Chief Compliance Officer

0001548916-15-000006.txt : 20151118 0001548916-15-000006.hdr.sgml : 20151118 20151118083150 ACCESSION NUMBER: 0001548916-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151118 DATE AS OF CHANGE: 20151118 EFFECTIVENESS DATE: 20151118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Advisors Group,Inc. CENTRAL INDEX KEY: 0001548916 IRS NUMBER: 204922484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16275 FILM NUMBER: 151239650 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 1-650-571-1934 MAIL ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001548916 XXXXXXXX 09-30-2015 09-30-2015 Strategic Wealth Advisors Group,Inc.

411 BOREL AVE SUITE 620 SAN MATEO CA 94402

13F HOLDINGS REPORT 028-16275 N Rosemary Richard Chief Compliance Officer 650-571-1934 Rosemary Richard San Mateo CA 11-17-2015 0 129 260884 false INFORMATION TABLE 2 2015thirdquarterSWAG.xml AEROJET ROCKETDYNE H COMMON STOCK 007800105 226 13990 SH SOLE 0 0 0 13990 ALPS ETF TR ALERIAN MLP ETF 00162Q866 567 45430 SH SOLE 0 0 0 45430 ALTRIA GROUP INC COMMON STOCK 022095103 728 13381 SH SOLE 0 0 0 13381 APPLE INC COMMON STOCK 37833100 7885 71485 SH SOLE 0 0 0 71485 A T AND T INC COMMON STOCK 00206R102 1752 53762 SH SOLE 0 0 0 53762 BANK OF AMERICA COMMON STOCK 060505104 407 26110 SH SOLE 0 0 0 26110 BARCLAYS BANK IPATH ETN ETF 06738C786 383 45303 SH SOLE 0 0 0 45303 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 1788 13713 SH SOLE 0 0 0 13713 BP PLC SPONSORED ADR 055622104 1517 49644 SH SOLE 0 0 0 49644 CHARLES SCHWAB US REIT ETF 808524847 472 12705 SH SOLE 0 0 0 12705 CHEVRON CORP COMMON STOCK 166764100 2371 30063 SH SOLE 0 0 0 30063 CHIMERA INVT CORP COMMON STOCK 16934Q208 229 17143 SH SOLE 0 0 0 17143 CISCO SYSTEMS INC COMMON STOCK 17275R102 436 16599 SH SOLE 0 0 0 16599 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 391 10253 SH SOLE 0 0 0 10253 COLUMBIA PPTY TR INC COMMON STOCK 198287203 2569 110747 SH SOLE 0 0 0 110747 CONOCO PHILLIPS COMMON STOCK 20825C104 748 15592 SH SOLE 0 0 0 15592 EATON VANCE TX MNG BY WRT OP COMMON STOCK 27828Y108 1542 108597 SH SOLE 0 0 0 108597 ENTERPRISE PRODS PARTNERS L COMMON STOCK 293792107 300 12061 SH SOLE 0 0 0 12061 EXPRESS SCRIPTS HLDG COMPANY COMMON STOCK 30219G108 844 10426 SH SOLE 0 0 0 10426 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1858 24994 SH SOLE 0 0 0 24994 FACEBOOK INC CL A COMMON STOCK 30303M102 2917 32449 SH SOLE 0 0 0 32449 FACTORSHARES TR ISE CYBER SEC ETF 30304R407 305 12086 SH SOLE 0 0 0 12086 FIRST TR EXCH TRADED FD DORSEY WRT 5 ETF 33738R605 1090 49726 SH SOLE 0 0 0 49726 FIRST TR LRG CP VL ALPHADEX ETF 33735J101 403 10683 SH SOLE 0 0 0 10683 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH ETF 33733E203 1084 10694 SH SOLE 0 0 0 10694 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID ETF 33743X200 224 10353 SH SOLE 0 0 0 10353 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH ETF 33734X143 640 11004 SH SOLE 0 0 0 11004 FIRST TR LRG CP GRWTH ALPHAD COM SHS ETF 33735K108 508 11122 SH SOLE 0 0 0 11122 FORD MOTOR COMPANY COMMON STOCK 345370860 344 25316 SH SOLE 0 0 0 25316 FS INVESTMENT CORP COMMON STOCK 302635107 8452 906916 SH SOLE 0 0 0 906916 GENERAL ELECTRIC COMPANY COMMON STOCK 369604103 1316 52192 SH SOLE 0 0 0 52192 GILEAD SCIENCES INC COMMON STOCK 375558103 1375 14007 SH SOLE 0 0 0 14007 HEWLETT PACKARD COMPANY COMMON STOCK 428236103 407 15878 SH SOLE 0 0 0 15878 INLAND REAL ESTATE CORP COMMON STOCK 457461200 669 82574 SH SOLE 0 0 0 82574 INTEL CORP COMMON STOCK 458140100 1027 34089 SH SOLE 0 0 0 34089 ISHARES MSCI ETF ETF 464286533 1173 23548 SH SOLE 0 0 0 23548 ISHARES MSCI ETF ETF 46429B689 2461 39446 SH SOLE 0 0 0 39446 ISHARES SELECT DIVIDEND ETF 464287168 1277 17553 SH SOLE 0 0 0 17553 ISHARES MSCI EMRG MKT FD ETF 464287234 1124 34276 SH SOLE 0 0 0 34276 ISHARES IBOXX INVESTMENT ETF 464287242 6872 59192 SH SOLE 0 0 0 59192 ISHARES TR MSCI EAFE ETF 464287465 1523 26576 SH SOLE 0 0 0 26576 ISHARES RUSSELL 1000 ETF 464287598 14000 150087 SH SOLE 0 0 0 150087 ISHARES SP MIDCAP 400 GROWTH INDEX ETF 464287606 5581 35529 SH SOLE 0 0 0 35529 ISHARES RUSSELL 1000 INDEX FD ETF 464287622 1841 17201 SH SOLE 0 0 0 17201 ISHARES RUSSELL 2000 INDEX FD ETF 464287655 5823 62608 SH SOLE 0 0 0 62608 ISHARES SP US PFD STOCK INDEX FD COMMON STOCK 464288687 1379 35721 SH SOLE 0 0 0 35721 ISHARES DOW JONES US HOME CONSTRUCTION ETF 464288752 1000 38326 SH SOLE 0 0 0 38326 ISHARES INC CORE MSCI EMKT ETF 46434G103 4542 113854 SH SOLE 0 0 0 113854 ISHARES TR CORE MSCI EAFE ETF 46432F842 5744 108771 SH SOLE 0 0 0 108771 ISHARES TR CORE DIV GRWTH ETF 46434V621 731 30140 SH SOLE 0 0 0 30140 ISHARES TR CORE HIGH DV ETF ETF 46429B663 4005 57553 SH SOLE 0 0 0 57553 ISHARES IBOXX HI YD ETF ETF 464288513 8053 96688 SH SOLE 0 0 0 96688 ISHARES TR S&P 500 VAL ETF ETF 464287408 2552 30375 SH SOLE 0 0 0 30375 ISHARES TR CORE US TR BD ETF 46429B267 2203 86681 SH SOLE 0 0 0 86681 ISHARES TR SP SMCP600GR ETF 464287887 5147 42845 SH SOLE 0 0 0 42845 ISHARES TR HDG MSCI EAFE ETF 46434V803 3346 136225 SH SOLE 0 0 0 136225 ISHARES TR U.S. REAL ES ETF 464287739 1711 24115 SH SOLE 0 0 0 24115 ISHARES TR S&P 500 GRWT ETF 464287309 9849 91364 SH SOLE 0 0 0 91364 ISHARES TR CORE S&P TTL STK ETF 464287150 2728 31141 SH SOLE 0 0 0 31141 ISHARES TR CORE S&P MCP ETF 464287507 1659 12146 SH SOLE 0 0 0 12146 ISHARES TR USA MIN VOL ETF 46429B697 635 16043 SH SOLE 0 0 0 16043 ISHARES TR US HLTHCARE ETF 464287762 1405 10042 SH SOLE 0 0 0 10042 ISHARES TR US REGNL BKS ETF 464288778 383 11357 SH SOLE 0 0 0 11357 ISHARES TR JP MOR EM MK ETF 464288281 1147 10780 SH SOLE 0 0 0 10780 ISHARES TR INTERM CR BD ETF 464288638 1876 17275 SH SOLE 0 0 0 17275 ISHARES TR RUS 2000 GRW ETF 464287648 1354 10108 SH SOLE 0 0 0 10108 ISHARES TR RUSSELL 2000 ETF 464287655 1380 12634 SH SOLE 0 0 0 12634 ISHARES TR RUS 2000 VAL ETF 464287630 1373 15240 SH SOLE 0 0 0 15240 ISHARES TR RUS MID-CAP ETF 464287499 1630 10481 SH SOLE 0 0 0 10481 ISHARES TR RUS MDCP VAL ETF 464287473 1406 20953 SH SOLE 0 0 0 20953 ISHARES TR NAT AMT FREE BD ETF 464288414 2062 18826 SH SOLE 0 0 0 18826 ISHARES TR CORE S&P SCP ETF 464287804 1228 11523 SH SOLE 0 0 0 11523 ISHARES TR CORE US AGGBD ET ETF 464287226 1952 17813 SH SOLE 0 0 0 17813 ISHARES TR MBS ETF 464288588 3672 33496 SH SOLE 0 0 0 33496 ISHARES TR CORE MSCITOTAL ETF 46432F834 1191 24385 SH SOLE 0 0 0 24385 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 646 12894 SH SOLE 0 0 0 12894 JP MORGAN CHASE AND COMPANY COMMON STOCK 46625H100 862 14135 SH SOLE 0 0 0 14135 JOHNSON & JOHNSON COMMON STOCK 478160104 1285 13762 SH SOLE 0 0 0 13762 KB HOME COMMON STOCK 48666K109 213 15701 SH SOLE 0 0 0 15701 KINDER MORGAN INC COMMON STOCK 4946B101 502 18142 SH SOLE 0 0 0 18142 MARKET VECTORS ETF 57060U134 287 10258 SH SOLE 0 0 0 10258 MASTERCARD INC COMMON STOCK 57636Q104 929 10309 SH SOLE 0 0 0 10309 MEDLEY CAPITAL CORP ETF 58503F106 171 22965 SH SOLE 0 0 0 22965 MERCK & CO INC NEW COMMON STOCK 58933Y105 1518 30739 SH SOLE 0 0 0 30739 MICROSOFT CORP COMMON STOCK 594918104 914 20652 SH SOLE 0 0 0 20652 NORTHSTAR RLTY FIN CORP COMMON STOCK 66704R704 319 25848 SH SOLE 0 0 0 25848 ORACLE CORPORATION COMMON STOCK 68389X105 434 12021 SH SOLE 0 0 0 12021 PAYPAL HLDGS INC COMMON STOCK 70450Y103 446 14363 SH SOLE 0 0 0 14363 PFIZER INCORPORATED COMMON STOCK 717081103 722 22981 SH SOLE 0 0 0 22981 POWERSHS EXCH TRAD FD TR ETF 73935X286 449 10267 SH SOLE 0 0 0 10267 POWERSHS GLOBAL EMERGING MKTS ETF 73936T573 671 24409 SH SOLE 0 0 0 24409 POWERSHS QQQ TRUST SER 1 ETF 73935A104 8365 82206 SH SOLE 0 0 0 82206 POWERSHS DYNM LRG CP VL ETF 73935X708 989 35299 SH SOLE 0 0 0 35299 POWERSHS GLOBAL I-30 LAD TREAS ETF 73936T524 1021 31064 SH SOLE 0 0 0 31064 POWERSHS TRUST II SENIOR LN PORT ETF 73936Q769 246 10682 SH SOLE 0 0 0 10682 PROCTER & GAMBLE CO COMMON STOCK 742718109 743 10322 SH SOLE 0 0 0 10322 PROSPECT CAPITAL CORPORATION COMMON STOCK 74348T102 612 85890 SH SOLE 0 0 0 85890 RETAIL PPTYS AMER INC CL A COMMON STOCK 76131V202 753 53411 SH SOLE 0 0 0 53411 RYDEX ET TRUST GUG S&P 500 EQ WT ETF 78355W106 5473 74408 SH SOLE 0 0 0 74408 S P D R S&P 500 ETF TR ETF 78462F103 4112 21459 SH SOLE 0 0 0 21459 SCH US MID-CAP ETF ETF 808524508 747 19193 SH SOLE 0 0 0 19193 SCHW EMG MKT EQ ETF ETF 808524706 465 23002 SH SOLE 0 0 0 23002 SCHW INTL EQ ETF ETF 808524805 664 24243 SH SOLE 0 0 0 24243 SCHW US BRD MKT ETF ETF 808524102 9213 198639 SH SOLE 0 0 0 198639 SCHW US LCAP GRO ETF ETF 808524300 2030 40610 SH SOLE 0 0 0 40610 SCHW US LCAP VAL ETF ETF 808524409 2082 52296 SH SOLE 0 0 0 52296 SCHW US SCAP ETF ETF 808524607 579 11409 SH SOLE 0 0 0 11409 SPDR DOW JONES REIT ETF 78464A607 2930 34002 SH SOLE 0 0 0 34002 SPDR SBI CONS DISCR ETF 81369Y407 3604 48530 SH SOLE 0 0 0 48530 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 298 13156 SH SOLE 0 0 0 13156 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF 78467V848 3212 64856 SH SOLE 0 0 0 64856 TRANSOCEAN LTD REG SHS H8817H100 159 12283 SH SOLE 0 0 0 12283 TWO HBRS INVT CORP COMMON STOCK 90187B101 261 29561 SH SOLE 0 0 0 29561 VANGUARD BOND INDEX FUND ETF 921937835 8937 109078 SH SOLE 0 0 0 109078 VANGUARD CONSUMR STAPLES ETF 92204A207 2486 20505 SH SOLE 0 0 0 20505 VANGUARD DIV APPRECIATION ETF 921908844 1267 17176 SH SOLE 0 0 0 17176 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 1078 17207 SH SOLE 0 0 0 17207 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 2235 26342 SH SOLE 0 0 0 26342 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 4526 56301 SH SOLE 0 0 0 56301 VANGUARD INDEX FDS REIT ETF 922908553 969 12830 SH SOLE 0 0 0 12830 VANGUARD INDEX FDS GROWTH ETF 922908736 4505 44922 SH SOLE 0 0 0 44922 VANGUARD INDEX FDS VALUE ETF 922908744 3827 49864 SH SOLE 0 0 0 49864 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 414 12522 SH SOLE 0 0 0 12522 VANGUARD NAT RES LLC COMMON STOCK 92205F106 208 27387 SH SOLE 0 0 0 27387 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 965 22185 SH SOLE 0 0 0 22185 VISA INC CL A COMMON STOCK 92826C839 1269 18214 SH SOLE 0 0 0 18214 WELLS FARGO AND CO COMMON STOCK 949746101 1626 31662 SH SOLE 0 0 0 31662 WISDOMTREE TR JAPN HEDGE EQT COMMON STOCK 97717W851 502 10318 SH SOLE 0 0 0 10318 XENIA HOTELS & RESORTS INC COMMON STOCK 984017103 352 20165 SH SOLE 0 0 0 20165