Chief Compliance Officer

0001548916-15-000001.txt : 20150212 0001548916-15-000001.hdr.sgml : 20150212 20150212131107 ACCESSION NUMBER: 0001548916-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Advisors Group,Inc. CENTRAL INDEX KEY: 0001548916 IRS NUMBER: 204922484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16275 FILM NUMBER: 15604620 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 1-650-571-1934 MAIL ADDRESS: STREET 1: 411 BOREL AVE SUITE 620 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001548916 XXXXXXXX 12-31-2014 12-31-2014 Strategic Wealth Advisors Group,Inc.

411 BOREL AVE SUITE 620 SAN MATEO CA 94402

13F HOLDINGS REPORT 028-16275 N Rosemary Richard Chief Compliance Officer 650-571-1934 Rosemary Richard San Mateo CA 02-12-2015 0 168 215861268 false INFORMATION TABLE 2 2014fourthquarterSWAG.xml 3M COMPANY COM 88579Y101 208358 1268 SH SOLE 0 0 0 1268 ALPS TRUST ETF ETF 00162Q858 235392 6188 SH SOLE 0 0 0 6188 ALPS TRUST ETF ETF 00162Q866 274486 15667 SH SOLE 0 0 0 15667 ALTRIA GROUP INC COMMON STOCK 022095103 489316 9931 SH SOLE 0 0 0 9931 AMGEN INC COMMON STOCK 031162100 250404 1572 SH SOLE 0 0 0 1572 APPLE INC COMMON STOCK 37833100 4536831 41102 SH SOLE 0 0 0 41102 ARIAD PHARMACEUTICALS COMMON STOCK 04033A100 68700 10000 SH SOLE 0 0 0 10000 A T AND T INC COMMON STOCK 00206R102 1472623 43841 SH SOLE 0 0 0 43841 AVISTA CORP COMMON STOCK 05379B107 269473 7623 SH SOLE 0 0 0 7623 BANK OF AMERICA COMMON STOCK 060505104 417884 23359 SH SOLE 0 0 0 23359 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 1729578 11519 SH SOLE 0 0 0 11519 BOEING CO COMMON STOCK 097023105 725112 5579 SH SOLE 0 0 0 5579 BOVIE MEDICAL CORP COMMON STOCK 10211F100 223448 63437 SH SOLE 0 0 0 63437 BP PLC SPONSORED ADR 055622104 445439 13794 SH SOLE 0 0 0 13794 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 299478 5073 SH SOLE 0 0 0 5073 CATERPILLAR INC COMMON STOCK 149123101 253538 2770 SH SOLE 0 0 0 2770 CELGENE CORP COMMON STOCK 151020104 209514 1873 SH SOLE 0 0 0 1873 CHEVRON CORPORATION COMMON STOCK 166764100 1910922 17034 SH SOLE 0 0 0 17034 CISCO SYSTEMS INC COMMON STOCK 17275R102 421370 15149 SH SOLE 0 0 0 15149 COCA COLA COMPANY COMMON STOCK 191216100 901841 21361 SH SOLE 0 0 0 21361 COLUMBIA PPTY TR INC COMMON STOCK 198287203 3099327 122261 SH SOLE 0 0 0 122261 CONOCO PHILLIPS COMMON STOCK 20825C104 743845 10771 SH SOLE 0 0 0 10771 CONSOLIDATED EDISON COMMON STOCK 209115104 731782 11086 SH SOLE 0 0 0 11086 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 307598 2170 SH SOLE 0 0 0 2170 CSX CORP COMMON STOCK 126408103 327733 9046 SH SOLE 0 0 0 9046 DOMINION RESOURCES INC COMMON STOCK 25746U109 396911 5161 SH SOLE 0 0 0 5161 DTE ENERGY COMMON STOCK 233331107 569092 6589 SH SOLE 0 0 0 6589 EBAY INC COMMON STOCK 278642103 237275 4228 SH SOLE 0 0 0 4228 EDISON INTERNATIONAL COMMON STOCK 281020107 343878 5252 SH SOLE 0 0 0 5252 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 292211 8090 SH SOLE 0 0 0 8090 ETFS GOLD TRUST ETF 26922Y105 207140 1788 SH SOLE 0 0 0 1788 EXELON CORPORATION COMMON STOCK 30161N101 294679 7947 SH SOLE 0 0 0 7947 EXPRESS SCRIPTS HLDG CO COMMON STOCK 30219G108 755426 8922 SH SOLE 0 0 0 8922 FACEBOOK COMMON STOCK 30303M102 1360981 17444 SH SOLE 0 0 0 17444 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 327013 5424 SH SOLE 0 0 0 5424 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 342069 6981 SH SOLE 0 0 0 6981 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 335101 6343 SH SOLE 0 0 0 6343 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 471476 10784 SH SOLE 0 0 0 10784 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 470222 10121 SH SOLE 0 0 0 10121 FIRST TRUST ISE NAT GAS COMMON STOCK 33734J102 155875 13905 SH SOLE 0 0 0 13905 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 295202 13400 SH SOLE 0 0 0 13400 FORD MOTOR COMPANY COMMON STOCK 345370860 256017 13990 SH SOLE 0 0 0 13990 FRONTIER COMMUNICATIONS CORP COMMON STOCK 35906A108 196190 29414 SH SOLE 0 0 0 29414 FS INVESTMENT CORP COMMON STOCK 302635107 2072095 208670 SH SOLE 0 0 0 208670 GENERAL ELECTRIC COMPANY COMMON STOCK 369604103 1199901 47483 SH SOLE 0 0 0 47483 GILEAD SCIENCES INC COMMON STOCK 375558103 574515 6095 SH SOLE 0 0 0 6095 GOOGLE CL C COMMON STOCK 38259P706 235827 448 SH SOLE 0 0 0 448 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 3221491 26449 SH SOLE 0 0 0 26449 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 12651064 158077 SH SOLE 0 0 0 158077 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 12750164 232078 SH SOLE 0 0 0 232078 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 300317 6705 SH SOLE 0 0 0 6705 HEALTH CARE REIT INC. COMMON STOCK 42217K106 1011057 13361 SH SOLE 0 0 0 13361 HECLA MINING CO. COMMON STOCK 422704106 33407 11974 SH SOLE 0 0 0 11974 HEWLETT PACKARD COMMON STOCK 428236103 309763 7719 SH SOLE 0 0 0 7719 HOME DEPOT INC COMMON STOCK 437076102 456515 4349 SH SOLE 0 0 0 4349 IBM COMMON STOCK 459200101 1018063 6345 SH SOLE 0 0 0 6345 INTEL CORP COMMON STOCK 458140100 993418 27374 SH SOLE 0 0 0 27374 ISHARES MSCI ETF ETF 464286533 1279442 22593 SH SOLE 0 0 0 22593 ISHARES TR U.S. REAL ES ETF ETF 464287739 714607 8446 SH SOLE 0 0 0 8446 ISHARES MSCI ETF ETF 46429B689 4430924 71814 SH SOLE 0 0 0 71814 ISHARES SELECT DIVIDEND ETF 464287168 292510 3684 SH SOLE 0 0 0 3684 ISHARES CORE S&P ETF ETF 464287200 1333143 6444 SH SOLE 0 0 0 6444 ISHARES MSCI EMRG MKT FD ETF 464287234 1402793 35704 SH SOLE 0 0 0 35704 ISHARES IBOXX INVESTMENT ETF 464287242 4256728 35648 SH SOLE 0 0 0 35648 ISHARES TR BOND ETF 464287432 449283 3568 SH SOLE 0 0 0 3568 ISHARES TR BOND ETF 464287457 373185 4419 SH SOLE 0 0 0 4419 ISHARES TR MSCI EAFE ETF 464287465 1478290 24298 SH SOLE 0 0 0 24298 ISHARES CORE S&P ETF ETF 464287507 1171866 8093 SH SOLE 0 0 0 8093 ISHARES NASDAQ BIO ETF ETF 464287556 1544052 5090 SH SOLE 0 0 0 5090 ISHARES COHEN STEERS REALTY MAJOR INDEX ETF 464287564 474225 4897 SH SOLE 0 0 0 4897 ISHARES RUSSELL 1000 ETF 464287598 8221813 78753 SH SOLE 0 0 0 78753 ISHARES SP MIDCAP 400 GROWTH INDEX ETF 464287606 473262 2964 SH SOLE 0 0 0 2964 ISHARES TR RUSSELL 1000 ETF 464287614 6581028 68752 SH SOLE 0 0 0 68752 ISHARES RUSSELL 1000 INDEX FD ETF 464287622 1732174 15111 SH SOLE 0 0 0 15111 ISHARES RUSSELL 2000 INDEX FD ETF 464287655 2339648 19559 SH SOLE 0 0 0 19559 ISHARES TRUST TECHNOLOGY ETF 464287721 318211 3048 SH SOLE 0 0 0 3048 ISHARES SP US PFD STOCK INDEX FD COMMON STOCK 464288687 1237824 31385 SH SOLE 0 0 0 31385 ISHARES DOW JONES US HOME CONSTRUCTION ETF 464288752 878988 33964 SH SOLE 0 0 0 33964 ISHARES REGIONAL BANKS ETF 464288778 375433 10742 SH SOLE 0 0 0 10742 ISHARES MEDICAL DEVICES ETF 464288810 274405 2426 SH SOLE 0 0 0 2426 ISHARES GOLD TRUST ETF 464285105 439788 38443 SH SOLE 0 0 0 38443 ISHARES SILVER TRUST ETF 46428Q109 168582 11194 SH SOLE 0 0 0 11194 ISHARES INC CORE MSCI EMKT ETF 46434G103 337487 7176 SH SOLE 0 0 0 7176 ISHARES TR CORE MSCI EAFE ETF 46432F842 466735 8437 SH SOLE 0 0 0 8437 ISHARES TR CORE DIV GRWTH ETF 46434V621 1882957 70988 SH SOLE 0 0 0 70988 ISHARES TR CORE HIGH DV ETF ETF 46429B663 11068067 144605 SH SOLE 0 0 0 144605 ISHARES IBOXX HI YD ETF ETF 464288513 7452825 83179 SH SOLE 0 0 0 83179 ISHARES MSCI PAC JP ETF ETF 464286665 271919 6187 SH SOLE 0 0 0 6187 ISHARES TR S&P 500 GRWT ETF ETF 464287309 275540 2469 SH SOLE 0 0 0 2469 ISHARES TR CORE S&P TTL STK ETF 464287105 963874 10266 SH SOLE 0 0 0 10266 ISHARES TR S&P 500 VAL ETF ETF 464287408 538427 5742 SH SOLE 0 0 0 5742 ISHARES TR CORE ST USDB ETF ETF 46432F859 427310 4265 SH SOLE 0 0 0 4265 ISHARES TR 7-10 YR BD ETF ETF 464287440 232966 2198 SH SOLE 0 0 0 2198 ISHARES TR CORE US AGGBD ET ETF 464287226 381896 3468 SH SOLE 0 0 0 3468 ISHARES TR TIPS BD ETF ETF 464287176 1566124 13982 SH SOLE 0 0 0 13982 ISHARES TR CORE US TR BD ETF 46429B267 1546222 61480 SH SOLE 0 0 0 61480 ISORAY INC COMMON STOCK 46489V104 69756 47778 SH SOLE 0 0 0 47778 JOHNSON & JOHNSON COMMON STOCK 478160104 2451380 23442 SH SOLE 0 0 0 23442 JP MORGAN CHASE & CO COMMON STOCK 46625H100 588753 9408 SH SOLE 0 0 0 9408 KB HOME COMMON STOCK 48666K109 262930 15887 SH SOLE 0 0 0 15887 KINDER MORGAN COMMON STOCK 49456B101 208842 4936 SH SOLE 0 0 0 4936 LIFEVANTAGE CORP COMMON STOCK 53222K106 27931 21485 SH SOLE 0 0 0 21485 LOCKHEED MARTIN CORP COMMON STOCK 539830109 1304589 6775 SH SOLE 0 0 0 6775 MASTERCARD INC COMMON STOCK 57636Q104 297941 3458 SH SOLE 0 0 0 3458 MCDONALDS CORP COMMON STOCK 580135101 522072 5572 SH SOLE 0 0 0 5572 MEDLEY CAPITAL CORP COMMON STOCK 58503F106 255957 27701 SH SOLE 0 0 0 27701 MERCK & CO INC NEW COMMON STOCK 58933Y105 1438036 25322 SH SOLE 0 0 0 25322 MICROSOFT CORP COMMON STOCK 594918104 862196 18562 SH SOLE 0 0 0 18562 NOBLE ENERGY INC COMMON STOCK 655044105 202004 4259 SH SOLE 0 0 0 4259 ORACLE CORPORATION COMMON STOCK 68389X105 608474 13531 SH SOLE 0 0 0 13531 ORANGE SPONS ADR ADR 684060106 234229 13843 SH SOLE 0 0 0 13843 PEPSICO INC COMMON STOCK 713448108 500790 5296 SH SOLE 0 0 0 5296 PETROLEO BRASILEIRO ADRF ADR 71654V408 76832 10525 SH SOLE 0 0 0 10525 PFIZER INCORPORATED COMMON STOCK 717081103 516739 16589 SH SOLE 0 0 0 16589 PG&E COMMON STOCK 69331C108 294067 5523 SH SOLE 0 0 0 5523 PHILLIPS 66 COMMON STOCK 718546104 450454 6282 SH SOLE 0 0 0 6282 PLATINUM GRP METALS LTD COMMON STOCK 72765Q205 17845 36650 SH SOLE 0 0 0 36650 POWERSHS EXCH TRAD FD TR ETF 73935X286 476704 9921 SH SOLE 0 0 0 9921 POWERSHS EXCH TRAD FD TR ETF 73935X757 257256 7200 SH SOLE 0 0 0 7200 POWERSHS GLOBAL EMERGING MKTS ETF 73936T573 647117 22980 SH SOLE 0 0 0 22980 POWERSHS QQQ TRUST SER 1 ETF 73935A104 6992765 67727 SH SOLE 0 0 0 67727 POWERSHS ETF TRUST DWA MOMENTUM PTF ETF 73935X153 205752 5011 SH SOLE 0 0 0 5011 PROCTER & GAMBLE COMMON STOCK 742718109 744837 8177 SH SOLE 0 0 0 8177 PROSHARES ULT QQQ ETF 74347R206 581282 4251 SH SOLE 0 0 0 4251 PROSHARES ULTRA SMCAP 600 ETF 74347R818 254817 2233 SH SOLE 0 0 0 2233 REVENUESHARES ETF TRUST ETF 761396308 1534458 26892 SH SOLE 0 0 0 26892 ROYAL DUTCH SHELL A ADRF ADR 780259206 234392 3501 SH SOLE 0 0 0 3501 S P D R S&P 500 ETF TR ETF 78462F103 3735895 1817 SH SOLE 0 0 0 1817 SCH ST US TRSR ETF ETF 808524862 508683 10057 SH SOLE 0 0 0 10057 SCH US DIV EQUITY ETF ETF 808524797 440183 11046 SH SOLE 0 0 0 11046 SCH US MID-CAP ETF ETF 808524508 2196110 53985 SH SOLE 0 0 0 53985 SCH US REIT ETF ETF 808524847 617202 15846 SH SOLE 0 0 0 15846 SCHW EMG MKT EQ ETF ETF 808524706 540212 22603 SH SOLE 0 0 0 22603 SCHW INTL EQ ETF ETF 808524805 650070 22486 SH SOLE 0 0 0 22486 SCHW US BRD MKT ETF ETF 808524102 11974785 240361 SH SOLE 0 0 0 240361 SCHW US LCAP GRO ETF ETF 808524300 2207549 42625 SH SOLE 0 0 0 42625 SCHW US LCAP VAL ETF ETF 808524409 2232122 50615 SH SOLE 0 0 0 50615 SCHW US SCAP ETF ETF 808524607 2440162 44270 SH SOLE 0 0 0 44270 SPDR BARCLAY T-BILL ETF ETF 78464A680 256601 5610 SH SOLE 0 0 0 5610 SPDR DOW JONES REIT ETF 78464A607 3281242 36097 SH SOLE 0 0 0 36097 SPDR GOLD TRUST ETF 78463V107 541777 4770 SH SOLE 0 0 0 4770 SPDR S&P 400 MID CAP ETF 78464A821 382108 3224 SH SOLE 0 0 0 3224 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 2253512 8537 SH SOLE 0 0 0 8537 SPDR S&P SEMICONDUCTOR ETF 78464A862 295559 3707 SH SOLE 0 0 0 3707 SPDR SBI ENERGY ETF 81369Y506 344583 4353 SH SOLE 0 0 0 4353 SPDR SBI HEALTHCARE ETF 81369Y209 3457261 50560 SH SOLE 0 0 0 50560 STANCORP FINL GROUP INC COMMON STOCK 852891100 253452 3628 SH SOLE 0 0 0 3628 TARGET CORPORATION COMMON STOCK 87612E106 309561 4078 SH SOLE 0 0 0 4078 TOLL BROTHERS COMMON STOCK 889478103 204283 5961 SH SOLE 0 0 0 5961 UNION PACIFIC CORP COMMON STOCK 907818108 1246261 10461 SH SOLE 0 0 0 10461 VANGUARD BOND INDEX FUND ETF 921937835 5347460 64920 SH SOLE 0 0 0 64920 VANGUARD CONSUMR STAPLES ETF 92204A207 1637513 13075 SH SOLE 0 0 0 13075 VANGUARD DIV APPRCIATION ETF 921908844 1229331 15147 SH SOLE 0 0 0 15147 VANGUARD REIT ETF 922908553 3868608 47761 SH SOLE 0 0 0 47761 VANGUARD TOTAL STOCK MKT ETF 922908769 247192 2332 SH SOLE 0 0 0 2332 VANGUARD INDEX MID CAP ETF 922908629 238100 1927 SH SOLE 0 0 0 1927 VANGUARD INDEX SMCAP ETF 922908751 231920 1988 SH SOLE 0 0 0 1988 VANGUARD INDEX VANGUARD GWTH ETF 922908736 399709 3829 SH SOLE 0 0 0 3829 VANGUARD INDEX VANGUARD VALUE ETF 922908744 304761 3606 SH SOLE 0 0 0 3606 VANGUARD INT'L EQUITY EMER MKTS ETF 922042858 247644 6188 SH SOLE 0 0 0 6188 VANGUARD WHITEHALL HIGH DIV YD ETF 921946406 320444 4661 SH SOLE 0 0 0 4661 VANGUARD WORLD ENERGY ETF 92204A306 226923 2033 SH SOLE 0 0 0 2033 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 692832 14810 SH SOLE 0 0 0 14810 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 452504 5938 SH SOLE 0 0 0 5938 WAL-MART STORES INC COMMON STOCK 931142103 697260 8119 SH SOLE 0 0 0 8119 WELLS FARGO AND CO COMMON STOCK 949746101 1182522 21571 SH SOLE 0 0 0 21571 WESTAMERICA BANCORP COMMON STOCK 957090103 418729 8542 SH SOLE 0 0 0 8542 YAHOO INC COMMON STOCK 984332106 271643 5378 SH SOLE 0 0 0 5378