SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Tradewinds Capital, L.P.

(Last) (First) (Middle)
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213

(Street)
SAUSALITO CA 94965

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/02/2014
3. Issuer Name and Ticker or Trading Symbol
STAR SCIENTIFIC INC [ STSI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,045,553(1) I By Tradewinds Capital, L.P.
Common Stock 1,579,498(1) I By Tradewinds Fund (Cayman), Ltd.
Common Stock 11,982,508(2) I By Robert W. Scannell(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Tradewinds Capital, L.P.

(Last) (First) (Middle)
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213

(Street)
SAUSALITO CA 94965

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
1. Name and Address of Reporting Person*
Tradewinds Fund (Cayman), Ltd.

(Last) (First) (Middle)
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213

(Street)
SAUSALITO CA 94965

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Scannell Robert

(Last) (First) (Middle)
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213

(Street)
SAUSALITO CA 94965

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Acquired through a pro rata distribution for no consideration in connection with the liquidation of Tradewinds Master Fund (BVI), Ltd.
2. Consists of: 6,357,457 shares held by Feehan Partners, L.P. ("Feehan"); 1,579,498 shares held by Tradewinds Fund (Cayman), Ltd. ("Tradewinds Cayman"); and 4,045,553 shares held by Tradewinds Capital, L.P. ("Tradewinds Capital"). Mr. Scannell is the General Partner of Feehan. Mr. Scannell is the Managing Member of the general partner of Tradewinds Capital and the Co-General Partner of the investment manager of Tradewinds Capital and, as such, may be deemed to share voting and investment power over the shares held by Tradewinds Capital. Mr. Scannell is a director of Tradewinds Cayman and the General Partner of the investment manager of Tradewinds Cayman and, as such, may be deemed to share voting and investment power over the shares held by Tradewinds Cayman. Mr. Scannell disclaims beneficial ownership of the shares held by Tradewinds Capital and Tradewinds Cayman, except to the extent of his pecuniary interest therein, if any.
Remarks:
New members of group that, in aggregate, holds over 10% of STSI
TRADEWINDS FUND (CAYMAN), LTD., By: /s/ Jay B. Gould, Jay B. Gould, Attorney-in-Fact 04/04/2014
TRADEWINDS CAPITAL, L.P., By: /s/ Jay B. Gould, Jay B. Gould, Attorney-in-Fact 04/04/2014
ROBERT W. SCANNELL, By: /s/ Jay B. Gould, Jay B. Gould, Attorney-in-Fact 04/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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