SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brown Owsley III

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/09/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 10/09/2013 G V 210 A $0.0000 210 D
Class A Common 11/08/2013 J(1) 1,000 A $0.0000 1,000 I CLB 2012 Trust
Class B Common 11/08/2013 J(1) 435 A $0.0000 435 I CLB 2012 Trust
Class A Common 11/08/2013 J(1) 98,964 A $0.0000 98,964 I CLB Grandchildren Eq. Tr.
Class B Common 11/08/2013 J(1) 43,064 A $0.0000 82,511 I CLB Grandchildren Eq. Tr.
Class A Common 11/08/2013 J(1) 99,964 D $0.0000 49,982 I Longview LP(2)
Class B Common 11/08/2013 J(1) 43,499 D $0.0000 21,749 I Longview LP(2)
Class A Common 10/09/2013 G V 210 A $0.0000 10,372 I Trust fbo Child-1
Class A Common 10/09/2013 G V 210 A $0.0000 10,180 I Trust fbo Child-2
Class A Common 10/09/2013 G V 210 A $0.0000 2,955 I Trust fbo Child-3
Class B Common 10/09/2013 G V 206 A $0.0000 561 I Trust fbo Victoire Brown
Class B Common 562 I c/f Child-1
Class B Common 562 I c/f Child-2
Class A Common 18 I Eleanor Lee Trusts
Class B Common 12,895 I Eleanor Lee Trusts
Class A Common 36,746 I GRAT
Class B Common 546 I Hebe Exempt Trust
Class A Common 316,837 I Hebe Three Limited Partnership
Class B Common 215,284 I Hebe Three Limited Partnership
Class A Common 49,257 I Longview Charitable LP
Class B Common 19,200 I Longview Charitable LP
Class A Common 3,330,115 I Olympus Three LLC
Class B Common 6,703,641 I Olympus Three LLC
Class B Common 1,980 I Owsley Brown II IRA
Class B Common 1,972 I Trust fbo Child-1
Class B Common 1,924 I Trust fbo Child-2
Class A Common 20,439 I Trust fbo Owsley Brown III
Class B Common 5,109 I Trust fbo Owsley Brown III
Class A Common 2,500 I Trust fbo Victoire Brown
Class A Common 13,063 I Woodford Partners California, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On November 8, 2013, Longview LP made a pro rata distribution of issuer shares to its partners.
2. The reporting person was appointed as one of three advisors to a trust holding general partnership units in this entity as of June 29, 2013.
Remarks:
Exhibit 24 - Owsley Brown, III Power of Attorney The reporting person disclaims beneficial ownership of shares held by any entities listed on this form except to the extent of his pecuniary interest therein.,Multiple Forms Submitted
Kelly A. Bowen, Attorney in Fact for Owsley Brown III 11/12/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.