0001548916-17-000002.txt : 20170215 0001548916-17-000002.hdr.sgml : 20170215 20170214201414 ACCESSION NUMBER: 0001548916-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Advisors Group, LLC CENTRAL INDEX KEY: 0001548916 IRS NUMBER: 204922484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16275 FILM NUMBER: 17612460 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 1-650-571-1934 MAIL ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Advisors Group,Inc. DATE OF NAME CHANGE: 20120502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001548916 XXXXXXXX 12-31-2016 12-31-2016 Strategic Wealth Advisors Group, LLC

411 BOREL AVE SUITE 620 SAN MATEO CA 94402

13F HOLDINGS REPORT 028-16275 N Keren Ackerman 650-571-1934 Keren Ackerman San Mateo CA 02-14-2017 0 159 616273 false INFORMATION TABLE 2 2016fourthquarterfsn.xml AEROJET ROCKETDYNE H COMMON STOCK 007800105 254 14140 SH SOLE 0 0 0 14140 ALTRIA GROUP INC COMMON STOCK 02209S103 1760 26026 SH SOLE 0 0 0 26026 AMAZON COM INC COMMON STOCK 023135106 13135 17516 SH SOLE 0 0 0 17516 AMERICAN EAGLE COMMON STOCK 02553E106 202 13298 SH SOLE 0 0 0 13298 APPLE INC COMMON STOCK 037833100 34909 301410 SH SOLE 0 0 0 301410 AT&T COMMON STOCK 00206R102 3342 78588 SH SOLE 0 0 0 78588 BANK OF AMERICA CORP COMMON STOCK 060505104 4216 190747 SH SOLE 0 0 0 190747 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 3460 21231 SH SOLE 0 0 0 21231 BLACKROCK MUNIYIELD COMMON STOCK 09254N103 269 21231 SH SOLE 0 0 0 21231 BLACKSTONE GROUP LP COMMON STOCK 09253U108 507 18753 SH SOLE 0 0 0 18753 BOEING COMMON STOCK 097023105 3361 21590 SH SOLE 0 0 0 21590 BP PLC SPONSORED ADR 055622104 5358 143342 SH SOLE 0 0 0 143342 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 363 10841 SH SOLE 0 0 0 10841 CARE CAPITAL PROPERT COMMON STOCK 141624106 472 18863 SH SOLE 0 0 0 18863 CHARLES SCHWAB US REIT ETF 808524847 2050 49950 SH SOLE 0 0 0 49950 COCA COLA COMPANY COMMON STOCK 191216100 2078 50115 SH SOLE 0 0 0 50115 COLUMBIA PPTY TR INC REIT COMMON STOCK 198287203 1889 87472 SH SOLE 0 0 0 87472 CONOCOPHILLIPS COMMON STOCK 20825C104 1777 35437 SH SOLE 0 0 0 35437 COSTCO WHOLESALE CO COMMON STOCK 22160K105 2314 14453 SH SOLE 0 0 0 14453 DREYFUS STRATEGIC MUN COMMON STOCK 26202F107 356 44306 SH SOLE 0 0 0 44306 EATON VANCE TAX COMMON STOCK 27828Y108 4055 273230 SH SOLE 0 0 0 273230 EATON VANCE TAX COMMON STOCK 27829F108 211 26337 SH SOLE 0 0 0 26337 EMERSON ELECTRIC CO COMMON STOCK 291011104 1758 31533 SH SOLE 0 0 0 31533 ENERGY TRANSFER PART LP UNIT LTD PARTN 29273R109 2009 56103 SH SOLE 0 0 0 56103 ENTERPRISE PRODUCTS LP COMMON STOCK 293792107 336 12440 SH SOLE 0 0 0 12440 ETFIS SER TR I INFRAC ACT MLP 26923G103 550 48502 SH SOLE 0 0 0 48502 EXCHANGE YIELDSHARES COMMON STOCK 301505301 410 22097 SH SOLE 0 0 0 22097 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 1350 19629 SH SOLE 0 0 0 19629 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 18944 209882 SH SOLE 0 0 0 209882 FACEBOOK INC CL A COMMON STOCK 30303M102 12606 109570 SH SOLE 0 0 0 109570 FIDELITY COMMON STOCK 316092501 362 10471 SH SOLE 0 0 0 10471 FIFTH STREET FINANCE COMMON STOCK 31678A103 343 10471 SH SOLE 0 0 0 10471 FIRST DORSEY WRIGHT FOCUS 5 ETF IV COMMON STOCK 33738R605 1501 64848 SH SOLE 0 0 0 64848 FIRST TR CONS DSCRTNRY ALPHADEX ETF COMMON STOCK 33734X101 816 22980 SH SOLE 0 0 0 22980 FIRST TR SMALL CAP CORE ALPHADEX ETF COMMON STOCK 33734Y109 1426 26491 SH SOLE 0 0 0 26491 FIRST TRUST COMMON STOCK 33739Q200 10631 203745 SH SOLE 0 0 0 203745 FIRST TRUST COMMON STOCK 33738R878 1017 47107 SH SOLE 0 0 0 47107 FIRST TRUST COMMON STOCK 33738D101 355 14084 SH SOLE 0 0 0 14084 FIRST TRUST COMMON STOCK 33734G108 266 11551 SH SOLE 0 0 0 11551 FIRST TRUST FINANCIALS ALPHADEX ETF COMMON STOCK 33734X135 931 34430 SH SOLE 0 0 0 34430 FIRST TRUST INDUSTRIAL COMMON STOCK 33734X150 796 24195 SH SOLE 0 0 0 24195 FIRST TRUST LRGE CAP CORE APADEX ETF COMMON STOCK 33734K109 1026 21039 SH SOLE 0 0 0 21039 FIRST TRUST MID CAP CRE ALPHADEX ETF COMMON STOCK 33735B108 639 11337 SH SOLE 0 0 0 11337 FIRST TRUST MORNINGSTAR COMMON STOCK 336917109 6959 250676 SH SOLE 0 0 0 250676 FIRST TRUST MULTI ASSET COMMON STOCK 33738R100 699 36596 SH SOLE 0 0 0 36596 FIRST TRUST MULTI CAP COMMON STOCK 33733C108 2372 47006 SH SOLE 0 0 0 47006 FIRST TRUST VALUE LINE COMMON STOCK 33734H106 4566 162914 SH SOLE 0 0 0 162914 FREEPORT MCMORAN INC COMMON STOCK 35671D857 224 17012 SH SOLE 0 0 0 17012 FS INVESTMENT CORP COMMON STOCK 302635107 23064 2239263 SH SOLE 0 0 0 2239263 GENERAL ELECTRIC COMPANY COMMON STOCK 369604103 6520 206335 SH SOLE 0 0 0 206335 GENERAL MILLS INC COMMON STOCK 370334104 1023 16558 SH SOLE 0 0 0 16558 GOLDMAN SACHS ATCVBETA EMRG MKT EQY ETF COMMON STOCK 381430206 17210 643134 SH SOLE 0 0 0 643134 GOLDMAN SACHS COMMON STOCK 381430107 7251 297644 SH SOLE 0 0 0 297644 GOLDMAN SACHS COMMON STOCK 381430503 514 11594 SH SOLE 0 0 0 11594 GUGGENHEIM BUILD AMER COMMON STOCK 401664107 331 15460 SH SOLE 0 0 0 15460 GUGGENHEIM MULTI ASSET INCOME ETF COMMON STOCK 18383M506 256 12686 SH SOLE 0 0 0 12686 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF COMMON STOCK 78355W106 7512 86709 SH SOLE 0 0 0 86709 GUGGENHEIM S&P 500 PURE VALUE ETF COMMON STOCK 78355W304 868 15066 SH SOLE 0 0 0 15066 GUGGENHEIM S&P MIDCAP 400 PUE VA ETF COMMON STOCK 78355W502 915 14820 SH SOLE 0 0 0 14820 GUGGENHEIM S&P SPIN OFF ETF COMMON STOCK 18383M605 486 11191 SH SOLE 0 0 0 11191 INTEL CORP COMMON STOCK 458140100 755 20828 SH SOLE 0 0 0 20828 ISHARES 7-10 YEAR TRSURY BOND ETF COMMON STOCK 464287440 7405 70642 SH SOLE 0 0 0 70642 ISHARES CORE DIVIDEND GROWTH ETF COMMON STOCK 46434V621 1719 59497 SH SOLE 0 0 0 59497 ISHARES CORE MSCI EAFE ETF COMMON STOCK 46432F842 745 13899 SH SOLE 0 0 0 13899 ISHARES CORE MSCI TOTL INTL STCK ETF COMMON STOCK 46432F834 2157 42728 SH SOLE 0 0 0 42728 ISHARES CORE RUSSELL US VALUE ETF COMMON STOCK 464287663 10023 203966 SH SOLE 0 0 0 203966 ISHARES CORE S&P500 ET COMMON STOCK 464287200 2792 12408 SH SOLE 0 0 0 12408 ISHARES CORE S&P MID COMMON STOCK 464287507 14594 88264 SH SOLE 0 0 0 88264 ISHARES CORE S&P SMALL CAP ETF COMMON STOCK 464287804 12803 93101 SH SOLE 0 0 0 93101 ISHARES CORE US AGGREGATE BOND ETF COMMON STOCK 464287226 6835 63256 SH SOLE 0 0 0 63256 ISHARES CURRENCY HEDG MSCI EAFE ETF COMMON STOCK 46434V803 504 19277 SH SOLE 0 0 0 19277 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON STOCK 46429B689 5615 91726 SH SOLE 0 0 0 91726 ISHARES TR USA MIN VOL COMMON STOCK 46429B697 495 10941 SH SOLE 0 0 0 10941 ISHARES IBOXX HIGH YIELD BOND ETF COMMON STOCK 464288513 1389 16053 SH SOLE 0 0 0 16053 ISHARES IBOXX INVT GRADE BOND ETF COMMON STOCK 464287242 8252 70422 SH SOLE 0 0 0 70422 ISHARES INTERM CREDIT BOND ETF COMMON STOCK 464288638 1439 13305 SH SOLE 0 0 0 13305 ISHARES JPMORGAN USD MTS BOND ETF COMMON STOCK 464288281 3039 27569 SH SOLE 0 0 0 27569 ISHARES MBS ETF COMMON STOCK 464288588 11578 108880 SH SOLE 0 0 0 108880 ISHARES NASDAQ BIOTECHNOLOGY ETF IV COMMON STOCK 464287556 4183 15762 SH SOLE 0 0 0 15762 ISHARES RUSSELL 1000 GROWTH ETF COMMON STOCK 464287614 5781 55110 SH SOLE 0 0 0 55110 ISHARES RUSSELL 1000 VALUE ETF COMMON STOCK 464287598 31658 282589 SH SOLE 0 0 0 282589 ISHARES RUSSELL 2000 COMMON STOCK 464287630 4157 34950 SH SOLE 0 0 0 34950 ISHARES S&P500 GROWTH ETF IV COMMON STOCK 464287309 25506 209423 SH SOLE 0 0 0 209423 ISHARES S&P500 VALUE ETF COMMON STOCK 464287408 1800 17755 SH SOLE 0 0 0 17755 ISHARES S&P MID CAP 400 VALUE ETF IV COMMON STOCK 464287705 5904 40661 SH SOLE 0 0 0 40661 ISHARES S&P SMALL CAP COMMON STOCK 464287887 2323 15488 SH SOLE 0 0 0 15488 ISHARES SELECT DIVIDEND ETF IV COMMON STOCK 464287168 11255 127071 SH SOLE 0 0 0 127071 ISHARES SHORT MATURITY BOND ETF COMMON STOCK 46431W507 553 11025 SH SOLE 0 0 0 11025 ISHARES TOTAL US STOCK MARKET ETF IV COMMON STOCK 464287150 5458 106417 SH SOLE 0 0 0 106417 ISHARES US COMMON STOCK 464287838 951 11440 SH SOLE 0 0 0 11440 ISHARES SP US PFD STOCK INDEX FD COMMON STOCK 464288687 681 18293 SH SOLE 0 0 0 18293 ISHARES US HOME CONSTRUCT ETF COMMON STOCK 464288752 1895 68942 SH SOLE 0 0 0 68942 ISHARES US REAL ESTATE ETF COMMON STOCK 464287739 819 10650 SH SOLE 0 0 0 10650 ISHARES US REGIONAL BANKS ETF COMMON STOCK 464288778 892 19658 SH SOLE 0 0 0 19658 JOHNSON & JOHNSON COMMON STOCK 478160104 8443 73282 SH SOLE 0 0 0 73282 KB HOME COMMON STOCK 48666K109 519 32840 SH SOLE 0 0 0 32840 LEGG MASON COMMON STOCK 52468L208 2944 113827 SH SOLE 0 0 0 113827 LOCKHEED MARTIN CORP COMMON STOCK 539830109 3350 13404 SH SOLE 0 0 0 13404 MC DONALDS CORP COMMON STOCK 580135101 2538 20855 SH SOLE 0 0 0 20855 MERCK & CO INC NEW COMMON STOCK 58933Y105 1918 32583 SH SOLE 0 0 0 32583 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 1692 7273 SH SOLE 0 0 0 7273 NORTHSTAR REALTY FIN REIT COMMON STOCK 66704R803 2348 155013 SH SOLE 0 0 0 155013 NUVEEN BUILD AMERICA COMMON STOCK 67074C103 939 45512 SH SOLE 0 0 0 45512 NUVEEN CALIFORNIA DIVIDE COMMON STOCK 67066Y105 294 20787 SH SOLE 0 0 0 20787 NUVEEN MUNI HIGH INC OPP COMMON STOCK 670682103 458 35750 SH SOLE 0 0 0 35750 OPPENHEIMER COMMON STOCK 68386C401 7082 206641 SH SOLE 0 0 0 206641 PACER COMMON STOCK 69374H105 1110 46599 SH SOLE 0 0 0 46599 PACER COMMON STOCK 69374H303 482 21084 SH SOLE 0 0 0 21084 PEPSICO INC COMMON STOCK 713448108 1411 13482 SH SOLE 0 0 0 13482 PFIZER INCORPORATED COMMON STOCK 717081103 4654 143301 SH SOLE 0 0 0 143301 POWERSHARES COMMON STOCK 73937B498 277 11415 SH SOLE 0 0 0 11415 POWERSHARES BUYBACK ACHIEVERS ETF COMMON STOCK 73935X286 942 18674 SH SOLE 0 0 0 18674 POWERSHARES DWA COMMON STOCK 73935X153 437 10402 SH SOLE 0 0 0 10402 POWERSHARES DYNIC LEISURE & ENTE ETF COMMON STOCK 73935X757 499 12464 SH SOLE 0 0 0 12464 POWERSHS EMRG MKTS SOVRGN DBT ETF COMMON STOCK 73936T573 415 14668 SH SOLE 0 0 0 14668 POWERSHARES PREFERRED PORTFOLIO ETF COMMON STOCK 73936T565 345 24213 SH SOLE 0 0 0 24213 POWERSHARES QQQ ETF COMMON STOCK 73935A104 10280 86762 SH SOLE 0 0 0 86762 POWERSHARES S&P 500 LOW VOLAT ETF COMMON STOCK 73937B779 1322 31793 SH SOLE 0 0 0 31793 POWERSHS SENIOR LOAN COMMON STOCK 73936Q769 154 6603 SH SOLE 0 0 0 6603 PROCTOR & GAMBLE COMMON STOCK 742718109 4248 50519 SH SOLE 0 0 0 50519 PROSHARES ULTRA QQQ ETF COMMON STOCK 74347R206 878 10198 SH SOLE 0 0 0 10198 PROSPECT CAPITAL CORP COMMON STOCK 74348T102 3160 378433 SH SOLE 0 0 0 378433 PWRSHR S&P500 HIDIV COMMON STOCK 73937B654 10844 276774 SH SOLE 0 0 0 276774 RETAIL PPTY AMERICA REIT COMMON STOCK 76131V202 811 52910 SH SOLE 0 0 0 52910 ROYAL DUTCH SHELL COMMON STOCK 780259206 973 17896 SH SOLE 0 0 0 17896 SCHW EMG MKT EQ ETF COMMON STOCK 808524706 316 14670 SH SOLE 0 0 0 14670 SCHW INTL EQ ETF COMMON STOCK 808524805 469 16936 SH SOLE 0 0 0 16936 SCHW US BRD MKT ETF COMMON STOCK 808524102 1692 31237 SH SOLE 0 0 0 31237 SCHW US LCAP GRO ETF COMMON STOCK 808524300 5253 94092 SH SOLE 0 0 0 94092 SCHW US LCAP VAL ETF COMMON STOCK 808524409 7092 147464 SH SOLE 0 0 0 147464 SECTOR CONSUMER STAPLES COMMON STOCK 81369Y308 893 17263 SH SOLE 0 0 0 17263 SECTOR HEALTHCARE COMMON STOCK 81369Y209 948 13758 SH SOLE 0 0 0 13758 SILVER WHEATON CORP COMMON STOCK 828336107 260 13455 SH SOLE 0 0 0 13455 SOUTHERN COMPANY COMMON STOCK 842587107 626 12725 SH SOLE 0 0 0 12725 SPDR DOUBLELINE TTL RTRN TTCL ETF COMMON STOCK 78467V848 14496 299561 SH SOLE 0 0 0 299561 SPDR DOW JONES REIT ETF COMMON STOCK 78464A607 2357 25246 SH SOLE 0 0 0 25246 SPDR GOLD TRUST COMMON STOCK 78463V107 3099 28276 SH SOLE 0 0 0 28276 SPDR S&P 500 ETF TR UNIT COMMON STOCK 78462F103 3965 17736 SH SOLE 0 0 0 17736 SPDR S&P DIVIDEND ETF COMMON STOCK 78464A763 6362 74358 SH SOLE 0 0 0 74358 SPDR S&P SEMICONDUCTOR ETF COMMON STOCK 78464A862 803 14316 SH SOLE 0 0 0 14316 TOLL BROTHERS INC COMMON STOCK 889478103 371 11982 SH SOLE 0 0 0 11982 UNITED STATES OIL ETF COMMON STOCK 92132N108 2820 240592 SH SOLE 0 0 0 240592 VANECK VECTORS JR GOLD MINERS ETF COMMON STOCK 92189F791 317 10038 SH SOLE 0 0 0 10038 VANGUARD CONSUMR STAPLES COMMON STOCK 92204A207 2006 14971 SH SOLE 0 0 0 14971 VANGUARD DIV APPRECIATION COMMON STOCK 921908844 1229 14431 SH SOLE 0 0 0 14431 VANGUARD ENERGY ETF COMMON STOCK 92204A306 4488 42871 SH SOLE 0 0 0 42871 VANGUARD FINANCIALS ETF COMMON STOCK 92204A405 4465 75234 SH SOLE 0 0 0 75234 VANGUARD FTSE EMERGING MARKETS ETF COMMON STOCK 922042858 1073 29990 SH SOLE 0 0 0 29990 VANGUARD HEALTH CARE ETF COMMON STOCK 92204A504 4311 34006 SH SOLE 0 0 0 34006 VANGUARD HIGH DIVIDEND YIELD ETF COMMON STOCK 921946406 2392 31571 SH SOLE 0 0 0 31571 VANGUARD REIT INDEX ETF COMMON STOCK 922908553 8442 102285 SH SOLE 0 0 0 102285 VANGUARD TOTAL BOND COMMON STOCK 921937835 14781 182960 SH SOLE 0 0 0 182960 VEREIT INC REIT COMMON STOCK 92339V100 762 90116 SH SOLE 0 0 0 90116 VERIZON COMMUNICATN COMMON STOCK 92343V104 6365 119241 SH SOLE 0 0 0 119241 WALT DISNEY CO COMMON STOCK 254687106 7135 68460 SH SOLE 0 0 0 68460 WELLS FARGO BK N A COMMON STOCK 949746101 4606 83584 SH SOLE 0 0 0 83584 WELLTOWER INC COMMON STOCK 95040Q104 3461 51710 SH SOLE 0 0 0 51710 WISDOMTREE JAPAN HEDGED COMMON STOCK 97717W851 891 17985 SH SOLE 0 0 0 17985 WISDOMTREE TOTAL COMMON STOCK 97717W109 822 10117 SH SOLE 0 0 0 10117