0000899243-21-001417.txt : 20210111
0000899243-21-001417.hdr.sgml : 20210111
20210111211011
ACCESSION NUMBER: 0000899243-21-001417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210111
DATE AS OF CHANGE: 20210111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Management, LLC
CENTRAL INDEX KEY: 0001569241
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522218
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWTYN PARTNERS, LP
CENTRAL INDEX KEY: 0001548707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522219
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWTYN TE PARTNERS, LP
CENTRAL INDEX KEY: 0001548709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522220
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Capital Partners, LP
CENTRAL INDEX KEY: 0001789643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522221
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2460
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ledo Capital, LLC
CENTRAL INDEX KEY: 0001789647
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522222
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2460
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levy Noah G.
CENTRAL INDEX KEY: 0001788608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21522223
MAIL ADDRESS:
STREET 1: 60 EAST 42ND ST, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Garrett Motion Inc.
CENTRAL INDEX KEY: 0001735707
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 824873189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
BUSINESS PHONE: 41-21-695-3000
MAIL ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
FORMER COMPANY:
FORMER CONFORMED NAME: Garrett Transportation Systems Inc.
DATE OF NAME CHANGE: 20180327
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-04
0
0001735707
Garrett Motion Inc.
GTX
0001569241
Newtyn Management, LLC
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
0
0
0
1
Member of 10% owner group
0001548707
NEWTYN PARTNERS, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001548709
NEWTYN TE PARTNERS, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
0
0
0
1
Member of 10% owner group
0001789643
Newtyn Capital Partners, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001789647
Ledo Capital, LLC
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001788608
Levy Noah G.
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
Common Stock
2021-01-04
4
P
0
60112
4.402
A
1715112
I
See Footnote
Common Stock
2021-01-04
4
S
0
60112
4.399
D
1655000
I
See Footnote
Common Stock
2021-01-06
4
P
0
67310
4.629
A
1722310
I
See Footnote
Common Stock
2021-01-07
4
P
0
16939
4.734
A
1739249
I
See Footnote
Common Stock
2021-01-08
4
P
0
62846
4.663
A
1802095
I
See Footnote
Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."
The Reporting Persons are jointly filing this Form 4. The Reporting Persons may be deemed to be members of a group (for purposes of Rule 13d-3 under the Securities Exchange Act of 1934) with the other shareholders of the Company party to the Amended and Restated Coordination Agreement, dated October 20, 2020, filed as Exhibit 99.1 to the Reporting Persons' Schedule 13D filed on October 26, 2020. The Reporting Persons disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
Newtyn Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-01-11
Newtyn TE Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-01-11
Newtyn Management, LLC, /s/ Eugene Dozortsev, Eugene Dozortsev, Authorized Signatory
2021-01-11
Newtyn Capital Partners, LP, By: Ledo Capital, LLC, General Partner, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-01-11
Ledo Capital, LLC, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-01-11
/s/ Noah Levy
2021-01-11