0001397911-16-000239.txt : 20160226
0001397911-16-000239.hdr.sgml : 20160226
20160226215404
ACCESSION NUMBER: 0001397911-16-000239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160224
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White George Burton
CENTRAL INDEX KEY: 0001548543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 161464581
MAIL ADDRESS:
STREET 1: ONE BEACON STREET, 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02108
4
1
wf-form4_145654163334260.xml
FORM 4
X0306
4
2016-02-24
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001548543
White George Burton
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
MD, Research
Common Stock
2016-02-24
4
F
0
322
19.35
D
11036
D
Consists of (i) 3,044 shares of Common Stock; (ii) 1,021 restricted stock units that vest in full on February 22, 2017; (iii) 867 restricted stock units that vest in full on February 24, 2017; (iv) 3,990 restricted stock units that vest ratably on March 6, 2016, March 6, 2017, and March 6, 2018; and (v) 2,114 restricted stock units that will vest ratably on each of June 10, 2016, June 10, 2017 and June 10, 2018.
The signatory is signing on behalf of George Burton White pursuant to a Power of Attorney dated August 11, 2015.
/s/ Gregory M. Woods, attorney-in-fact
2016-02-26