CIGNA CORP NEW COM 125523100 427 2276 SH SOLE 0 0 2276 EXXON MOBIL CORP COM 30231G102 219 4902 SH SOLE 0 0 4902 VERIZON COMMUNICATIONS INC COM 92343V104 311 5641 SH SOLE 0 0 5641 DISNEY WALT CO COM DISNEY 254687106 4206 37716 SH SOLE 0 0 37716 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 776 29953 SH SOLE 0 0 29953 ABBVIE INC COM 00287Y109 878 8941 SH SOLE 0 0 8941 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 154 11714 SH SOLE 0 0 11714 HOME DEPOT INC COM 437076102 930 3711 SH SOLE 0 0 3711 TRUSTMARK CORP COM 898402102 234 9544 SH SOLE 0 0 9544 HANESBRANDS INC COM 410345102 183 16214 SH SOLE 0 0 16214 MERCK & CO. INC COM 58933Y105 1138 14717 SH SOLE 0 0 14717 ADOBE INC COM 00724F101 2394 5499 SH SOLE 0 0 5499 SPDR SER TR PORTFOLIO SHORT 78464A474 379 12082 SH SOLE 0 0 12082 DISCOVER FINL SVCS COM 254709108 456 9110 SH SOLE 0 0 9110 AFLAC INC COM 001055102 324 9000 SH SOLE 0 0 9000 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 793 31494 SH SOLE 0 0 31494 OSI ETF TR OSHARES US QUALT 67110P407 338 10229 SH SOLE 0 0 10229 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 353 15268 SH SOLE 0 0 15268 SPROTT PHYSICAL GOLD TR UNIT 85207H104 165 11500 SH SOLE 0 0 11500 MARSH & MCLENNAN COS INC COM 571748102 209 1950 SH SOLE 0 0 1950 MONDELEZ INTL INC CL A 609207105 1371 26814 SH SOLE 0 0 26814 METLIFE INC COM 59156R108 684 18736 SH SOLE 0 0 18736 SPDR SER TR NUVEEN BRC MUNIC 78468R721 482 9339 SH SOLE 0 0 9339 DOVER CORP COM 260003108 578 5990 SH SOLE 0 0 5990 EDISON INTL COM 281020107 274 5054 SH SOLE 0 0 5054 FORD MTR CO DEL COM 345370860 302 49641 SH SOLE 0 0 49641 VISA INC COM CL A 92826C839 5685 29431 SH SOLE 0 0 29431 MCDONALDS CORP COM 580135101 979 5305 SH SOLE 0 0 5305 BLACKSTONE GROUP INC COM CL A 09260D107 1476 26051 SH SOLE 0 0 26051 S&P GLOBAL INC COM 78409V104 3754 11394 SH SOLE 0 0 11394 SHOPIFY INC CL A 82509L107 216 228 SH SOLE 0 0 228 FACEBOOK INC CL A 30303M102 1116 4916 SH SOLE 0 0 4916 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 562 21509 SH SOLE 0 0 21509 SPDR SER TR PRTFLO S&P500 VL 78464A508 5882 202962 SH SOLE 0 0 202962 UBS GROUP AG SHS H42097107 115 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 131 10767 SH SOLE 0 0 10767 LEGG MASON INC COM 524901105 230 4614 SH SOLE 0 0 4614 JOHNSON & JOHNSON COM 478160104 1149 8172 SH SOLE 0 0 8172 ARROW ELECTRS INC COM 042735100 392 5700 SH SOLE 0 0 5700 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 204 2600 SH SOLE 0 0 2600 OSI ETF TR OSHARES US SMLCP 67110P100 230 9220 SH SOLE 0 0 9220 AMERICAN EXPRESS CO COM 025816109 436 4582 SH SOLE 0 0 4582 PIMCO ETF TR INV GRD CRP BD 72201R817 214 1874 SH SOLE 0 0 1874 ZIMMER BIOMET HOLDINGS INC COM 98956P102 382 3200 SH SOLE 0 0 3200 QURATE RETAIL INC COM SER A 74915M100 242 25524 SH SOLE 0 0 25524 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 306 20511 SH SOLE 0 0 20511 EATON CORP PLC SHS G29183103 376 4295 SH SOLE 0 0 4295 AGNC INVT CORP COM 00123Q104 150 11631 SH SOLE 0 0 11631 GREEN DOT CORP CL A 39304D102 1720 35042 SH SOLE 0 0 35042 NVIDIA CORPORATION COM 67066G104 393 1033 SH SOLE 0 0 1033 PACIFIC PREMIER BANCORP COM 69478X105 4874 224817 SH SOLE 0 0 224817 SYNCHRONY FINANCIAL COM 87165B103 582 26251 SH SOLE 0 0 26251 ISHARES TR CORE US AGGBD ET 464287226 14833 125478 SH SOLE 0 0 125478 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 145 10800 SH SOLE 0 0 10800 MEDICAL PPTYS TRUST INC COM 58463J304 196 10407 SH SOLE 0 0 10407 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 767 6109 SH SOLE 0 0 6109 SPDR SER TR S&P 400 MDCP VAL 78464A839 2934 68827 SH SOLE 0 0 68827 JABIL INC COM 466313103 337 10500 SH SOLE 0 0 10500 MESOBLAST LTD SPONS ADR 590717104 133 11698 SH SOLE 0 0 11698 GOLDMAN SACHS GROUP INC COM 38141G104 540 2734 SH SOLE 0 0 2734 UNILEVER PLC SPON ADR NEW 904767704 318 5800 SH SOLE 0 0 5800 PAPA JOHNS INTL INC COM 698813102 951 11974 SH SOLE 0 0 11974 STARBUCKS CORP COM 855244109 462 6278 SH SOLE 0 0 6278 L3HARRIS TECHNOLOGIES INC COM 502431109 1120 6600 SH SOLE 0 0 6600 INTUITIVE SURGICAL INC COM NEW 46120E602 431 756 SH SOLE 0 0 756 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 196 10709 SH SOLE 0 0 10709 UNION PAC CORP COM 907818108 353 2090 SH SOLE 0 0 2090 QUALCOMM INC COM 747525103 2582 28311 SH SOLE 0 0 28311 CVS HEALTH CORP COM 126650100 1776 27332 SH SOLE 0 0 27332 PS BUSINESS PKS INC CALIF COM 69360J107 1223 9234 SH SOLE 0 0 9234 WALMART INC COM 931142103 2207 18425 SH SOLE 0 0 18425 ALLEGION PLC ORD SHS G0176J109 312 3054 SH SOLE 0 0 3054 DOW INC COM 260557103 554 13603 SH SOLE 0 0 13603 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1212 12108 SH SOLE 0 0 12108 MEDTRONIC PLC SHS G5960L103 887 9673 SH SOLE 0 0 9673 WESTROCK CO COM 96145D105 854 30203 SH SOLE 0 0 30203 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 530 1871 SH SOLE 0 0 1871 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2495 13977 SH SOLE 0 0 13977 RAYTHEON TECHNOLOGIES CORP COM 75513E101 604 9795 SH SOLE 0 0 9795 AES CORP COM 00130H105 157 10829 SH SOLE 0 0 10829 CISCO SYS INC COM 17275R102 1280 27448 SH SOLE 0 0 27448 SPDR SER TR PORTFOLIO LN TSR 78464A664 385 8201 SH SOLE 0 0 8201 ISHARES TR USD INV GRDE ETF 464288620 2970 49156 SH SOLE 0 0 49156 MORGAN STANLEY COM NEW 617446448 764 15826 SH SOLE 0 0 15826 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 725 51282 SH SOLE 0 0 51282 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1697 25978 SH SOLE 0 0 25978 SPDR SER TR PORTFOLIO S&P400 78464A847 236 7549 SH SOLE 0 0 7549 SPDR SER TR PRTFLO S&P500 GW 78464A409 7251 161415 SH SOLE 0 0 161415 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 386 1791 SH SOLE 0 0 1791 SPDR SER TR PORTFOLIO S&P500 78464A854 487 13440 SH SOLE 0 0 13440 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 135 23500 SH SOLE 0 0 23500 INVESCO CALIF VALUE MUN INCO COM 46132H106 191 16358 SH SOLE 0 0 16358 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 243 10425 SH SOLE 0 0 10425 SEAGATE TECHNOLOGY PLC SHS G7945M107 775 16000 SH SOLE 0 0 16000 AMAZON COM INC COM 023135106 1338 485 SH SOLE 0 0 485 INTEL CORP COM 458140100 4602 76923 SH SOLE 0 0 76923 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 78 11800 SH SOLE 0 0 11800 TYSON FOODS INC CL A 902494103 357 5972 SH SOLE 0 0 5972 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 677 14450 SH SOLE 0 0 14450 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4062 69111 SH SOLE 0 0 69111 DUPONT DE NEMOURS INC COM 26614N102 727 13688 SH SOLE 0 0 13688 ISHARES TR BARCLAYS 7 10 YR 464287440 413 3389 SH SOLE 0 0 3389 BRIGHTHOUSE FINL INC COM 10922N103 459 16481 SH SOLE 0 0 16481 INVESCO QQQ TR UNIT SER 1 46090E103 345 1392 SH SOLE 0 0 1392 AT&T INC COM 00206R102 2502 82756 SH SOLE 0 0 82756 KROGER CO COM 501044101 474 14014 SH SOLE 0 0 14014 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 241 2310 SH SOLE 0 0 2310 GENERAL MLS INC COM 370334104 773 12547 SH SOLE 0 0 12547 ABBOTT LABS COM 002824100 711 7773 SH SOLE 0 0 7773 APPLE INC COM 037833100 8585 23533 SH SOLE 0 0 23533 UNISYS CORP COM NEW 909214306 131 11983 SH SOLE 0 0 11983 ISHARES TR NATIONAL MUN ETF 464288414 400 3463 SH SOLE 0 0 3463 INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 212 9048 SH SOLE 0 0 9048 CORNING INC COM 219350105 760 29362 SH SOLE 0 0 29362 BK OF AMERICA CORP COM 060505104 990 41664 SH SOLE 0 0 41664 AMERICAN HOMES 4 RENT CL A 02665T306 454 16881 SH SOLE 0 0 16881 3M CO COM 88579Y101 534 3423 SH SOLE 0 0 3423 POOL CORPORATION COM 73278L105 2123 7810 SH SOLE 0 0 7810 WASTE MGMT INC DEL COM 94106L109 215 2035 SH SOLE 0 0 2035 BRISTOL-MYERS SQUIBB CO COM 110122108 741 12606 SH SOLE 0 0 12606 CARDINAL HEALTH INC COM 14149Y108 647 12393 SH SOLE 0 0 12393 SPDR SER TR NUVEEN BLMBRG SR 78468R739 347 6965 SH SOLE 0 0 6965 SPDR SER TR S&P 600 SMCP VAL 78464A300 745 15170 SH SOLE 0 0 15170 GLADSTONE LD CORP COM 376549101 385 24301 SH SOLE 0 0 24301 CORTEVA INC COM 22052L104 1182 44128 SH SOLE 0 0 44128 ASHLAND GLOBAL HLDGS INC COM 044186104 233 3372 SH SOLE 0 0 3372 BOEING CO COM 097023105 1317 7184 SH SOLE 0 0 7184 WESTERN UN CO COM 959802109 747 34550 SH SOLE 0 0 34550 CHEVRON CORP NEW COM 166764100 1376 15426 SH SOLE 0 0 15426 VANGUARD INDEX FDS MID CAP ETF 922908629 393 2396 SH SOLE 0 0 2396 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 361 15293 SH SOLE 0 0 15293 EMCOR GROUP INC COM 29084Q100 396 5990 SH SOLE 0 0 5990 CANADIAN PAC RY LTD COM 13645T100 1730 6777 SH SOLE 0 0 6777 APOLLO INVT CORP COM NEW 03761U502 168 17564 SH SOLE 0 0 17564 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 615 23700 SH SOLE 0 0 23700 PFIZER INC COM 717081103 1983 60646 SH SOLE 0 0 60646 EATON VANCE TAX-MANAGED GLOB COM 27829F108 144 19573 SH SOLE 0 0 19573 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 206 7680 SH SOLE 0 0 7680 AMGEN INC COM 031162100 754 3196 SH SOLE 0 0 3196 WYNDHAM HOTELS & RESORTS INC COM 98311A105 277 6503 SH SOLE 0 0 6503 WALGREENS BOOTS ALLIANCE INC COM 931427108 684 16125 SH SOLE 0 0 16125 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 72 16217 SH SOLE 0 0 16217 CONAGRA BRANDS INC COM 205887102 211 6000 SH SOLE 0 0 6000 CATERPILLAR INC DEL COM 149123101 369 2914 SH SOLE 0 0 2914 OSI ETF TR OSHS GBL INTER 67110P704 693 18287 SH SOLE 0 0 18287 TTEC HLDGS INC COM 89854H102 466 10000 SH SOLE 0 0 10000 PEPSICO INC COM 713448108 232 1757 SH SOLE 0 0 1757 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 449 4410 SH SOLE 0 0 4410 PUBLIC STORAGE COM 74460D109 689 3592 SH SOLE 0 0 3592 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 224 12387 SH SOLE 0 0 12387 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 276 14900 SH SOLE 0 0 14900 UNITED PARCEL SERVICE INC CL B 911312106 823 7400 SH SOLE 0 0 7400 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 992 38181 SH SOLE 0 0 38181 KKR & CO INC COM 48251W104 358 11602 SH SOLE 0 0 11602 MICROSOFT CORP COM 594918104 12817 62981 SH SOLE 0 0 62981 KNOWLES CORP COM 49926D109 161 10582 SH SOLE 0 0 10582 TEREX CORP NEW COM 880779103 253 13460 SH SOLE 0 0 13460 WP CAREY INC COM 92936U109 607 8973 SH SOLE 0 0 8973 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 269 201 SH SOLE 0 0 201 HONEYWELL INTL INC COM 438516106 346 2390 SH SOLE 0 0 2390 INNOVIVA INC COM 45781M101 232 16594 SH SOLE 0 0 16594 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 405 5900 SH SOLE 0 0 5900 SPDR SER TR S&P 400 MDCP GRW 78464A821 3512 65299 SH SOLE 0 0 65299 VALVOLINE INC COM 92047W101 578 29879 SH SOLE 0 0 29879 NETFLIX INC COM 64110L106 207 455 SH SOLE 0 0 455 ING GROEP N.V. SPONSORED ADR 456837103 83 12057 SH SOLE 0 0 12057 INVESCO EXCHANGE-TRADED FD T S&P 500 REVENUE 46138G698 262 5115 SH SOLE 0 0 5115 GILEAD SCIENCES INC COM 375558103 247 3207 SH SOLE 0 0 3207 RLJ LODGING TR CUM CONV PFD A 74965L200 466 21297 SH SOLE 0 0 21297 JPMORGAN CHASE & CO COM 46625H100 257 2729 SH SOLE 0 0 2729 WELLS FARGO CO NEW COM 949746101 384 15017 SH SOLE 0 0 15017 SPDR SER TR S&P 600 SMCP GRW 78464A201 851 14980 SH SOLE 0 0 14980 TEXAS INSTRS INC COM 882508104 438 3453 SH SOLE 0 0 3453 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3854 139525 SH SOLE 0 0 139525 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 211 3903 SH SOLE 0 0 3903 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 841 11453 SH SOLE 0 0 11453 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 206 49175 SH SOLE 0 0 49175 TESLA INC COM 88160R101 227 210 SH SOLE 0 0 210 GLOBAL PMTS INC COM 37940X102 2681 15806 SH SOLE 0 0 15806 NASDAQ INC COM 631103108 227 1898 SH SOLE 0 0 1898 NUVEEN QUALITY MUNCP INCOME COM 67066V101 408 29082 SH SOLE 0 0 29082 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1113 33263 SH SOLE 0 0 33263 KRAFT HEINZ CO COM 500754106 894 28043 SH SOLE 0 0 28043 GENERAL ELECTRIC CO COM 369604103 326 47764 SH SOLE 0 0 47764