Chief Compliance Officer

0001606587-16-000781.txt : 20161013 0001606587-16-000781.hdr.sgml : 20161013 20161013161059 ACCESSION NUMBER: 0001606587-16-000781 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 EFFECTIVENESS DATE: 20161013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Harbor Financial Group, LLC CENTRAL INDEX KEY: 0001548577 IRS NUMBER: 202077226 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15047 FILM NUMBER: 161935096 BUSINESS ADDRESS: STREET 1: 54 MAIN STREET STREET 2: STE 102 CITY: LEOMINSTER STATE: MA ZIP: 01453 BUSINESS PHONE: 978.537.7701 MAIL ADDRESS: STREET 1: 54 MAIN STREET STREET 2: STE 102 CITY: LEOMINSTER STATE: MA ZIP: 01453 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001548577 XXXXXXXX 09-30-2016 09-30-2016 false New Harbor Financial Group, LLC

54 Main Street Ste 102 Leominster MA 01453

13F HOLDINGS REPORT 028-15047 N Christine Drisco Chief Compliance Officer 978-537-7701 Christine Drisco Leominster MA 10-12-2016 0 120 91450 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE SEMPRA ENERGY COM COM 816851109 3 35 SH SOLE NONE 35 0 0 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 8 200 SH SOLE NONE 200 0 0 HECLA MNG CO COM COM 422704106 66 11730 SH SOLE NONE 11730 0 0 ABB LTD SPONSORED ADR SPONSORED ADR 000375204 20 930 SH SOLE NONE 930 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 5 50 SH SOLE NONE 50 0 0 Procter & Gamble Company COM 742718109 80 900 SH SOLE NONE 900 0 0 Procter & Gamble Company COM 742718109 44 500 SH Put SOLE NONE 500 0 0 NETFLIX INC COM COM 64110L106 9 100 SH SOLE NONE 100 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 5 275 SH SOLE NONE 275 0 0 PROSHARES SHORT RUSSELL2000 SHRT RUSSELL2000 74348A210 5674 105528 SH SOLE NONE 105528 0 0 SANOFI SPONSORED ADR SPONSORED ADR 80105N105 7 200 SH SOLE NONE 200 0 0 MERCK & CO INC COM COM 58933Y105 3 50 SH SOLE NONE 50 0 0 MCKESSON CORP COM COM 58155Q103 4 25 SH SOLE NONE 25 0 0 ALASKA AIR GROUP INC COM COM 011659109 6 100 SH SOLE NONE 100 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 23 200 SH SOLE NONE 200 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 41 800 SH SOLE NONE 800 0 0 NEW GOLD INC CDA COM COM 644535106 235 54140 SH SOLE NONE 54140 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND FTSE SMCAP ETF 922042718 4 50 SH SOLE NONE 50 0 0 Pepsico, Inc. COM 713448108 43 400 SH SOLE NONE 400 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF 1-3 YR TR BD ETF 464287457 11202 131734 SH SOLE NONE 131734 0 0 VIAVI SOLUTIONS INC COM COM 925550105 2 375 SH SOLE NONE 375 0 0 FORD MTR CO DEL COM PAR $0.01 COM PAR $0.01 345370860 0 62 SH SOLE NONE 62 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 50 400 SH SOLE NONE 400 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 2537 20200 SH Put SOLE NONE 20200 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 37 300 SH Put SOLE NONE 300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 36 253 SH SOLE NONE 253 0 0 EXELON CORP COM COM 30161N101 1 46 SH SOLE NONE 46 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 8 10 SH SOLE NONE 10 0 0 INDIA FD INC COM COM 454089103 13 560 SH SOLE NONE 560 0 0 WHOLE FOODS MKT INC COM COM 966837106 5 200 SH SOLE NONE 200 0 0 MICROSOFT CORP COM COM 594918104 2 50 SH SOLE NONE 50 0 0 VALERO ENERGY CORP NEW COM COM 91913Y100 1 34 SH SOLE NONE 34 0 0 SCHLUMBERGER LTD COM COM 806857108 117 1500 SH SOLE NONE 1500 0 0 POTASH CORP SASK INC COM COM 73755L107 3 200 SH SOLE NONE 200 0 0 SIMON PPTY GROUP INC NEW COM COM 828806109 42 207 SH SOLE NONE 207 0 0 ISHARES MSCI BRAZIL CAPPED ETF MSCI BRZ CAP ETF 464286400 3 100 SH SOLE NONE 100 0 0 WILLIAMS CLAYTON ENERGY INC COM COM 969490101 1 20 SH SOLE NONE 20 0 0 COEUR MNG INC COM NEW COM NEW 192108504 2 250 SH SOLE NONE 250 0 0 GOLDCORP INC NEW COM COM 380956409 200 12166 SH SOLE NONE 12166 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 3 300 SH SOLE NONE 300 0 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 1971 315903 SH SOLE NONE 315903 0 0 ISHARES MSCI INDONESIA ETF MSCI INDONIA ETF 46429B309 2 100 SH SOLE NONE 100 0 0 TAHOE RES INC COM COM 873868103 3 250 SH SOLE NONE 250 0 0 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 17415 658923 SH SOLE NONE 658923 0 0 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 9337 353300 SH Put SOLE NONE 353300 0 0 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 8182 309600 SH Put SOLE NONE 309600 0 0 GREAT PANTHER SILVER LTD COM COM 39115V101 9 7000 SH SOLE NONE 7000 0 0 ANADARKO PETE CORP COM COM 032511107 9 152 SH SOLE NONE 152 0 0 SUNPOWER CORP COM COM 867652406 1 200 SH SOLE NONE 200 0 0 PROSHARES SHORT S&P 500 SHORT S&P 500 NE 74347B425 6265 164591 SH SOLE NONE 164591 0 0 ISHARES U.S. OIL EQUIPMENT & SERVICES ETF US OIL EQ&SV ETF 464288844 11 300 SH SOLE NONE 300 0 0 CHIPOTLE MEXICAN GRILL INC COM COM 169656105 2 5 SH SOLE NONE 5 0 0 SPECTRA ENERGY CORP COM COM 847560109 25 600 SH SOLE NONE 600 0 0 ELDORADO GOLD CORP NEW COM COM 284902103 475 121000 SH SOLE NONE 121000 0 0 GLOBAL X SILVER MINERS ETF GLOBAL X SILVER 37954Y848 6 146 SH SOLE NONE 146 0 0 RANDGOLD RES LTD ADR ADR 752344309 5 55 SH SOLE NONE 55 0 0 MIDDLESEX WATER CO COM COM 596680108 654 18576 SH SOLE NONE 18576 0 0 FRANCO NEVADA CORP COM COM 351858105 591 8465 SH SOLE NONE 8465 0 0 FORTUNE BRANDS HOME & SEC INC COM COM 34964C106 39 672 SH SOLE NONE 672 0 0 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 11 101 SH SOLE NONE 101 0 0 VISTA GOLD CORP COM NEW COM NEW 927926303 1 1000 SH SOLE NONE 1000 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR SPONSORED ADR 654624105 9 200 SH SOLE NONE 200 0 0 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 42 900 SH SOLE NONE 900 0 0 KROGER CO COM COM 501044101 2 100 SH SOLE NONE 100 0 0 EOG RES INC COM COM 26875P101 6 67 SH SOLE NONE 67 0 0 SILVER WHEATON CORP COM COM 828336107 4 150 SH SOLE NONE 150 0 0 VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN NT LKD 30 22539T274 0 2 SH SOLE NONE 2 0 0 STARRETT L S CO CL A CL A 855668109 5 602 SH SOLE NONE 602 0 0 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 7 10 SH SOLE NONE 10 0 0 HAIN CELESTIAL GROUP INC COM COM 405217100 57 1630 SH SOLE NONE 1630 0 0 VANECK VECTORS JUNIOR GOLD MINERS ETF JR GOLD MINERS E 92189F791 1474 33300 SH SOLE NONE 33300 0 0 AT&T INC COM COM 00206R102 3 94 SH SOLE NONE 94 0 0 ENERGY SELECT SECTOR SPDR FUND SBI INT-ENERGY 81369Y506 91 1300 SH SOLE NONE 1300 0 0 General Electric Company COM 369604103 172 5828 SH SOLE NONE 5828 0 0 TWITTER INC COM COM 90184L102 6 300 SH SOLE NONE 300 0 0 CIGNA CORPORATION COM COM 125509109 76 590 SH SOLE NONE 590 0 0 UNION PAC CORP COM COM 907818108 285 2930 SH SOLE NONE 2930 0 0 UNION PAC CORP COM COM 907818108 282 2900 SH Put SOLE NONE 2900 0 0 JPMORGAN CHASE & CO COM COM 46625H100 6 100 SH SOLE NONE 100 0 0 JPMORGAN CHASE & CO COM COM 46625H100 6 100 SH Put SOLE NONE 100 0 0 CHEVRON CORP NEW COM COM 166764100 92 900 SH SOLE NONE 900 0 0 CHEVRON CORP NEW COM COM 166764100 82 800 SH Put SOLE NONE 800 0 0 MAXIM INTEGRATED PRODS INC COM COM 57772K101 7 200 SH SOLE NONE 200 0 0 BANK AMER CORP COM COM 060505104 33 2172 SH SOLE NONE 2172 0 0 BANK AMER CORP COM COM 060505104 28 1800 SH Put SOLE NONE 1800 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF 3-7 YR TR BD ETF 464288661 10938 86445 SH SOLE NONE 86445 0 0 LEGACY RESVS LP UNIT LP INT UNIT LP INT 524707304 1 1356 SH SOLE NONE 1356 0 0 GILEAD SCIENCES INC COM COM 375558103 5 75 SH SOLE NONE 75 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 7 10 SH SOLE NONE 10 0 0 AMGEN INC COM COM 031162100 8 48 SH SOLE NONE 48 0 0 NOVAGOLD RES INC COM NEW COM NEW 66987E206 1 295 SH SOLE NONE 295 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO SOVEREIGN DEBT 73936T573 15 500 SH SOLE NONE 500 0 0 PROSHARES ULTRASHORT RUSSELL2000 ULTSHT RUSS2000 74348A319 976 33878 SH SOLE NONE 33878 0 0 ENERGOUS CORP COM COM 29272C103 1 60 SH SOLE NONE 60 0 0 WASHINGTON PRIME GROUP NEW COM COM 93964W108 1 103 SH SOLE NONE 103 0 0 AGNICO EAGLE MINES LTD COM COM 008474108 24 460 SH SOLE NONE 460 0 0 SIERRA WIRELESS INC COM COM 826516106 4 300 SH SOLE NONE 300 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND DIV APP ETF 921908844 17 204 SH SOLE NONE 204 0 0 POWERSHARES DB US DOLLAR INDEX BULLISH FUND DOLL INDX BULL 73936D107 24 1000 SH SOLE NONE 1000 0 0 AQUA AMERICA INC COM COM 03836W103 2 91 SH SOLE NONE 91 0 0 WISDOMTREE INDIA EARNINGS FUND INDIA ERNGS FD 97717W422 12 600 SH SOLE NONE 600 0 0 ALEXCO RESOURCE CORP COM COM 01535P106 4 2400 SH SOLE NONE 2400 0 0 FORTUNA SILVER MINES INC COM COM 349915108 2 300 SH SOLE NONE 300 0 0 ROYAL GOLD INC COM COM 780287108 6 90 SH SOLE NONE 90 0 0 BARRICK GOLD CORP COM COM 067901108 10 600 SH SOLE NONE 600 0 0 CITIGROUP INC COM NEW COM NEW 172967424 0 1 SH SOLE NONE 1 0 0 Exxon Mobil Corporation COM 30231G102 218 2500 SH SOLE NONE 2500 0 0 Exxon Mobil Corporation COM 30231G102 87 1000 SH Put SOLE NONE 1000 0 0 SOLAREDGE TECHNOLOGIES INC COM COM 83417M104 711 41320 SH SOLE NONE 41320 0 0 ENDEAVOUR SILVER CORP COM COM 29258Y103 5 1000 SH SOLE NONE 1000 0 0 CENTRAL FD CDA LTD CL A CL A 153501101 9355 676475 SH SOLE NONE 676475 0 0 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT CL A RPT LTDPT 282539105 457 31785 SH SOLE NONE 31785 0 0 URANIUM ENERGY CORP COM COM 916896103 0 1000 SH SOLE NONE 1000 0 0 LUMENTUM HLDGS INC COM COM 55024U109 3 75 SH SOLE NONE 75 0 0 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 7 46 SH SOLE NONE 46 0 0 Apple Inc. COM 037833100 131 1160 SH SOLE NONE 1160 0 0 Apple Inc. COM 037833100 22 200 SH Put SOLE NONE 200 0 0 Apple Inc. COM 037833100 22 200 SH Put SOLE NONE 200 0 0 Apple Inc. COM 037833100 22 200 SH Put SOLE NONE 200 0 0 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 18 175 SH SOLE NONE 175 0 0