0000014693-13-000009.txt : 20130114 0000014693-13-000009.hdr.sgml : 20130114 20130114185033 ACCESSION NUMBER: 0000014693-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120711 FILED AS OF DATE: 20130114 DATE AS OF CHANGE: 20130114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holland Augusta Brown CENTRAL INDEX KEY: 0001548896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13528916 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-11 0000014693 BROWN FORMAN CORP BFA, BFB 0001548896 Holland Augusta Brown 850 DIXIE HWY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2012-12-24 5 G 0 61983 0 D 557374 D Class A Common 2500 I Spouse Class A Common 18867 I GRAT Class A Common 18 I Eleanor Lee Trusts Class A Common 316837 I Hebe Three Limited Partnership Class A Common 2012-12-26 5 G 0 14416 0 A 16159 I Trust fbo Owsley Brown III Class A Common 49257 I Longview Charitable LP Class A Common 3297 I Trust fbo child Class A Common 2256 I Trust fbo child Class A Common 2256 I Trust fbo child Class A Common 2012-12-24 5 G 0 61983 0 A 69532 I Trust fbo Children Class A Common 1470 I Trust fbo Barzun children Class A Common 20439 I Trust fbo Augusta Holland Class A Common 225000 I Cherokee Horatio Ltd. Class A Common 44301 I Birdnest 2006 Ltd. Class A Common 3330115 I Olympus Three, LLC Class B Common 2012-07-11 5 W 0 12 0 A 116385 D Class B Common 2012-12-24 5 G 0 84870 0 D 31515 D Class B Common 574 I Spouse Class B Common 1980 I Owsley Brown II IRA Class B Common 39447 I CLB Grandchildren Eq. Tr. Class B Common 12895 I Eleanor Lee Trusts Class B Common 546 I Hebe Exempt Trust Class B Common 215284 I Hebe Three Limited Partnership Class B Common 2012-08-20 5 W 0 192223 0 D 0 I Hebe Non-Exempt Trust Class B Common 2012-08-20 5 W 0 64075 0 A 64075 I Hebe Trust fbo Augusta Holland Class B Common 2012-12-19 5 G 0 43470 0 D 20605 I Hebe Trust fbo Augusta Holland Class B Common 19200 I Longview Charitable LP Class B Common 2012-12-26 5 G 0 89136 0 A 95299 I Trust fbo Owsley Brown III Class B Common 910 I Trust fbo child On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 206,452 additional shares of common stock. Includes additional 833 Class A shares issued in the August 2012 stock split. Includes additional 6289 Class A shares issued in the August 2012 stock split. Includes additional 6 Class A shares issued in the August 2012 stock split. Includes additional 105,612 Class A shares issued in the August 2012 stock split. Includes additional 581 Class A shares issued in the August 2012 stock split. Includes additional 16,419 Class A shares issued in the August 2012 stock split. Includes additional 1,099 Class A shares issued in the August 2012 stock split. Includes additional 752 Class A shares issued in the August 2012 stock split. Includes additional 752 Class A shares issued in the August 2012 stock split. Includes additional 2,516 Class A shares issued in the August 2012 stock split. Includes additional 490 Class A shares issued in the August 2012 stock split. Includes additional 6,813 Class A shares issued in the August 2012 stock split. Includes additional 75,000 Class A shares issued in the August 2012 stock split. Includes additional 14,767 Class A shares issued in the August 2012 stock split. Includes additional 38,795 Class B shares issued in the August 2012 stock split. Includes additional 1,110,038 Class A shares issued in the August 2012 stock split. Includes additional 191 Class B shares issued in the August 2012 stock split. Includes additional 660 Class B shares issued in the August 2012 stock split. Includes additional 13,149 Class B shares issued in the August 2012 stock split. Includes additional 4,298 Class B shares issued in the August 2012 stock split. Includes additional 182 Class B shares issued in the August 2012 stock split. Includes additional 71,761 Class B shares issued in the August 2012 stock split. Includes additional 64,074 Class B shares issued in the August 2012 stock split. Includes additional 6,400 Class B shares issued in the August 2012 stock split. Includes additional 2,054 Class B shares issued in the August 2012 stock split. Includes additional 303 Class B shares issued in the August 2012 stock split. Diane M. Barhorst, Atty in Fact for Augusta Brown Holland 2013-01-14 EX-24 2 attach_1.htm

         POWER OF ATTORNEY



         The undersigned does hereby constitute and appoint each of Matt Hamel, Nelea A. Absher, Holli

         H. Lewis, Diane M. Barhorst and Laura H. Pulliam, signing singly, the undersigned's true and lawful

         attorney-in-fact to:



         1. prepare, execute and file, for and on behalf of the undersigned, Forms 3, 4 and 5 (including

         amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the

         "Act") and the rules thereunder;



         2. do and perform any and all acts for and on behalf of the undersigned that may be necessary or

         desirable to prepare and execute any such Form 3, 4 or 5 (including amendments thereto) and timely

         file that Form with the United States Securities and Exchange Commission and any stock exchange or

         similar authority, and provide a copy as required by law or advisable to such persons as the attorney-

         in-fact deems appropriate; and



         3. take any other action of any type whatsoever in connection with the foregoing that, in the opinion of

         the attorney-in-fact, may be of benefit to, in the best interest of, or legally required of the

         undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the

         undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and

         conditions as the attorney-in-fact may approve in the attorney-in-fact's discretion.



         The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform

         any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of

         the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or

         could do if personally present, with full power of substitution or revocation, hereby ratifying and

         confirming all that the attorney-in-fact, or the attorney-in-fact's substitute or substitutes, shall lawfully do

         or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.



         The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in

         such capacity at the request of the undersigned, are not assuming, nor is Brown-Forman Corporation (the

         "Corporation") assuming, (i) any of the undersigned's responsibilities to comply with Section 16 of the

         Act or (ii) any liability of the undersigned for failure to comply with Section 16 of the Act.  This Power of

         Attorney does not relieve the undersigned from the undersigned's obligations to comply with the

         requirements of the Act, including without limitation the reporting requirements under Section 16

         thereunder.  The undersigned agrees that each such attorney-in-fact may rely entirely on information

         furnished orally or in writing by or at the direction of the undersigned to the attorney-in-fact.



         This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to

         file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by

         the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing

         attorneys in fact.  This Power of Attorney does not revoke any other power of attorney that the

         undersigned has previously granted.



         IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this

         27 day of February, 2012.







         __________________________________

         Augusta Brown Holland