0001548916-16-000035.txt : 20160817 0001548916-16-000035.hdr.sgml : 20160817 20160816173710 ACCESSION NUMBER: 0001548916-16-000035 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160816 EFFECTIVENESS DATE: 20160817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Advisors Group, LLC CENTRAL INDEX KEY: 0001548916 IRS NUMBER: 204922484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16275 FILM NUMBER: 161836969 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 1-650-571-1934 MAIL ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Advisors Group,Inc. DATE OF NAME CHANGE: 20120502 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001548916 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT Strategic Wealth Advisors Group, LLC

411 BOREL AVE SUITE 620 SAN MATEO CA 94402

13F HOLDINGS REPORT 028-16275 N Keren Ackerman 650-571-1934 Keren Ackerman San Mateo CA 08-16-2016 0 138 10387008 false INFORMATION TABLE 2 2016secondquarterfsn.xml AT&T COMMON STOCK 00206R102 9944 230139 SH SOLE 0 0 0 230139 ABBVIE INC COMMON STOCK 00287Y109 591 9552 SH SOLE 0 0 0 9552 AEROJET ROCKETDYNE H COMMON STOCK 007800105 256 13990 SH SOLE 0 0 0 13990 ALPS ALERIAN MLP ETF COMMON STOCK 00162Q866 3710 291703 SH SOLE 0 0 0 291703 ALTRIA GROUP INC COMMON STOCK 02209S103 1699 24634 SH SOLE 0 0 0 24634 AMERICAN WATER WORKS COMMON STOCK 030420103 931 11011 SH SOLE 0 0 0 11011 AMGEN INCORPORATED COMMON STOCK 31162100 2669 17544 SH SOLE 0 0 0 17544 APPLE INC COMMON STOCK 037833100 23988 250919 SH SOLE 0 0 0 250919 BANK OF AMERICA CORP COMMON STOCK 060505104 1310 98732 SH SOLE 0 0 0 98732 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 1630 11257 SH SOLE 0 0 0 11257 BLACKROCK TAXABL MUNI BN COMMON STOCK 09248X100 547 22418 SH SOLE 0 0 0 22418 CBRE GROUP INC CLASS COMMON STOCK 12504L109 246 9290 SH SOLE 0 0 0 9290 CELGENE CORP COMMON STOCK 151020104 962 9754 SH SOLE 0 0 0 9754 CHARLES SCHWAB US MC ETF ETF 808524508 661 15740 SH SOLE 0 0 0 15740 CHARLES SCHWAB US REIT ETF 808524847 725 16694 SH SOLE 0 0 0 16694 CHEVRON CORP COMMON STOCK 166764100 12959 123620 SH SOLE 0 0 0 123620 CISCO SYSTEMS INC COMMON STOCK 17275R102 3090 107709 SH SOLE 0 0 0 107709 COCA COLA COMPANY COMMON STOCK 191216100 662 14604 SH SOLE 0 0 0 14604 COLUMBIA PPTY TR INC REIT COMMON STOCK 198287203 1918 89644 SH SOLE 0 0 0 89644 COMCAST CORPORATION CLASS A COMMON STOCK 20030N101 1098 16849 SH SOLE 0 0 0 16849 CORNING INC COMMON STOCK 219350105 347 16956 SH SOLE 0 0 0 16956 COSTCO WHOLESALE CO COMMON STOCK 22160K105 2084 13268 SH SOLE 0 0 0 13268 DOW CHEMICAL COMMON STOCK 260543103 454 9150 SH SOLE 0 0 0 9150 DREYFUS STRATEGIC MUN COMMON STOCK 26202F107 402 44306 SH SOLE 0 0 0 44306 DU PONT EI DE NEMOUR COMMON STOCK 263534109 649 10009 SH SOLE 0 0 0 10009 EATON VANCE TAX COMMON STOCK 27828Y108 4104 277689 SH SOLE 0 0 0 277689 EATON VANCE TAX MGD BUY COMMON STOCK 27828Y100 408 25075 SH SOLE 0 0 0 25075 EBAY INC COMMON STOCK 278642103 271 11561 SH SOLE 0 0 0 11561 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 19172 204520 SH SOLE 0 0 0 204520 FACEBOOK INC CL A COMMON STOCK 30303M102 10815 94640 SH SOLE 0 0 0 94640 FIRST DORSEY WRIGHT FOCUS 5 ETF IV COMMON STOCK 33738R605 1449 64824 SH SOLE 0 0 0 64824 FIRST TRUST COMMON STOCK 33739Q408 599 10000 SH SOLE 0 0 0 10000 FIRST TRUST COMMON STOCK 33738D101 364 14759 SH SOLE 0 0 0 14759 FIRST TRUST MORNINGSTAR COMMON STOCK 336917109 4267 159029 SH SOLE 0 0 0 159029 FIRST TRUST VALUE LINE COMMON STOCK 33734H106 1036 38424 SH SOLE 0 0 0 38424 FRONTIER COMM CO COMMON STOCK 35906A108 216 43664 SH SOLE 0 0 0 43664 FS INVESTMENT CORP COMMON STOCK 302635107 19901 2198967 SH SOLE 0 0 0 2198967 GENERAL MILLS INC COMMON STOCK 370334104 1368 19186 SH SOLE 0 0 0 19186 GENERAL MOTORS COMMON STOCK 37045V100 907 32050 SH SOLE 0 0 0 32050 GILEAD SCIENCES INC COMMON STOCK 375558103 4580 54909 SH SOLE 0 0 0 54909 GOLDMAN SACHS ATCVBETA EMRG MKT EQY ETF COMMON STOCK 381430206 15945 601710 SH SOLE 0 0 0 601710 GUGGENHEIM BUILD AMER COMMON STOCK 401664107 361 15460 SH SOLE 0 0 0 15460 GUGGENHEIM S&P 500 EQL WEIGHT ETF IV COMMON STOCK 78355W106 4673 51864 SH SOLE 0 0 0 51864 HEALTHCARE TRUST COMMON STOCK 42225P501 360 11131 SH SOLE 0 0 0 11131 HEWLETT PACKARD ENTE COMMON STOCK 42824C109 579 31692 SH SOLE 0 0 0 31692 HOME DEPOT COMMON STOCK 437076102 1750 13703 SH SOLE 0 0 0 13703 HONEYWELL INTL INC COMMON STOCK 438516106 1897 16306 SH SOLE 0 0 0 16306 HP INC COMMON STOCK 40434L105 429 34164 SH SOLE 0 0 0 34164 INTEL CORP COMMON STOCK 458140100 3655 111423 SH SOLE 0 0 0 111423 ISHARES 10+ YEAR CREDIT BOND ETF COMMON STOCK 464289511 701 11189 SH SOLE 0 0 0 11189 ISHARES COMMON STOCK 464287432 4455 32071 SH SOLE 0 0 0 32071 ISHARES COMMON STOCK 464287440 27935 247318 SH SOLE 0 0 0 247318 ISHARES CORE HIGH DIVIDEND ETF COMMON STOCK 46429B663 3013 36674 SH SOLE 0 0 0 36674 ISHARES CORE MSCI COMMON STOCK 46432F842 9845 189731 SH SOLE 0 0 0 189731 ISHARES CORE MSCI COMMON STOCK 46434G103 698 16685 SH SOLE 0 0 0 16685 ISHARES CORE MSCI TOTL INTL STCK ETF COMMON STOCK 46432F834 3607 73681 SH SOLE 0 0 0 73681 ISHARES CORE S&P 500 ETF COMMON STOCK 464287200 3698 17566 SH SOLE 0 0 0 17566 ISHARES TR CORE S&P MCP COMMON STOCK 464287507 3662 24513 SH SOLE 0 0 0 24513 ISHARES CORE S&P SMALL CAP ETF COMMON STOCK 464287804 2033 17496 SH SOLE 0 0 0 17496 ISHARES CORE US AGGRGT BOND ETF IV COMMON STOCK 464287226 5319 47231 SH SOLE 0 0 0 47231 ISHARES CURRENCY HEDG MSCI EAFE ETF COMMON STOCK 46434V803 1601 66770 SH SOLE 0 0 0 66770 ISHARES MSCI EAFE MIN VOLAT ETF COMMON STOCK 46429B689 4288 64585 SH SOLE 0 0 0 64585 ISHARES MSCI EMERGING COMMON STOCK 464286533 1292 25036 SH SOLE 0 0 0 25036 ISHARES TR USA MIN VOL COMMON STOCK 46429B697 3543 76664 SH SOLE 0 0 0 76664 ISHARES IBOXX HIGH YIELD BOND ETF COMMON STOCK 464288513 1830 21611 SH SOLE 0 0 0 21611 ISHARES IBOXX INVT GRADE BOND ETF COMMON STOCK 464287242 9478 77221 SH SOLE 0 0 0 77221 ISHARES INTERM CREDIT BOND ETF COMMON STOCK 464288638 3325 29887 SH SOLE 0 0 0 29887 ISHARES JPMORGAN USD MTS BOND ETF COMMON STOCK 464288281 2742 23816 SH SOLE 0 0 0 23816 ISHARES TR MBS COMMON STOCK 464288588 5399 49096 SH SOLE 0 0 0 49096 ISHARES MSCI EAFE ETF COMMON STOCK 464287465 3329 59645 SH SOLE 0 0 0 59645 ISHARES MSCI EMERGING MARKETS ETF COMMON STOCK 464287234 513 14926 SH SOLE 0 0 0 14926 ISHARES RUSSELL 1000 COMMON STOCK 464287614 7830 78016 SH SOLE 0 0 0 78016 ISHARES RUSSELL 1000 VALUE ETF IV COMMON STOCK 464287598 31515 305296 SH SOLE 0 0 0 305296 ISHARES RUSSELL 2000 COMMON STOCK 464287630 3961 40717 SH SOLE 0 0 0 40717 ISHARES RUSSELL 2000 COMMON STOCK 464287648 3870 28213 SH SOLE 0 0 0 28213 ISHARES RUSSELL 2000 COMMON STOCK 464287655 1884 16384 SH SOLE 0 0 0 16384 ISHARES RUSSELL 2000 MID CAP COMMON STOCK 464287499 4344 25829 SH SOLE 0 0 0 25829 ISHARES RUSSELL MID CAP VALUE ETF IV COMMON STOCK 464287473 4333 58327 SH SOLE 0 0 0 58327 ISHARES S&P500 GROWTH ETF IV COMMON STOCK 464287309 25997 223000 SH SOLE 0 0 0 223000 ISHARES S&P500 COMMON STOCK 464287408 3453 37172 SH SOLE 0 0 0 37172 ISHARES S&P MID CAP 400 VALUE ETF IV COMMON STOCK 464287705 4846 37841 SH SOLE 0 0 0 37841 ISHARES SELECT DIVIDEND ETF IV COMMON STOCK 464287168 6890 80789 SH SOLE 0 0 0 80789 ISHARES SHORT MATURITY BOND ETF COMMON STOCK 46431W507 854 17032 SH SOLE 0 0 0 17032 ISHARES TIPS BOND ETF COMMON STOCK 464287176 1863 15968 SH SOLE 0 0 0 15968 ISHARES TOTAL US STOCK MARKET ETF IV COMMON STOCK 464287150 4507 94626 SH SOLE 0 0 0 94626 ISHARES SP US PFD STOCK INDEX FD COMMON STOCK 464288687 2492 62462 SH SOLE 0 0 0 62462 ISHARES US HOME CONSTRUCT ETF COMMON STOCK 464288752 994 35940 SH SOLE 0 0 0 35940 ISHARES US REAL ESTATE ETF COMMON STOCK 464287739 3997 48512 SH SOLE 0 0 0 48512 JOHNSON & JOHNSON COMMON STOCK 478160104 6636 54705 SH SOLE 0 0 0 54705 JPMORGAN CHASE & CO COMMON STOCK 46625H100 1364 21957 SH SOLE 0 0 0 21957 KB HOME COMMON STOCK 48666K109 266 17483 SH SOLE 0 0 0 17483 MASTERCARD INC COMMON STOCK 57636Q104 2161 24536 SH SOLE 0 0 0 24536 MEDNAX INC COMMON STOCK 58502B106 1286 17757 SH SOLE 0 0 0 17757 MERCK & CO INC NEW COMMON STOCK 58933Y105 1119 19427 SH SOLE 0 0 0 19427 MICROSOFT CORP COMMON STOCK 594918104 6869 134235 SH SOLE 0 0 0 134235 NIKE INC CLASS B COMMON STOCK 654106103 1296 23481 SH SOLE 0 0 0 23481 NUVEEN ENHANCED MCPL CRE COMMON STOCK 67070X101 228 14312 SH SOLE 0 0 0 14312 NUVEEN ENHNCD AMT FREE M COMMON STOCK 6707IL106 228 14024 SH SOLE 0 0 0 14024 PG&E CORP COMMON STOCK 69331C108 2065 32313 SH SOLE 0 0 0 32313 PAYPAL HOLDINGS INCO COMMON STOCK 70450Y103 912 24988 SH SOLE 0 0 0 24988 PEPSICO INC COMMON STOCK 713448108 1507 14227 SH SOLE 0 0 0 14227 PFIZER INCORPORATED COMMON STOCK 717081103 5109 145098 SH SOLE 0 0 0 145098 POWERSHARES DYNAMIC COMMON STOCK 73935X658 232 11535 SH SOLE 0 0 0 11535 POWERSHS GLOBAL EMERGING MKTS COMMON STOCK 73936T573 626 21160 SH SOLE 0 0 0 21160 POWERSHARES I-30 COMMON STOCK 73936T524 464 13195 SH SOLE 0 0 0 13195 POWERSHARES S&P 500 COMMON STOCK 73936G308 264 12742 SH SOLE 0 0 0 12742 POWERSHARES S&P 500 LOW VOLAT ETF COMMON STOCK 7393B779 16334 381816 SH SOLE 0 0 0 381816 PROCTOR & GAMBLE COMMON STOCK 742718109 4037 47680 SH SOLE 0 0 0 47680 SCHW EMG MKT EQ ETF COMMON STOCK 808524706 361 16970 SH SOLE 0 0 0 16970 SCHW INTL EQ ETF COMMON STOCK 808524805 736 27148 SH SOLE 0 0 0 27148 SCHW US BRD MKT ETF COMMON STOCK 808524102 2380 47321 SH SOLE 0 0 0 47321 SCHWAB US DIVIDEND EQUITY ETF COMMON STOCK 808524797 529 12756 SH SOLE 0 0 0 12756 SCHW US LCAP GRO ETF COMMON STOCK 808524300 2079 39631 SH SOLE 0 0 0 39631 SCHW US LCAP VAL ETF COMMON STOCK 808524409 3009 67184 SH SOLE 0 0 0 67184 SEAGATE TECHNOLOGY PLC COMMON STOCK G794M107 896 36788 SH SOLE 0 0 0 36788 SPDR BLACKSTONE GSO SENIOR LOAN ETF COMMON STOCK 78467V608 1939 41484 SH SOLE 0 0 0 41484 SPDR DOUBLELINE TTL RTRN TTCL ETF COMMON STOCK 78467V848 4199 84116 SH SOLE 0 0 0 84116 SPDR DOW JONES REIT COMMON STOCK 78464A607 2036 20482 SH SOLE 0 0 0 20482 SPDR FUND CONSUMER DISCRE SEL ETF IV COMMON STOCK 81369Y407 831 10640 SH SOLE 0 0 0 10640 SPDR GOLD TRUST COMMON STOCK 78463V107 8196 64803 SH SOLE 0 0 0 64803 SPDR S&P 500 ETF TR UNIT COMMON STOCK 78462F103 11357 54214 SH SOLE 0 0 0 54214 SPDR S&P DIVIDEND ETF IV COMMON STOCK 78464A763 4897 53848 SH SOLE 0 0 0 53848 STARBUCKS COMMON STOCK 855244109 2311 40465 SH SOLE 0 0 0 40465 TIME WARNER COMMON STOCK 887317303 723 9828 SH SOLE 0 0 0 9828 TYSON FOODS INC CLASS A COMMON STOCK 902494103 1007 15075 SH SOLE 0 0 0 15075 UNDER ARMOUR INC CLASS A COMMON STOCK 904311107 615 15334 SH SOLE 0 0 0 15334 UNITED STATES OIL ETF COMMON STOCK 92132N108 604 52200 SH SOLE 0 0 0 52200 VANGUARD CONSUMR STAPLES COMMON STOCK 92204A207 2359 16706 SH SOLE 0 0 0 16706 VANGUARD DIV APPRECIATION COMMON STOCK 921908844 1347 16178 SH SOLE 0 0 0 16178 VANGUARD FTSE EMERGING MARKETS ETF COMMON STOCK 922042858 1413 40117 SH SOLE 0 0 0 40117 VANGUARD FTSE EUROPE ET COMMON STOCK 922042874 1676 35927 SH SOLE 0 0 0 35927 VANGUARD HIGH DIVIDEND YIELD ETF COMMON STOCK 921946406 1276 17850 SH SOLE 0 0 0 17850 VANGUARD TOTAL BOND COMMON STOCK 921937835 6096 72311 SH SOLE 0 0 0 72311 VANGUARD TOTAL STOCK COMMON STOCK 922908769 4718 44025 SH SOLE 0 0 0 44025 VERIZON COMMUNICATN COMMON STOCK 92343V104 6904 123645 SH SOLE 0 0 0 123645 VODAFONE GROUP F ADR 1 ADR RESPS 10 ORD COMMON STOCK 92857W308 530 17149 SH SOLE 0 0 0 17149 WALT DISNEY CO COMMON STOCK 254687106 6150 62874 SH SOLE 0 0 0 62874 WELLS FARGO BK N A COMMON STOCK 949746101 3748 79199 SH SOLE 0 0 0 79199 WELLTOWER INC COMMON STOCK 95040Q104 3618 47499 SH SOLE 0 0 0 47499