0000899243-21-001417.txt : 20210111 0000899243-21-001417.hdr.sgml : 20210111 20210111211011 ACCESSION NUMBER: 0000899243-21-001417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522218 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWTYN PARTNERS, LP CENTRAL INDEX KEY: 0001548707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522219 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWTYN TE PARTNERS, LP CENTRAL INDEX KEY: 0001548709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522220 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Capital Partners, LP CENTRAL INDEX KEY: 0001789643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522221 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2460 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ledo Capital, LLC CENTRAL INDEX KEY: 0001789647 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522222 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2460 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Noah G. CENTRAL INDEX KEY: 0001788608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 21522223 MAIL ADDRESS: STREET 1: 60 EAST 42ND ST, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Garrett Motion Inc. CENTRAL INDEX KEY: 0001735707 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 824873189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 BUSINESS PHONE: 41-21-695-3000 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 FORMER COMPANY: FORMER CONFORMED NAME: Garrett Transportation Systems Inc. DATE OF NAME CHANGE: 20180327 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-04 0 0001735707 Garrett Motion Inc. GTX 0001569241 Newtyn Management, LLC 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 0 0 0 1 Member of 10% owner group 0001548707 NEWTYN PARTNERS, LP 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 10165 0 0 0 1 Member of 10% owner group 0001548709 NEWTYN TE PARTNERS, LP 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 0 0 0 1 Member of 10% owner group 0001789643 Newtyn Capital Partners, LP 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 10165 0 0 0 1 Member of 10% owner group 0001789647 Ledo Capital, LLC 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 10165 0 0 0 1 Member of 10% owner group 0001788608 Levy Noah G. 60 EAST 42ND STREET, 9TH FLOOR NEW YORK NY 10165 0 0 0 1 Member of 10% owner group Common Stock 2021-01-04 4 P 0 60112 4.402 A 1715112 I See Footnote Common Stock 2021-01-04 4 S 0 60112 4.399 D 1655000 I See Footnote Common Stock 2021-01-06 4 P 0 67310 4.629 A 1722310 I See Footnote Common Stock 2021-01-07 4 P 0 16939 4.734 A 1739249 I See Footnote Common Stock 2021-01-08 4 P 0 62846 4.663 A 1802095 I See Footnote Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly hold 1,117,299 and 684,796 shares, respectively, of common stock of Garrett Motion Inc. (the "Company"). Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons." The Reporting Persons are jointly filing this Form 4. The Reporting Persons may be deemed to be members of a group (for purposes of Rule 13d-3 under the Securities Exchange Act of 1934) with the other shareholders of the Company party to the Amended and Restated Coordination Agreement, dated October 20, 2020, filed as Exhibit 99.1 to the Reporting Persons' Schedule 13D filed on October 26, 2020. The Reporting Persons disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Newtyn Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory 2021-01-11 Newtyn TE Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory 2021-01-11 Newtyn Management, LLC, /s/ Eugene Dozortsev, Eugene Dozortsev, Authorized Signatory 2021-01-11 Newtyn Capital Partners, LP, By: Ledo Capital, LLC, General Partner, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory 2021-01-11 Ledo Capital, LLC, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory 2021-01-11 /s/ Noah Levy 2021-01-11