Compliance Supervisor

0001548916-21-000003.txt : 20210507 0001548916-21-000003.hdr.sgml : 20210507 20210507141716 ACCESSION NUMBER: 0001548916-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 EFFECTIVENESS DATE: 20210507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Advisors Group, LLC CENTRAL INDEX KEY: 0001548916 IRS NUMBER: 204922484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16275 FILM NUMBER: 21901786 BUSINESS ADDRESS: STREET 1: 3610 AMERICAN RIVER DR. STREET 2: SUITE 120 CITY: SACRAMENTO STATE: CA ZIP: 95864 BUSINESS PHONE: 1-650-571-1934 MAIL ADDRESS: STREET 1: 3610 AMERICAN RIVER DR. STREET 2: SUITE 120 CITY: SACRAMENTO STATE: CA ZIP: 95864 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Advisors Group,Inc. DATE OF NAME CHANGE: 20120502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001548916 XXXXXXXX 03-31-2021 03-31-2021 Strategic Wealth Advisors Group, LLC

3610 AMERICAN RIVER DR. SUITE 120 SACRAMENTO CA 95864

13F HOLDINGS REPORT 028-16275 N Anthony Tsang Compliance Supervisor 650-571-1934 Anthony Tsang Sacramento CA 05-07-2021 0 429 1916845 false INFORMATION TABLE 2 13F_2020_Q1.xml INVESCO QQQ TR UNIT SER 1 46090E103 87131 273026 SH SOLE 0 0 87131 APPLE INC COM 037833100 72937 597107 SH SOLE 0 0 72937 SPDR S&P 500 ETF TR TR UNIT 78462F103 67062 169207 SH SOLE 0 0 67062 ARK ETF TR INNOVATION ETF 00214Q104 56772 473297 SH SOLE 0 0 56772 ISHARES TR CORE S&P TTL STK 464287150 53636 585546 SH SOLE 0 0 53636 AMAZON COM INC COM 023135106 51572 16668 SH SOLE 0 0 51572 MICROSOFT CORP COM 594918104 37959 161000 SH SOLE 0 0 37959 ISHARES TR MSCI USA MIN VOL 46429B697 35225 509105 SH SOLE 0 0 35225 ISHARES TR CORE S&P500 ETF 464287200 31011 77952 SH SOLE 0 0 31011 TESLA INC COM 88160R101 30873 46222 SH SOLE 0 0 30873 SPDR SER TR PORTFOLIO S&P500 78464A854 29639 635888 SH SOLE 0 0 29639 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 28252 357083 SH SOLE 0 0 28252 FIRST TR VALUE LINE DIVID IN SHS 33734H106 26600 700380 SH SOLE 0 0 26600 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 21358 301586 SH SOLE 0 0 21358 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 20388 138621 SH SOLE 0 0 20388 ARK ETF TR FINTECH INNOVA 00214Q708 19979 390985 SH SOLE 0 0 19979 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 19302 479929 SH SOLE 0 0 19302 VANGUARD INDEX FDS TOTAL STK MKT 922908769 18187 87992 SH SOLE 0 0 18187 SPDR SER TR PRTFLO S&P500 VL 78464A508 17496 461644 SH SOLE 0 0 17496 ISHARES TR RUS 1000 GRW ETF 464287614 17421 71680 SH SOLE 0 0 17421 ARK ETF TR GENOMIC REV ETF 00214Q302 17360 195652 SH SOLE 0 0 17360 SPDR SER TR SPDR S&P 500 ETF 78468R796 16925 172337 SH SOLE 0 0 16925 VANGUARD INDEX FDS GROWTH ETF 922908736 15069 58625 SH SOLE 0 0 15069 ISHARES TR CORE S&P SCP ETF 464287804 14979 138021 SH SOLE 0 0 14979 SPDR SER TR PORTFOLIO AGRGTE 78464A649 14491 489560 SH SOLE 0 0 14491 WISDOMTREE TR US QTLY DIV GRT 97717X669 14383 251501 SH SOLE 0 0 14383 SPDR GOLD TR GOLD SHS 78463V107 13686 85557 SH SOLE 0 0 13686 SPDR SER TR PRTFLO S&P500 GW 78464A409 13499 239345 SH SOLE 0 0 13499 VANGUARD WORLD FDS INF TECH ETF 92204A702 12623 35212 SH SOLE 0 0 12623 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 12303 33772 SH SOLE 0 0 12303 JOHNSON & JOHNSON COM 478160104 11916 72504 SH SOLE 0 0 11916 ISHARES TR RUSSELL 2000 ETF 464287655 11382 51514 SH SOLE 0 0 11382 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 11214 66725 SH SOLE 0 0 11214 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 10611 210195 SH SOLE 0 0 10611 FACEBOOK INC CL A 30303M102 10442 35452 SH SOLE 0 0 10442 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 10312 205635 SH SOLE 0 0 10312 DISNEY WALT CO COM 254687106 10302 55834 SH SOLE 0 0 10302 SELECT SECTOR SPDR TR ENERGY 81369Y506 9864 201059 SH SOLE 0 0 9864 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9827 73994 SH SOLE 0 0 9827 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 9623 95190 SH SOLE 0 0 9623 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9547 37372 SH SOLE 0 0 9547 ISHARES TR IBOXX INV CP ETF 464287242 9364 72067 SH SOLE 0 0 9364 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9303 40670 SH SOLE 0 0 9303 ISHARES TR S&P 500 GRWT ETF 464287309 9252 142094 SH SOLE 0 0 9252 SPDR SER TR PORTFLI INTRMDIT 78464A672 9226 287685 SH SOLE 0 0 9226 VANGUARD INDEX FDS VALUE ETF 922908744 9181 69839 SH SOLE 0 0 9181 ISHARES TR RUS 1000 VAL ETF 464287598 9071 59852 SH SOLE 0 0 9071 SPDR INDEX SHS FDS PORTFLI MSCI GBL 78463X475 8963 171207 SH SOLE 0 0 8963 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 8697 39881 SH SOLE 0 0 8697 NVIDIA CORPORATION COM 67066G104 8302 15549 SH SOLE 0 0 8302 VERIZON COMMUNICATIONS INC COM 92343V104 8264 142124 SH SOLE 0 0 8264 ISHARES TR S&P SML 600 GWT 464287887 8136 63452 SH SOLE 0 0 8136 VISA INC COM CL A 92826C839 7690 36320 SH SOLE 0 0 7690 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 7393 187201 SH SOLE 0 0 7393 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 7182 97956 SH SOLE 0 0 7182 NETFLIX INC COM 64110L106 7154 13713 SH SOLE 0 0 7154 COSTCO WHSL CORP NEW COM 22160K105 7123 20209 SH SOLE 0 0 7123 BOEING CO COM 097023105 7114 27928 SH SOLE 0 0 7114 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 7065 89654 SH SOLE 0 0 7065 PAYPAL HLDGS INC COM 70450Y103 7050 29031 SH SOLE 0 0 7050 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6849 58671 SH SOLE 0 0 6849 PROCTER AND GAMBLE CO COM 742718109 6766 49961 SH SOLE 0 0 6766 SQUARE INC CL A 852234103 6593 29038 SH SOLE 0 0 6593 SPDR SER TR S&P DIVID ETF 78464A763 6580 55752 SH SOLE 0 0 6580 SPDR SER TR PORTFOLIO S&P400 78464A847 6486 141734 SH SOLE 0 0 6486 JPMORGAN CHASE & CO COM 46625H100 6437 42286 SH SOLE 0 0 6437 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 6338 67557 SH SOLE 0 0 6338 VANGUARD INDEX FDS SMALL CP ETF 922908751 6171 28824 SH SOLE 0 0 6171 ISHARES TR S&P MC 400VL ETF 464287705 6143 60262 SH SOLE 0 0 6143 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 6087 218017 SH SOLE 0 0 6087 SPDR SER TR NUVEEN BRC MUNIC 78468R721 5901 114384 SH SOLE 0 0 5901 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 5875 218801 SH SOLE 0 0 5875 SPDR SER TR PORTFOLIO SH TSR 78468R101 5866 191321 SH SOLE 0 0 5866 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 5812 252054 SH SOLE 0 0 5812 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 5789 194911 SH SOLE 0 0 5789 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 5788 44109 SH SOLE 0 0 5788 TELADOC HEALTH INC COM 87918A105 5786 31836 SH SOLE 0 0 5786 ISHARES TR EXPND TEC SC ETF 464287549 5785 16032 SH SOLE 0 0 5785 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 5710 244559 SH SOLE 0 0 5710 ISHARES TR CORE S&P MCP ETF 464287507 5657 21735 SH SOLE 0 0 5657 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 5641 110484 SH SOLE 0 0 5641 PFIZER INC COM 717081103 5585 154142 SH SOLE 0 0 5585 FREEPORT-MCMORAN INC CL B 35671D857 5577 169347 SH SOLE 0 0 5577 ISHARES TR IBOXX HI YD ETF 464288513 5570 64051 SH SOLE 0 0 5570 CHEVRON CORP NEW COM 166764100 5569 53141 SH SOLE 0 0 5569 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5518 162053 SH SOLE 0 0 5518 INTEL CORP COM 458140100 5402 84405 SH SOLE 0 0 5402 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5358 23632 SH SOLE 0 0 5358 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 5357 51872 SH SOLE 0 0 5357 ISHARES TR PHLX SEMICND ETF 464287523 5304 12510 SH SOLE 0 0 5304 ISHARES TR 3 7 YR TREAS BD 464288661 5184 39934 SH SOLE 0 0 5184 CISCO SYS INC COM 17275R102 5147 99531 SH SOLE 0 0 5147 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 5141 15572 SH SOLE 0 0 5141 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 5122 119045 SH SOLE 0 0 5122 AT&T INC COM 00206R102 5119 169096 SH SOLE 0 0 5119 ISHARES TR SP SMCP600VL ETF 464287879 5110 50724 SH SOLE 0 0 5110 VANGUARD INDEX FDS MID CAP ETF 922908629 5087 22984 SH SOLE 0 0 5087 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4983 100616 SH SOLE 0 0 4983 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 4961 120133 SH SOLE 0 0 4961 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 4939 68524 SH SOLE 0 0 4939 ISHARES TR SELECT DIVID ETF 464287168 4875 42730 SH SOLE 0 0 4875 ADOBE SYSTEMS INCORPORATED COM 00724F101 4860 10224 SH SOLE 0 0 4860 SEA LTD SPONSORD ADS 81141R100 4819 21586 SH SOLE 0 0 4819 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 4790 309259 SH SOLE 0 0 4790 WALMART INC COM 931142103 4641 34168 SH SOLE 0 0 4641 COCA COLA CO COM 191216100 4618 87603 SH SOLE 0 0 4618 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4570 89069 SH SOLE 0 0 4570 ISHARES TR MSCI USA MMENTM 46432F396 4550 28284 SH SOLE 0 0 4550 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 4497 85894 SH SOLE 0 0 4497 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4483 53002 SH SOLE 0 0 4483 ISHARES TR US TREAS BD ETF 46429B267 4368 166837 SH SOLE 0 0 4368 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 4361 66131 SH SOLE 0 0 4361 HOME DEPOT INC COM 437076102 4344 14231 SH SOLE 0 0 4344 ISHARES TR CALIF MUN BD ETF 464288356 4300 69318 SH SOLE 0 0 4300 AMGEN INC COM 031162100 4238 17032 SH SOLE 0 0 4238 L BRANDS INC COM 501797104 4106 66371 SH SOLE 0 0 4106 CAMBRIA ETF TR TAIL RISK 132061862 4103 218824 SH SOLE 0 0 4103 SPDR SER TR PORTFOLIO S&P600 78468R853 4057 95986 SH SOLE 0 0 4057 ISHARES TR CORE US AGGBD ET 464287226 4037 35511 SH SOLE 0 0 4037 SALESFORCE COM INC COM 79466L302 4010 18928 SH SOLE 0 0 4010 STARBUCKS CORP COM 855244109 3988 36493 SH SOLE 0 0 3988 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 3944 142545 SH SOLE 0 0 3944 SPDR SER TR PORTFOLIO LN TSR 78464A664 3931 100851 SH SOLE 0 0 3931 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3726 37850 SH SOLE 0 0 3726 UNITED PARCEL SERVICE INC CL B 911312106 3694 21729 SH SOLE 0 0 3694 ISHARES TR EAFE GRWTH ETF 464288885 3669 36519 SH SOLE 0 0 3669 MCDONALDS CORP COM 580135101 3660 16331 SH SOLE 0 0 3660 ISHARES TR MSCI KLD400 SOC 464288570 3609 47265 SH SOLE 0 0 3609 ARK ETF TR NEXT GNRTN INTER 00214Q401 3602 24433 SH SOLE 0 0 3602 ISHARES TR CORE MSCI EAFE 46432F842 3564 49462 SH SOLE 0 0 3564 DOCUSIGN INC COM 256163106 3552 17546 SH SOLE 0 0 3552 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 3543 50856 SH SOLE 0 0 3543 ZYNGA INC CL A 98986T108 3523 345079 SH SOLE 0 0 3523 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3494 68849 SH SOLE 0 0 3494 FIVERR INTL LTD ORD SHS M4R82T106 3494 16086 SH SOLE 0 0 3494 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 3388 131641 SH SOLE 0 0 3388 SNAP INC CL A 83304A106 3386 64755 SH SOLE 0 0 3386 TARGET CORP COM 87612E106 3334 16832 SH SOLE 0 0 3334 SPDR SER TR PORTFOLI S&P1500 78464A805 3327 67631 SH SOLE 0 0 3327 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 3318 57066 SH SOLE 0 0 3318 ISHARES INC CORE MSCI EMKT 46434G103 3309 51418 SH SOLE 0 0 3309 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3265 27605 SH SOLE 0 0 3265 SPDR SER TR BLMBRG BRC CNVRT 78464A359 3246 38982 SH SOLE 0 0 3246 ISHARES TR MSCI USA QLT FCT 46432F339 3177 26089 SH SOLE 0 0 3177 COMCAST CORP NEW CL A 20030N101 3162 58437 SH SOLE 0 0 3162 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3126 75146 SH SOLE 0 0 3126 ISHARES TR CORE HIGH DV ETF 46429B663 3104 32715 SH SOLE 0 0 3104 FS KKR CAP CORP COM 302635206 3103 156488 SH SOLE 0 0 3103 INVESCO LTD SHS G491BT108 2883 114297 SH SOLE 0 0 2883 VIACOMCBS INC CL B 92556H206 2854 63288 SH SOLE 0 0 2854 3M CO COM 88579Y101 2848 14781 SH SOLE 0 0 2848 MERCK & CO. INC COM 58933Y105 2826 36659 SH SOLE 0 0 2826 ISHARES TR ESG AWR MSCI USA 46435G425 2786 30654 SH SOLE 0 0 2786 ISHARES TR JPMORGAN USD EMG 464288281 2776 25508 SH SOLE 0 0 2776 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2682 26319 SH SOLE 0 0 2682 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 2677 66817 SH SOLE 0 0 2677 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 2670 77178 SH SOLE 0 0 2670 ISHARES TR CONV BD ETF 46435G102 2656 27055 SH SOLE 0 0 2656 WISDOMTREE TR EM EX ST-OWNED 97717X578 2603 63973 SH SOLE 0 0 2603 CATERPILLAR INC COM 149123101 2566 11065 SH SOLE 0 0 2566 BK OF AMERICA CORP COM 060505104 2559 66130 SH SOLE 0 0 2559 PROSPECT CAP CORP COM 74348T102 2558 333533 SH SOLE 0 0 2558 FIRST TR NASDAQ 100 TECH IND SHS 337345102 2520 17474 SH SOLE 0 0 2520 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2494 55863 SH SOLE 0 0 2494 ISHARES GOLD TR ISHARES 464285105 2488 152996 SH SOLE 0 0 2488 SPDR SER TR PORTFOLIO CRPORT 78464A144 2488 72382 SH SOLE 0 0 2488 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2468 30058 SH SOLE 0 0 2468 SPDR SER TR S&P BK ETF 78464A797 2451 47239 SH SOLE 0 0 2451 WISDOMTREE TR YIELD ENHANCD US 97717X511 2445 47753 SH SOLE 0 0 2445 ABBVIE INC COM 00287Y109 2416 22321 SH SOLE 0 0 2416 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 2415 251598 SH SOLE 0 0 2415 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2404 13491 SH SOLE 0 0 2404 PALANTIR TECHNOLOGIES INC CL A 69608A108 2388 102543 SH SOLE 0 0 2388 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2349 34392 SH SOLE 0 0 2349 SPDR SER TR PORTFOLIO SHORT 78464A474 2314 73949 SH SOLE 0 0 2314 TAPESTRY INC COM 876030107 2312 56114 SH SOLE 0 0 2312 EXXON MOBIL CORP COM 30231G102 2289 41004 SH SOLE 0 0 2289 ISHARES TR EXPONENTIAL TECH 46434V381 2264 38231 SH SOLE 0 0 2264 PEPSICO INC COM 713448108 2244 15865 SH SOLE 0 0 2244 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2215 44138 SH SOLE 0 0 2215 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2189 16869 SH SOLE 0 0 2189 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653l503 2186 52552 SH SOLE 0 0 2186 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 2183 41331 SH SOLE 0 0 2183 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2177 11748 SH SOLE 0 0 2177 WISDOMTREE TR US TOTAL DIVIDND 97717W109 2174 19229 SH SOLE 0 0 2174 ISHARES TR PFD AND INCM SEC 464288687 2172 56723 SH SOLE 0 0 2172 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 2168 29674 SH SOLE 0 0 2168 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 2154 44971 SH SOLE 0 0 2154 ISHARES TR MBS ETF 464288588 2138 19746 SH SOLE 0 0 2138 APPLIED MATLS INC COM 038222105 2138 16002 SH SOLE 0 0 2138 ISHARES TR MSCI USA ESG SLC 464288802 2129 24240 SH SOLE 0 0 2129 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2115 22090 SH SOLE 0 0 2115 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2100 32792 SH SOLE 0 0 2100 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2093 42620 SH SOLE 0 0 2093 ETSY INC COM 29786A106 2086 10343 SH SOLE 0 0 2086 ISHARES TR MSCI EMG MKT ETF 464287234 2068 38769 SH SOLE 0 0 2068 ISHARES TR USD INV GRDE ETF 464288620 2067 35065 SH SOLE 0 0 2067 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2058 47000 SH SOLE 0 0 2058 DUKE ENERGY CORP NEW COM NEW 26441C204 2048 21220 SH SOLE 0 0 2048 CROSSAMERICA PARTNERS LP UT LTD PTN INT 22758A105 2041 109829 SH SOLE 0 0 2041 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2038 94165 SH SOLE 0 0 2038 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2002 26904 SH SOLE 0 0 2002 NIO INC SPON ADS 62914V106 1996 51206 SH SOLE 0 0 1996 ADVANCED MICRO DEVICES INC COM 007903107 1992 25379 SH SOLE 0 0 1992 NUSHARES ETF TR NUVEEN ESG US 67092P870 1989 77147 SH SOLE 0 0 1989 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1989 15297 SH SOLE 0 0 1989 BRISTOL-MYERS SQUIBB CO COM 110122108 1965 31118 SH SOLE 0 0 1965 JANUS DETROIT STR TR HENDERSON MTG 47103U852 1962 36975 SH SOLE 0 0 1962 GILEAD SCIENCES INC COM 375558103 1956 30268 SH SOLE 0 0 1956 ISHARES TR S&P 500 VAL ETF 464287408 1913 13544 SH SOLE 0 0 1913 ISHARES TR EAFE VALUE ETF 464288877 1907 37405 SH SOLE 0 0 1907 ISHARES INC ESG AWR MSCI EM 46434G863 1893 43700 SH SOLE 0 0 1893 COMPASS MINERALS INTL INC COM 20451N101 1868 29779 SH SOLE 0 0 1868 SKYWORKS SOLUTIONS INC COM 83088M102 1853 10102 SH SOLE 0 0 1853 ISHARES TR U.S. TECH ETF 464287721 1851 21104 SH SOLE 0 0 1851 WISDOMTREE TR US MIDCAP DIVID 97717W505 1850 45778 SH SOLE 0 0 1850 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 1845 23594 SH SOLE 0 0 1845 SPDR SER TR S&P KENSHO CLEAN 78468R655 1844 16179 SH SOLE 0 0 1844 ISHARES TR TIPS BD ETF 464287176 1825 14574 SH SOLE 0 0 1825 ISHARES TR NASDAQ BIOTECH 464287556 1819 12085 SH SOLE 0 0 1819 GENERAL MLS INC COM 370334104 1814 29576 SH SOLE 0 0 1814 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1808 71458 SH SOLE 0 0 1808 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1793 54270 SH SOLE 0 0 1793 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1783 88508 SH SOLE 0 0 1783 ISHARES TR BARCLAYS 7 10 YR 464287440 1769 15674 SH SOLE 0 0 1769 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 1757 40990 SH SOLE 0 0 1757 MICRON TECHNOLOGY INC COM 595112103 1751 19847 SH SOLE 0 0 1751 SPDR SER TR S&P 600 SML CAP 78464A813 1738 18492 SH SOLE 0 0 1738 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1733 33300 SH SOLE 0 0 1733 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 1712 37314 SH SOLE 0 0 1712 DBX ETF TR XTRACK MSCI EAFE 233051200 1710 47100 SH SOLE 0 0 1710 ISHARES TR RUS MID CAP ETF 464287499 1707 23091 SH SOLE 0 0 1707 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1700 52312 SH SOLE 0 0 1700 EXP WORLD HLDGS INC COM 30212W100 1696 37233 SH SOLE 0 0 1696 QUALCOMM INC COM 747525103 1687 12726 SH SOLE 0 0 1687 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1648 49739 SH SOLE 0 0 1648 WELLTOWER INC COM 95040Q104 1629 22736 SH SOLE 0 0 1629 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1628 15377 SH SOLE 0 0 1628 DOMINION ENERGY INC COM 25746U109 1626 21407 SH SOLE 0 0 1626 NIKE INC CL B 654106103 1606 12081 SH SOLE 0 0 1606 JD.COM INC SPON ADR CL A 47215P106 1604 19025 SH SOLE 0 0 1604 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 1599 76339 SH SOLE 0 0 1599 ISHARES TR ISHS 5-10YR INVT 464288638 1574 26576 SH SOLE 0 0 1574 WP CAREY INC COM 92936U109 1540 21765 SH SOLE 0 0 1540 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 1539 65167 SH SOLE 0 0 1539 ENBRIDGE INC COM 29250N105 1539 42272 SH SOLE 0 0 1539 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1539 21110 SH SOLE 0 0 1539 ISHARES TR US INDUSTRIALS 464287754 1528 14457 SH SOLE 0 0 1528 ISHARES INC MSCI EMERG MRKT 464286533 1525 24150 SH SOLE 0 0 1525 ABBOTT LABS COM 002824100 1525 12722 SH SOLE 0 0 1525 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1516 36253 SH SOLE 0 0 1516 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1501 19672 SH SOLE 0 0 1501 ISHARES TR MSCI ACWI EXUS 46435G847 1487 46983 SH SOLE 0 0 1487 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 1483 10803 SH SOLE 0 0 1483 ISHARES SILVER TR ISHARES 46428Q109 1481 65237 SH SOLE 0 0 1481 ISHARES TR RUS MD CP GR ETF 464287481 1476 14460 SH SOLE 0 0 1476 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1475 15877 SH SOLE 0 0 1475 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1470 24519 SH SOLE 0 0 1470 SOUTHWEST AIRLS CO COM 844741108 1448 23716 SH SOLE 0 0 1448 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1441 29931 SH SOLE 0 0 1441 COHEN & STEERS QUALITY INCOM COM 19247L106 1437 103265 SH SOLE 0 0 1437 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1430 24457 SH SOLE 0 0 1430 NEXTERA ENERGY INC COM 65339F101 1415 18713 SH SOLE 0 0 1415 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1407 35628 SH SOLE 0 0 1407 ETF SER SOLUTIONS NATIONWIDE MAX 26922A651 1378 36248 SH SOLE 0 0 1378 ISHARES TR CORE MSCI TOTAL 46432F834 1374 19547 SH SOLE 0 0 1374 ISHARES TR S&P MC 400GR ETF 464287606 1338 17069 SH SOLE 0 0 1338 ISHARES TR US AER DEF ETF 464288760 1317 12648 SH SOLE 0 0 1317 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1315 29658 SH SOLE 0 0 1315 ISHARES TR MSCI EAFE MIN VL 46429B689 1304 17861 SH SOLE 0 0 1304 EDITAS MEDICINE INC COM 28106W103 1282 30523 SH SOLE 0 0 1282 WELLS FARGO CO NEW COM 949746101 1280 32754 SH SOLE 0 0 1280 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 1265 18434 SH SOLE 0 0 1265 NEWELL BRANDS INC COM 651229106 1243 46433 SH SOLE 0 0 1243 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1221 19851 SH SOLE 0 0 1221 ANNALY CAPITAL MANAGEMENT IN COM 035710409 1215 141254 SH SOLE 0 0 1215 ACTIVISION BLIZZARD INC COM 00507V109 1214 13049 SH SOLE 0 0 1214 ISHARES TR CORE S&P US GWT 464287671 1209 13321 SH SOLE 0 0 1209 BLACKBAUD INC COM 09227Q100 1207 16983 SH SOLE 0 0 1207 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 1194 31658 SH SOLE 0 0 1194 EMERSON ELEC CO COM 291011104 1193 13223 SH SOLE 0 0 1193 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1184 26295 SH SOLE 0 0 1184 ALLAKOS INC COM 01671P100 1169 10186 SH SOLE 0 0 1169 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 1151 27094 SH SOLE 0 0 1151 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1146 12647 SH SOLE 0 0 1146 ORACLE CORP COM 68389X105 1144 16301 SH SOLE 0 0 1144 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1110 11657 SH SOLE 0 0 1110 SLACK TECHNOLOGIES INC COM CL A 83088V102 1103 27145 SH SOLE 0 0 1103 SOUTHERN CO COM 842587107 1088 17502 SH SOLE 0 0 1088 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1081 13988 SH SOLE 0 0 1081 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 1075 13508 SH SOLE 0 0 1075 VANGUARD STAR FDS VG TL INTL STK F 921909768 1056 16842 SH SOLE 0 0 1056 MEDICAL PPTYS TRUST INC COM 58463J304 1050 49321 SH SOLE 0 0 1050 FORD MTR CO DEL COM 345370860 1046 85379 SH SOLE 0 0 1046 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 1033 41345 SH SOLE 0 0 1033 ISHARES TR RUS TOP 200 ETF 464289446 1030 10878 SH SOLE 0 0 1030 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1014 11043 SH SOLE 0 0 1014 TJX COS INC NEW COM 872540109 1001 15130 SH SOLE 0 0 1001 REALTY INCOME CORP COM 756109104 997 15696 SH SOLE 0 0 997 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 996 45736 SH SOLE 0 0 996 ISHARES TR 1 3 YR TREAS BD 464287457 994 11521 SH SOLE 0 0 994 ISHARES TR ISHS 1-5YR INVS 464288646 988 18083 SH SOLE 0 0 988 ISHARES TR GL CLEAN ENE ETF 464288224 981 40365 SH SOLE 0 0 981 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 974 14925 SH SOLE 0 0 974 SPDR SER TR S&P 400 MDCP VAL 78464A839 972 14859 SH SOLE 0 0 972 ISHARES TR CORE S&P US VLU 464287663 960 13927 SH SOLE 0 0 960 GLOBAL X FDS US PFD ETF 37954Y657 958 37558 SH SOLE 0 0 958 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 948 19702 SH SOLE 0 0 948 CARDINAL HEALTH INC COM 14149Y108 941 15494 SH SOLE 0 0 941 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 937 11163 SH SOLE 0 0 937 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 931 17250 SH SOLE 0 0 931 WISDOMTREE TR US SMALLCAP FUND 97717W562 923 19487 SH SOLE 0 0 923 ISHARES TR 0-5YR INVT GR CP 46434V100 920 17800 SH SOLE 0 0 920 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 919 43492 SH SOLE 0 0 919 DISCOVERY INC COM SER A 25470F104 911 20972 SH SOLE 0 0 911 ALASKA AIR GROUP INC COM 011659109 889 12851 SH SOLE 0 0 889 TAL EDUCATION GROUP SPONSORED ADS 874080104 880 16338 SH SOLE 0 0 880 KELLOGG CO COM 487836108 851 13452 SH SOLE 0 0 851 ALTRIA GROUP INC COM 02209S103 850 16617 SH SOLE 0 0 850 FS KKR CAP CORP II COM 35952V303 844 43208 SH SOLE 0 0 844 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 841 40400 SH SOLE 0 0 841 SPDR SER TR S&P REGL BKG 78464A698 838 12625 SH SOLE 0 0 838 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 833 36294 SH SOLE 0 0 833 SPDR SER TR PORTFLI MORTGAGE 78464A383 814 31431 SH SOLE 0 0 814 CONOCOPHILLIPS COM 20825C104 812 15334 SH SOLE 0 0 812 XPERI HOLDING CORP COM 98390M103 806 37002 SH SOLE 0 0 806 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 806 25321 SH SOLE 0 0 806 ISHARES TR CORE DIV GRWTH 46434V621 806 16702 SH SOLE 0 0 806 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 798 22559 SH SOLE 0 0 798 US BANCORP DEL COM NEW 902973304 780 14104 SH SOLE 0 0 780 EBAY INC. COM 278642103 774 12636 SH SOLE 0 0 774 WHEATON PRECIOUS METALS CORP COM 962879102 753 19699 SH SOLE 0 0 753 NEWMONT CORP COM 651639106 741 12288 SH SOLE 0 0 741 LATTICE STRATEGIES TR HARTFORD US EQTY 518416409 724 19200 SH SOLE 0 0 724 AMPHENOL CORP NEW CL A 032095101 722 10939 SH SOLE 0 0 722 MONDELEZ INTL INC CL A 609207105 714 12196 SH SOLE 0 0 714 ISHARES TR INTL SEL DIV ETF 464288448 705 22392 SH SOLE 0 0 705 COLUMBIA PPTY TR INC COM NEW 198287203 688 40251 SH SOLE 0 0 688 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 681 45860 SH SOLE 0 0 681 GENERAL ELECTRIC CO COM 369604103 663 50522 SH SOLE 0 0 663 GENERAL MTRS CO COM 37045V100 661 11502 SH SOLE 0 0 661 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 659 12227 SH SOLE 0 0 659 XPENG INC ADS 98422D105 657 18005 SH SOLE 0 0 657 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 653 12069 SH SOLE 0 0 653 UBER TECHNOLOGIES INC COM 90353T100 645 11827 SH SOLE 0 0 645 KINDER MORGAN INC DEL COM 49456B101 635 38135 SH SOLE 0 0 635 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 600 18727 SH SOLE 0 0 600 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 598 59124 SH SOLE 0 0 598 ARES CAPITAL CORP COM 04010L103 586 31328 SH SOLE 0 0 586 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 583 10210 SH SOLE 0 0 583 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 579 11900 SH SOLE 0 0 579 CVB FINL CORP COM 126600105 578 26185 SH SOLE 0 0 578 VANECK MERK GOLD TR GOLD TRUST 921078101 576 34613 SH SOLE 0 0 576 STMICROELECTRONICS N V NY REGISTRY 861012102 550 14339 SH SOLE 0 0 550 FIRST TR EXCHANGE TRADED FD DJ INTL INTRNT 33734X770 540 11962 SH SOLE 0 0 540 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 535 13366 SH SOLE 0 0 535 MEI PHARMA INC COM NEW 55279B202 529 154300 SH SOLE 0 0 529 SPDR SER TR PRTFLO S&P500 HI 78468R788 524 13599 SH SOLE 0 0 524 DELTA AIR LINES INC DEL COM NEW 247361702 521 10796 SH SOLE 0 0 521 SPDR SER TR PORTFLI HIGH YLD 78468R606 510 19281 SH SOLE 0 0 510 BGC PARTNERS INC CL A 05541T101 505 104600 SH SOLE 0 0 505 HP INC COM 40434L105 504 15861 SH SOLE 0 0 504 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8252P105 503 29340 SH SOLE 0 0 503 GLOBAL X FDS GLOBAL X SILVER 37954Y848 502 12576 SH SOLE 0 0 502 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 488 32527 SH SOLE 0 0 488 ALCOA CORP COM 013872106 482 14844 SH SOLE 0 0 482 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 480 33256 SH SOLE 0 0 480 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 477 50060 SH SOLE 0 0 477 OMEGA HEALTHCARE INVS INC COM 681936100 476 13004 SH SOLE 0 0 476 PG&E CORP COM 69331C108 473 40402 SH SOLE 0 0 473 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 471 10235 SH SOLE 0 0 471 PEMBINA PIPELINE CORP COM 706327103 465 16124 SH SOLE 0 0 465 AVID BIOSERVICES INC COM 05368M106 454 24900 SH SOLE 0 0 454 PLUG POWER INC COM NEW 72919P202 446 12447 SH SOLE 0 0 446 SPDR SER TR WELLS FG PFD ETF 78464A292 443 10238 SH SOLE 0 0 443 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 437 11626 SH SOLE 0 0 437 ENTERPRISE PRODS PARTNERS L COM 293792107 431 19595 SH SOLE 0 0 431 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 427 12821 SH SOLE 0 0 427 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 426 10546 SH SOLE 0 0 426 CARNIVAL CORP UNIT 99/99/9999 143658300 418 15738 SH SOLE 0 0 418 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 415 15625 SH SOLE 0 0 415 WISDOMTREE TR FLOATNG RAT TREA 97717X628 414 16483 SH SOLE 0 0 414 DBX ETF TR XTRACK MSCI EMRG 233051101 410 14262 SH SOLE 0 0 410 CATHAY GEN BANCORP COM 149150104 409 10022 SH SOLE 0 0 409 EXPRESS INC COM 30219E103 402 100000 SH SOLE 0 0 402 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 402 12640 SH SOLE 0 0 402 BP PLC SPONSORED ADR 055622104 399 16402 SH SOLE 0 0 399 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 396 17878 SH SOLE 0 0 396 AMKOR TECHNOLOGY INC COM 031652100 396 16684 SH SOLE 0 0 396 ISHARES TR FALN ANGLS USD 46435G474 394 13486 SH SOLE 0 0 394 CERUS CORP COM 157085101 390 64925 SH SOLE 0 0 390 PIMCO CALIF MUN INCOME FD II COM 72201C109 387 36712 SH SOLE 0 0 387 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 383 20981 SH SOLE 0 0 383 AMERICAN AIRLS GROUP INC COM 02376R102 376 15715 SH SOLE 0 0 376 GABELLI DIVID & INCOME TR COM 36242H104 368 15356 SH SOLE 0 0 368 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 358 16968 SH SOLE 0 0 358 INNOVATOR ETFS TR S&P 500 PWR 45782C656 353 12280 SH SOLE 0 0 353 STAG INDL INC COM 85254J102 351 10440 SH SOLE 0 0 351 PHYSICIANS RLTY TR COM 71943U104 345 19542 SH SOLE 0 0 345 INNOVATOR ETFS TR S&P 500 ULTRA 45782C649 341 12335 SH SOLE 0 0 341 ALLEGHENY TECHNOLOGIES INC COM 01741R102 338 16066 SH SOLE 0 0 338 CLEVELAND-CLIFFS INC NEW COM 185899101 320 15925 SH SOLE 0 0 320 AVROBIO INC COM 05455M100 318 25050 SH SOLE 0 0 318 FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 311 10518 SH SOLE 0 0 311 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 301 12430 SH SOLE 0 0 301 ISHARES INC MSCI GLB SLV&MTL 464286327 295 19987 SH SOLE 0 0 295 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 295 12874 SH SOLE 0 0 295 CHIMERA INVT CORP COM NEW 16934Q208 288 22704 SH SOLE 0 0 288 DNP SELECT INCOME FD INC COM 23325P104 285 28819 SH SOLE 0 0 285 HALLIBURTON CO COM 406216101 283 13184 SH SOLE 0 0 283 NUVEEN PFD & INCM SECURTIES COM 67072C105 281 28899 SH SOLE 0 0 281 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 274 11153 SH SOLE 0 0 274 AMCOR PLC ORD G0250X107 266 22801 SH SOLE 0 0 266 KEYCORP COM 493267108 263 13152 SH SOLE 0 0 263 GENMARK DIAGNOSTICS INC COM 372309104 263 11021 SH SOLE 0 0 263 MACYS INC COM 55616P104 258 15915 SH SOLE 0 0 258 CENTRAL VY CMNTY BANCORP COM 155685100 251 13623 SH SOLE 0 0 251 SPDR SER TR BLOMBERG 1 10 YR 78468R861 250 12002 SH SOLE 0 0 250 FIRST TR MLP & ENERGY INCOM COM 33739B104 246 35893 SH SOLE 0 0 246 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 246 10778 SH SOLE 0 0 246 PENNYMAC MTG INVT TR COM 70931T103 235 11976 SH SOLE 0 0 235 EVERI HLDGS INC COM 30034T103 231 16353 SH SOLE 0 0 231 SKILLZ INC COM 83067L109 219 11517 SH SOLE 0 0 219 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 217 93546 SH SOLE 0 0 217 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 216 54071 SH SOLE 0 0 216 HANESBRANDS INC COM 410345102 209 10603 SH SOLE 0 0 209 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 205 12486 SH SOLE 0 0 205 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 203 17593 SH SOLE 0 0 203 MICROVISION INC DEL COM NEW 594960304 200 10770 SH SOLE 0 0 200